13F-HR filed by Stratos Wealth Advisors, LLC
Stratos Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-29, with 161 holding rows worth $176,299,000.
- Accession
- 0001612865-20-000002
- Filer
- CIK 1707202
- Filed
- 2020-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 161 entries on the cover page, a total value of $176,299,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $176,299,000 with VALUE read as thousands by filing date, 13F file number 028-19113. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 373,780 | $12,570,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 256,156 | $10,776,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 155,001 | $9,319,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 90,490 | $8,407,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,668 | $7,537,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 84,523 | $4,630,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 49,001 | $4,109,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 71,718 | $4,094,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 80,618 | $4,070,000 | thousands by filing date | |
| VTI | 922908769 | COM | 22,635 | $3,704,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,906 | $3,510,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 104,676 | $2,865,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 42,502 | $2,793,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 55,816 | $2,565,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,357 | $2,508,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 67,210 | $2,367,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 27,079 | $2,332,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17,971 | $2,240,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,878 | $2,223,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 30,044 | $1,960,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 37,038 | $1,919,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 48,125 | $1,809,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,029 | $1,739,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 16,138 | $1,709,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,918 | $1,694,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,734 | $1,644,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,241 | $1,490,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 15,946 | $1,462,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,214 | $1,431,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,585 | $1,265,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,927 | $1,205,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,408 | $1,175,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13,358 | $1,160,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 18,340 | $1,103,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 16,737 | $1,080,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,367 | $1,070,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,173 | $1,059,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,568 | $1,017,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 17,644 | $980,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,933 | $950,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,799 | $948,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,441 | $940,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 4,016 | $937,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,818 | $932,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 10,685 | $909,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 11,143 | $908,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 11,171 | $852,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,260 | $851,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,861 | $851,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 15,801 | $849,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,300 | $845,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,439 | $836,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 16,000 | $828,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 13,178 | $795,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 16,141 | $791,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,262 | $781,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,589 | $766,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,084 | $745,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,834 | $720,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,418 | $702,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,689 | $699,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,843 | $688,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 9,197 | $666,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,475 | $660,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,261 | $637,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,396 | $636,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,382 | $615,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,235 | $592,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 20,352 | $589,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,615 | $555,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 413 | $552,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,250 | $540,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,829 | $515,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,307 | $514,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,524 | $510,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,297 | $498,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,383 | $497,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 12,754 | $495,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,925 | $492,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 356 | $477,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,642 | $473,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,761 | $469,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,119 | $467,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 14,382 | $462,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 12,050 | $454,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,974 | $453,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,999 | $447,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,496 | $443,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,409 | $437,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,694 | $436,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,896 | $434,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,730 | $426,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,239 | $426,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 16,224 | $418,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,005 | $411,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,330 | $411,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,376 | $408,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 12,658 | $400,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 15,184 | $394,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,315 | $394,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 780 | $392,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 7,716 | $390,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 3,952 | $385,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,246 | $381,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,045 | $376,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,764 | $371,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,077 | $371,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,048 | $371,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,871 | $370,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,468 | $370,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 9,423 | $369,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,426 | $367,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,024 | $359,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 615 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 5,884 | $354,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,027 | $353,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,785 | $353,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,050 | $350,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,432 | $347,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5,241 | $346,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,652 | $345,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 5,439 | $343,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,224 | $335,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,927 | $334,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,159 | $319,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,383 | $312,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,000 | $307,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,804 | $304,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 42,422 | $303,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,107 | $301,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 918 | $298,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,162 | $294,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,381 | $288,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 8,302 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,033 | $283,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,451 | $282,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,838 | $269,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,698 | $267,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 8,533 | $265,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,879 | $263,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,665 | $250,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,063 | $247,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 833 | $245,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,593 | $241,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,600 | $238,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,613 | $235,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 10,234 | $234,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,850 | $230,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,045 | $228,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,430 | $228,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 9,271 | $215,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,185 | $214,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,265 | $210,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 853 | $206,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,182 | $205,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 4,666 | $202,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,849 | $200,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,321 | $200,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,690 | $200,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 10,450 | $167,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,794 | $154,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001612865-20-000002 | this filing | 2020-01-29 | acceptance time not in the bulk data set |