13F-HR filed by Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-29, with 980 holding rows worth $2,546,557,000.
- Accession
- 0001612865-20-000001
- Filer
- CIK 1612865
- Filed
- 2020-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 980 entries on the cover page, a total value of $2,546,557,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,546,557,000 with VALUE read as thousands by filing date, 13F file number 028-16201. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DISCOVER FINL SVCS | 254709108 | COM | 7,994 | $678,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,824 | $677,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 17,904 | $677,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,034 | $675,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 9,910 | $675,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,707 | $673,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,010 | $669,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 19,732 | $666,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 10,301 | $661,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 16,473 | $661,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,821 | $657,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 26,163 | $657,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 32,385 | $655,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 29,972 | $655,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 24,985 | $653,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 11,404 | $651,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 29,780 | $651,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,866 | $645,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,413 | $643,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,294 | $642,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,403 | $641,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 11,104 | $633,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 11,556 | $633,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 33,180 | $630,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 12,305 | $629,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 44,940 | $629,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 25,449 | $628,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,284 | $627,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,004 | $626,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,387 | $625,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,844 | $624,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 25,020 | $624,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 26,174 | $621,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 59,456 | $617,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,883 | $613,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 14,057 | $606,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 41,515 | $606,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,346 | $599,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 9,954 | $598,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,664 | $592,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,740 | $591,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 10,362 | $591,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 21,173 | $589,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,491 | $588,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 11,620 | $585,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 22,676 | $584,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,530 | $582,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,252 | $582,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,077 | $580,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 32,396 | $580,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 34,759 | $579,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 38,800 | $578,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 8,918 | $575,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,553 | $573,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 22,448 | $573,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,811 | $570,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 18,640 | $569,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 29,635 | $567,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 30,656 | $566,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,060 | $564,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 7,355 | $561,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 20,015 | $560,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 24,364 | $556,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,432 | $553,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 91,980 | $542,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 34,010 | $541,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,022 | $541,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 25,700 | $540,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 33,351 | $539,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,757 | $538,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 13,400 | $535,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,948 | $533,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,617 | $532,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 8,077 | $531,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 55,133 | $529,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 32,129 | $527,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 20,205 | $524,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,269 | $524,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 9,971 | $524,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 52,347 | $524,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 4,524 | $522,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 10,424 | $522,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 6,269 | $521,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 15,166 | $519,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,225 | $517,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 14,765 | $513,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 15,434 | $512,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 17,517 | $511,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 8,335 | $510,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,909 | $510,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,012 | $509,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 21,272 | $505,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,615 | $504,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 7,282 | $502,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 18,941 | $496,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,485 | $493,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 100,000 | $490,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 18,772 | $490,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,852 | $489,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,179 | $488,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,100 | $488,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,631 | $486,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 22,955 | $485,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15,061 | $484,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 8,309 | $484,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 16,358 | $484,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 5,380 | $482,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,076 | $481,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 27,154 | $480,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 10,483 | $478,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 14,652 | $477,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 18,427 | $473,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 11,943 | $471,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 7,852 | $471,000 | thousands by filing date | |
| MGC | 921910873 | COM | 4,197 | $469,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 23,712 | $469,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,450 | $468,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 39,526 | $466,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 12,774 | $464,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 7,300 | $463,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 9,351 | $463,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,821 | $462,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,484 | $462,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 9,074 | $462,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 13,580 | $453,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 63,725 | $451,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 11,963 | $451,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,142 | $449,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 9,457 | $443,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 58,774 | $441,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,867 | $440,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 18,175 | $440,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 4,048 | $438,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 32,948 | $437,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,626 | $436,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 19,964 | $431,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 28,982 | $430,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 12,581 | $429,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,632 | $426,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 5,447 | $421,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 959 | $420,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 6,485 | $420,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,277 | $419,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 7,992 | $418,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,660 | $417,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 6,429 | $416,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,493 | $415,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 6,426 | $414,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 8,221 | $414,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,366 | $413,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,617 | $408,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 7,235 | $408,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 11,012 | $407,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 18,522 | $407,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,619 | $406,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,612 | $404,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 9,412 | $404,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,405 | $402,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 16,931 | $401,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,595 | $399,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 46,900 | $395,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 12,147 | $394,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,882 | $394,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 16,331 | $393,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,616 | $390,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,392 | $388,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 21,584 | $386,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,809 | $384,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,607 | $383,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,059 | $383,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,387 | $380,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 53,118 | $380,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,119 | $378,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 7,246 | $377,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 12,167 | $374,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 4,913 | $373,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 20,688 | $373,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 5,104 | $370,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,081 | $369,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 12,272 | $369,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,799 | $368,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 7,252 | $367,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,076 | $364,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,616 | $364,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,538 | $363,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 13,992 | $363,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 14,203 | $363,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,705 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,452 | $358,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 9,853 | $355,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 14,502 | $353,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 8,573 | $352,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 5,011 | $352,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 8,218 | $351,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 9,299 | $351,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 12,828 | $351,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,687 | $348,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,095 | $347,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 18,474 | $347,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,504 | $344,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 16,883 | $343,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,357 | $342,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,324 | $342,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 974 | $340,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,762 | $340,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 11,174 | $338,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 22,623 | $337,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 13,770 | $337,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 7,842 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 13,379 | $334,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,445 | $333,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,971 | $332,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 7,064 | $332,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 17,976 | $331,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 7,463 | $331,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 29,538 | $331,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,112 | $330,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 23,613 | $330,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,471 | $330,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,331 | $329,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 9,800 | $327,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,785 | $325,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,470 | $325,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,327 | $323,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 16,980 | $323,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 6,650 | $323,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,415 | $322,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 15,004 | $319,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 24,795 | $317,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 11,378 | $317,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,291 | $315,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 3,092 | $315,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 531 | $314,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 11,693 | $314,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,040 | $312,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 6,532 | $312,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,594 | $311,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,086 | $311,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 15,340 | $310,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,923 | $310,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 10,060 | $310,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 40,400 | $309,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 10,366 | $306,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 864 | $306,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,296 | $306,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 7,260 | $305,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 7,901 | $305,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 17,811 | $305,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,464 | $304,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,885 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,061 | $302,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,401 | $301,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,428 | $301,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,150 | $301,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,106 | $301,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,624 | $300,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,493 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,135 | $300,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 11,053 | $299,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,526 | $298,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,555 | $298,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 6,987 | $298,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,012 | $297,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 4,136 | $295,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,285 | $295,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,997 | $295,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,819 | $295,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,987 | $294,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,930 | $293,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 3,215 | $292,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 20,879 | $291,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,154 | $289,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 5,580 | $289,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 12,062 | $289,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,041 | $284,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 584 | $283,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 23,236 | $280,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,309 | $279,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 10,588 | $279,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,402 | $278,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,695 | $277,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,156 | $275,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,628 | $275,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,501 | $274,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,936 | $273,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 8,460 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,084 | $271,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,859 | $271,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,798 | $270,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,251 | $270,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 8,147 | $270,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,037 | $269,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,133 | $266,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,389 | $265,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 8,353 | $265,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,516 | $265,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 5,641 | $265,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 231 | $264,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,350 | $263,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,376 | $263,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,784 | $262,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 13,684 | $262,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,552 | $260,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,285 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,631 | $260,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,812 | $260,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 8,977 | $259,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 5,414 | $259,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 8,108 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 6,312 | $258,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 8,225 | $256,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,525 | $255,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,714 | $255,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,198 | $255,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,000 | $254,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,990 | $253,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 30,066 | $253,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 10,106 | $253,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,805 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,344 | $252,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,973 | $252,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 2,675 | $252,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 18,512 | $251,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 9,820 | $250,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 18,197 | $250,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,750 | $250,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 12,484 | $250,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,162 | $249,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,644 | $249,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 906 | $247,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,147 | $247,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 952 | $246,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 836 | $246,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,463 | $244,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,395 | $244,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 981 | $244,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,444 | $243,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,201 | $243,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,117 | $242,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 2,261 | $241,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,042 | $241,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 35,517 | $240,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 12,893 | $240,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 7,327 | $239,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,917 | $239,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,503 | $239,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 27,066 | $238,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,578 | $237,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,190 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,176 | $236,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,119 | $234,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,935 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,485 | $233,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 21,161 | $231,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,323 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,841 | $231,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 9,000 | $231,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R206 | CL A | 1,366 | $230,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,348 | $229,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,586 | $227,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,345 | $227,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,116 | $225,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 7,615 | $225,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 4,481 | $224,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,428 | $224,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,559 | $224,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 4,795 | $224,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,079 | $224,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,620 | $224,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 8,178 | $223,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,660 | $223,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,242 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,798 | $222,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,712 | $221,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,323 | $221,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,255 | $219,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,688 | $219,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 8,400 | $219,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,807 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,114 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,605 | $216,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 18,950 | $216,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 15,440 | $216,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,707 | $215,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,547 | $214,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,749 | $213,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 25,000 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 14,000 | $213,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 8,835 | $213,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,542 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,120 | $212,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,285 | $211,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,407 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 17,212 | $211,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 251 | $210,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,834 | $209,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 4,556 | $208,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,344 | $208,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 26,000 | $208,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 47,350 | $208,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 20,856 | $208,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 7,919 | $207,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 14,534 | $207,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,306 | $207,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 10,228 | $206,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 3,936 | $205,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,369 | $205,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,697 | $205,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 11,226 | $205,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 933 | $204,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,953 | $203,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 7,165 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,590 | $202,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,463 | $202,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 7,588 | $202,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 11,201 | $201,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 10,228 | $182,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 20,000 | $182,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,765 | $181,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 27,425 | $178,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 10,413 | $175,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,518 | $175,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 23,012 | $170,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,117 | $167,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 11,662 | $162,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 14,525 | $160,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 20,000 | $160,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 17,050 | $159,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 10,000 | $158,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,889 | $155,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,579 | $155,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,105 | $154,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 12,516 | $154,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,561 | $152,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 69,838 | $151,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,900 | $147,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 10,000 | $146,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 13,500 | $135,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,829 | $130,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,679 | $128,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 17,039 | $125,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 41,450 | $119,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 15,224 | $116,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,098 | $116,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,671 | $114,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 14,631 | $112,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 20,000 | $109,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,000 | $108,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,500 | $105,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,560 | $103,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,267 | $103,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 13,025 | $102,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,544 | $102,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,151 | $87,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 14,200 | $85,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 13,010 | $84,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 18,298 | $81,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,101 | $80,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 200,126 | $78,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 24,015 | $76,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,572 | $67,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,665 | $66,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 15,878 | $64,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,489 | $63,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,000 | $58,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,513 | $57,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 25,000 | $56,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,000 | $45,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 10,444 | $44,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,000 | $40,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,400 | $30,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 35,400 | $18,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 12,305 | $16,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 17,991 | $15,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,000 | $13,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 11,112 | $12,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 28,975 | $10,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 10,800 | $10,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,236 | $4,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001612865-20-000001 | this filing | 2020-01-29 | acceptance time not in the bulk data set |