13F-HR filed by Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-02, with 719 holding rows worth $1,608,164,000.
- Accession
- 0001612865-17-000001
- Filer
- CIK 1612865
- Filed
- 2017-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 719 entries on the cover page, a total value of $1,608,164,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,608,164,000 with VALUE read as thousands by filing date, 13F file number 028-16201. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI Japan ETF | 46434G822 | SHS | 6,418 | $314,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,463 | $314,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,177 | $313,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,270 | $312,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,827 | $311,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,877 | $311,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 34,414 | $311,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,754 | $310,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,111 | $309,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,257 | $309,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,750 | $309,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,749 | $308,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 18,372 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,336 | $303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 8,541 | $303,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,351 | $302,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,846 | $299,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,775 | $299,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,912 | $298,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,523 | $297,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,329 | $297,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,581 | $295,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,509 | $294,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,065 | $292,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 6,169 | $291,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 7,628 | $291,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,651 | $290,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 7,489 | $290,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,377 | $288,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,741 | $288,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,837 | $288,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 23,181 | $285,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,854 | $284,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,904 | $281,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,837 | $281,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 4,742 | $278,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,644 | $278,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 23,731 | $278,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 11,000 | $278,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,490 | $275,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 34,335 | $275,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 10,900 | $274,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 27,200 | $274,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,118 | $273,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,167 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,947 | $269,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 24,873 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,476 | $268,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,579 | $267,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 27,181 | $267,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,186 | $265,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 8,907 | $265,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,436 | $264,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 30,000 | $264,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,638 | $262,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 25,937 | $261,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 31,505 | $260,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,837 | $260,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 13,745 | $259,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,435 | $259,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,397 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,746 | $257,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 15,750 | $257,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 6,113 | $257,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,490 | $256,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 10,149 | $255,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,695 | $253,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,324 | $252,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,682 | $252,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 23,139 | $251,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,966 | $250,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,039 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,252 | $250,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 7,555 | $249,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 923 | $248,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 9,801 | $247,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,828 | $246,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,393 | $245,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 19,275 | $245,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 7,656 | $245,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 11,974 | $244,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,117 | $243,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,161 | $243,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 8,243 | $243,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,309 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 16,349 | $240,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,177 | $239,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,529 | $238,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,592 | $238,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,473 | $237,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 11,191 | $237,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 11,207 | $237,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,349 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,192 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 24,500 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 7,473 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,479 | $234,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 8,838 | $234,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,898 | $233,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 11,333 | $233,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,310 | $233,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,621 | $233,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 5,814 | $233,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,648 | $232,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 3,072 | $231,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 4,121 | $231,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,189 | $231,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 4,556 | $230,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 3,923 | $229,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,423 | $228,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,265 | $228,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 16,142 | $227,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,702 | $227,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 357 | $226,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,407 | $226,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 9,122 | $226,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,049 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,849 | $225,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,502 | $225,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,906 | $225,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,948 | $225,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,071 | $224,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,516 | $223,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,074 | $223,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 9,106 | $222,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 4,626 | $222,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 5,998 | $221,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,475 | $220,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,513 | $220,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,627 | $219,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 9,050 | $219,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,489 | $218,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,654 | $217,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 11,704 | $217,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,960 | $214,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,750 | $214,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,503 | $213,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,553 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,762 | $212,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,171 | $211,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,299 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 5,296 | $211,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 4,300 | $209,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 742 | $207,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,231 | $206,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 14,000 | $206,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 11,138 | $205,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 9,779 | $205,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,845 | $204,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 4,030 | $203,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,065 | $202,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 813 | $202,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,750 | $202,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,609 | $201,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 3,755 | $200,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,610 | $192,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,535 | $191,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,826 | $191,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,577 | $190,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 18,300 | $185,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 12,500 | $184,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,063 | $182,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 12,000 | $180,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,000 | $174,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 20,000 | $171,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,518 | $165,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 23,850 | $163,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 46,921 | $159,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 24,368 | $158,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 12,431 | $154,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,332 | $153,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 12,684 | $153,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 15,350 | $152,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 14,690 | $148,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 33,167 | $148,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,879 | $148,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 20,000 | $141,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 15,000 | $137,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 19,479 | $137,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 11,100 | $132,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 15,391 | $129,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 11,797 | $128,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 10,353 | $127,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 16,442 | $125,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 16,003 | $124,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 10,000 | $122,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 12,278 | $121,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,121 | $120,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 30,000 | $119,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,000 | $118,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,042 | $116,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 13,444 | $113,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,232 | $103,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 15,907 | $101,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,088 | $94,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 26,322 | $90,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 16,000 | $89,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 16,034 | $82,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 10,050 | $76,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,515 | $67,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,816 | $61,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,043 | $55,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,000 | $54,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 11,350 | $50,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 21,935 | $46,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 25,400 | $42,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 14,680 | $36,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 54,677 | $35,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 20,999 | $30,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 45,470 | $29,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 24,154 | $24,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,050 | $24,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 11,000 | $21,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 15,000 | $21,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 11,321 | $18,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 37,000 | $17,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 15,000 | $16,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 10,162 | $8,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 10,700 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001612865-17-000001 | this filing | 2017-02-02 | acceptance time not in the bulk data set |