13F-HR filed by Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-01, with 677 holding rows worth $1,482,457,000.
- Accession
- 0001612865-16-000015
- Filer
- CIK 1612865
- Filed
- 2016-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 677 entries on the cover page, a total value of $1,482,457,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,482,457,000 with VALUE read as thousands by filing date, 13F file number 028-16201. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PG&E CORP COM | 69331C108 | Stock | 4,741 | $290,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,763 | $290,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,985 | $288,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,444 | $288,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,363 | $287,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 9,332 | $286,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 3,611 | $285,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,909 | $285,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,379 | $285,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 3,581 | $285,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 18,700 | $285,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,688 | $283,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,502 | $282,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,771 | $282,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 30,000 | $281,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,298 | $277,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 987 | $273,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 20,433 | $272,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,625 | $271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,138 | $271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,416 | $271,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 10,500 | $270,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,525 | $270,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 19,050 | $269,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 4,038 | $269,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 9,470 | $268,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,566 | $267,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 24,751 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,772 | $266,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 7,795 | $265,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,730 | $264,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,904 | $263,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,683 | $263,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,388 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 12,692 | $261,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 24,500 | $259,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 9,300 | $259,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,592 | $257,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,410 | $257,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 11,139 | $257,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,708 | $256,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 7,800 | $256,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 7,556 | $255,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 11,175 | $255,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 8,343 | $254,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 22,640 | $249,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 3,885 | $248,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,933 | $247,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,896 | $247,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 9,974 | $246,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,078 | $245,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 16,600 | $245,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 7,364 | $244,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,899 | $244,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,104 | $243,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 16,000 | $243,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,474 | $242,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,387 | $242,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 25,063 | $242,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 16,142 | $241,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 6,527 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,000 | $239,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 14,000 | $239,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 11,185 | $239,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 11,201 | $239,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,837 | $238,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 7,871 | $238,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 22,800 | $237,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,552 | $236,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,171 | $235,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 6,080 | $235,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,102 | $234,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 551 | $233,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 21,533 | $233,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 14,000 | $233,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 3,886 | $233,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,018 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 14,160 | $231,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 7,790 | $231,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,603 | $229,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,421 | $229,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,684 | $229,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,049 | $227,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,475 | $227,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,427 | $227,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,567 | $227,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,434 | $226,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,848 | $226,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,160 | $225,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,365 | $225,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,758 | $225,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,681 | $224,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 4,909 | $224,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,977 | $223,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 14,269 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,129 | $222,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 5,788 | $222,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,659 | $221,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 12,845 | $221,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,687 | $220,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,794 | $219,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,540 | $217,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 20,721 | $217,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 13,878 | $216,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 14,127 | $215,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 9,050 | $215,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,837 | $214,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 16,136 | $214,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,735 | $213,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 4,485 | $211,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 9,269 | $211,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,800 | $211,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,373 | $211,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 7,484 | $211,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,907 | $208,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,800 | $208,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,075 | $208,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,543 | $207,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,794 | $206,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 8,839 | $205,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,948 | $205,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,335 | $204,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,817 | $201,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 8,436 | $201,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 5,469 | $200,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,518 | $191,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 44,239 | $184,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,223 | $180,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 21,150 | $179,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 19,853 | $173,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 27,323 | $170,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 23,850 | $158,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,267 | $156,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 14,746 | $152,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,063 | $148,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 23,488 | $147,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 10,353 | $143,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 30,000 | $139,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,033 | $135,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 13,031 | $135,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 36,908 | $135,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 31,664 | $132,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 11,100 | $131,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 12,368 | $125,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,638 | $121,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 22,507 | $117,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 14,028 | $116,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,000 | $112,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,377 | $108,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 14,619 | $106,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,232 | $100,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 10,000 | $100,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 19,509 | $98,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,088 | $97,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 19,363 | $92,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 16,000 | $91,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 20,000 | $85,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 12,950 | $85,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,150 | $83,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,853 | $75,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 10,544 | $67,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,000 | $61,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,017 | $59,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 24,279 | $58,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,000 | $57,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,015 | $56,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 19,703 | $47,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 14,680 | $46,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 23,999 | $38,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,000 | $36,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 54,677 | $34,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 25,400 | $34,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,050 | $34,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 24,154 | $27,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 18,000 | $16,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 11,321 | $14,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 14,000 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001612865-16-000015 | this filing | 2016-11-01 | acceptance time not in the bulk data set |