13F-HR filed by Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-30, with 541 holding rows worth $796,133,000.
- Accession
- 0001612865-15-000011
- Filer
- CIK 1612865
- Filed
- 2015-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 541 entries on the cover page, a total value of $796,133,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $796,133,000 with VALUE read as thousands by filing date, 13F file number 028-16201. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,299 | $147,000 | thousands by filing date | |
| MERK GOLD TR SHS BEN INT | 590055109 | ALTERNATIVE-PUBLIC | 13,284 | $147,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 13,543 | $145,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,186 | $144,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 36,024 | $135,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 10,000 | $135,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 11,842 | $132,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 11,299 | $131,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 11,511 | $130,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 19,449 | $123,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,300 | $114,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 13,000 | $113,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 15,391 | $111,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,046 | $109,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 19,603 | $107,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,536 | $104,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 42,535 | $97,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 14,028 | $95,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,562 | $94,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 12,700 | $92,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,139 | $91,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 16,831 | $84,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,350 | $83,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,176 | $79,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,732 | $76,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 10,258 | $71,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 10,039 | $65,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 10,572 | $63,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,950 | $61,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 19,467 | $56,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,000 | $46,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,545 | $45,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,615 | $43,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 16,384 | $40,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 13,116 | $33,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 14,339 | $32,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 10,708 | $29,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,000 | $23,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,400 | $10,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 25,400 | $10,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 22,005 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001612865-15-000011 | this filing | 2015-10-30 | acceptance time not in the bulk data set |