13F-HR/A filed by Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. filed this 13F-HR/A for the quarter ended 2014-12-31, filed 2015-02-09, with 507 holding rows worth $555,521,000.
- Accession
- 0001612865-15-000004
- Filer
- CIK 1612865
- Filed
- 2015-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, amendment of type restatement, 507 entries on the cover page, a total value of $555,521,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,521,000 with VALUE read as thousands by filing date, 13F file number 028-16201. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 111,112 | $16,089,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 131,788 | $14,512,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 328,914 | $13,505,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 119,826 | $12,509,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 94,871 | $11,948,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 112,494 | $10,400,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 93,051 | $9,607,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 243,085 | $9,587,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 43,485 | $8,938,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 67,408 | $8,488,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 239,470 | $8,044,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 245,968 | $6,845,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 139,732 | $6,491,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 57,473 | $6,010,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 69,728 | $5,889,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 309,232 | $5,430,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 18,585 | $4,906,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 86,098 | $4,720,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 148,448 | $4,624,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 37,306 | $4,463,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 46,078 | $4,406,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 57,036 | $4,316,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 26,131 | $4,193,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 87,337 | $4,086,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 65,207 | $4,081,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 26,309 | $4,044,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 47,055 | $3,811,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 46,656 | $3,800,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 245,701 | $3,730,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 363,158 | $3,606,000 | thousands by filing date | |
| VTI | 922908769 | COM | 33,651 | $3,567,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 45,476 | $3,548,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 69,888 | $3,443,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 30,471 | $3,418,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 35,840 | $3,376,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 35,621 | $3,245,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 31,000 | $3,236,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 37,112 | $3,170,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 73,903 | $3,127,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 52,165 | $3,079,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 45,815 | $3,067,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 121,285 | $3,065,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 44,228 | $3,054,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 31,321 | $3,017,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 31,599 | $2,988,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 45,069 | $2,949,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 81,335 | $2,938,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 47,518 | $2,891,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 34,046 | $2,883,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 75,927 | $2,755,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 39,187 | $2,680,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 54,113 | $2,657,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 92,783 | $2,651,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 28,040 | $2,627,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 266,469 | $2,571,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,169 | $2,518,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 43,596 | $2,476,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 69,105 | $2,430,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 108,168 | $2,383,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 27,502 | $2,298,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 40,250 | $2,212,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 49,175 | $2,211,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 29,331 | $2,180,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 78,765 | $2,179,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,420 | $2,152,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 27,576 | $2,151,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 97,573 | $2,044,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 54,299 | $1,993,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 26,508 | $1,985,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 46,938 | $1,982,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 112,955 | $1,898,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 105,755 | $1,853,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 53,609 | $1,832,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 117,124 | $1,815,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 15,184 | $1,813,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 37,758 | $1,801,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 64,726 | $1,800,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,219 | $1,736,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 30,500 | $1,726,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 21,888 | $1,725,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,312 | $1,720,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 15,921 | $1,687,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 37,566 | $1,676,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,920 | $1,630,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,140 | $1,626,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 24,679 | $1,615,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 16,765 | $1,580,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 96,783 | $1,577,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 39,381 | $1,576,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 25,150 | $1,576,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 13,620 | $1,574,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 18,900 | $1,562,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 12,902 | $1,537,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 23,835 | $1,532,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 29,526 | $1,515,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 36,611 | $1,514,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 10,002 | $1,513,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 64,328 | $1,500,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 75,012 | $1,424,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 20,213 | $1,406,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,358 | $1,350,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 33,743 | $1,346,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 35,170 | $1,335,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 20,219 | $1,314,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 16,033 | $1,277,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,782 | $1,275,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 22,114 | $1,269,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 32,826 | $1,267,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 33,822 | $1,229,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 15,286 | $1,222,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 24,062 | $1,215,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 17,265 | $1,191,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 30,200 | $1,187,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 14,899 | $1,183,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 29,195 | $1,156,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 24,133 | $1,155,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14,811 | $1,139,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 129,711 | $1,138,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,091 | $1,113,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 10,165 | $1,111,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 29,103 | $1,102,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,742 | $1,096,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 90,996 | $1,083,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,182 | $1,082,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,134 | $1,064,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,463 | $1,062,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 14,951 | $1,056,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 18,791 | $1,040,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,385 | $1,036,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 12,526 | $1,032,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 10,823 | $1,009,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 14,545 | $1,001,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,567 | $999,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,878 | $989,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 84,239 | $975,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 13,991 | $951,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 22,195 | $949,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 61,471 | $926,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,384 | $919,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 17,098 | $912,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 30,491 | $907,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,329 | $897,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11,746 | $895,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 19,864 | $889,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 11,574 | $871,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 12,844 | $863,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,734 | $849,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,834 | $835,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 11,173 | $824,000 | thousands by filing date | |
| 38259p508 | COM | 1,538 | $816,000 | thousands by filing date | ||
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 10,001 | $812,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 9,800 | $808,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 31,519 | $800,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,662 | $782,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8,660 | $776,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 18,427 | $770,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,904 | $761,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,629 | $756,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 6,573 | $753,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 15,807 | $741,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 25,530 | $738,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 5,256 | $721,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,919 | $719,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 9,452 | $715,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,226 | $706,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 29,287 | $702,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 50,759 | $702,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,914 | $700,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 6,885 | $700,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,743 | $699,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 84,876 | $699,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,596 | $695,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,852 | $685,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 9,194 | $682,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 15,354 | $676,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 17,158 | $675,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 11,135 | $673,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,404 | $671,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6,599 | $666,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,892 | $659,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 13,304 | $645,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,978 | $645,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,929 | $641,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 8,883 | $641,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 18,982 | $640,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 14,936 | $629,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 52,216 | $621,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,181 | $616,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 8,449 | $615,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 13,613 | $612,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 26,873 | $610,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 15,526 | $605,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,589 | $601,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,427 | $600,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 40,647 | $598,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,297 | $597,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 11,123 | $596,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 24,689 | $593,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 12,828 | $585,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 40,335 | $584,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 5,695 | $582,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,187 | $580,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 14,440 | $579,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,985 | $573,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,079 | $567,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,035 | $564,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,611 | $563,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,499 | $562,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 10,903 | $560,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,776 | $559,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 10,324 | $552,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,863 | $551,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,377 | $549,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,901 | $547,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,735 | $545,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 57,444 | $545,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,562 | $544,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 14,168 | $543,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 11,622 | $539,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 8,558 | $539,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,820 | $538,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,844 | $538,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 14,805 | $537,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,815 | $535,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 6,303 | $534,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,279 | $533,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 6,122 | $531,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,481 | $530,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 69,947 | $527,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 18,598 | $526,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 9,359 | $521,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 22,319 | $521,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 11,322 | $519,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,448 | $516,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,511 | $515,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 4,101 | $515,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 12,726 | $515,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,972 | $514,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,461 | $513,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 18,572 | $513,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 14,527 | $507,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 11,228 | $506,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 9,343 | $505,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,691 | $503,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 10,496 | $501,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,147 | $498,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 20,722 | $498,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 6,616 | $493,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 19,079 | $493,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 11,176 | $489,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,902 | $485,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,484 | $481,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,238 | $477,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 18,656 | $473,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,677 | $472,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,274 | $472,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,676 | $471,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,526 | $469,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,917 | $468,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,374 | $465,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 8,189 | $465,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 12,518 | $464,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,904 | $464,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,262 | $456,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 32,415 | $456,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,406 | $452,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 9,811 | $451,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 17,177 | $441,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 16,167 | $439,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 30,434 | $436,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 20,210 | $436,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,400 | $435,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 16,720 | $433,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 8,962 | $431,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,312 | $427,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,491 | $427,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 18,374 | $426,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,276 | $423,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 52,299 | $422,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 34,997 | $418,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,665 | $417,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,462 | $415,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 7,698 | $412,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 15,863 | $412,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,341 | $409,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,121 | $407,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 7,164 | $404,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 77,100 | $402,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,692 | $401,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,082 | $398,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,572 | $396,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,741 | $395,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 17,125 | $395,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,130 | $391,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 5,471 | $390,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,362 | $387,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,444 | $385,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,272 | $384,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 11,232 | $384,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 4,317 | $383,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 7,210 | $380,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,647 | $379,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 4,824 | $376,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 16,786 | $371,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,538 | $370,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,384 | $370,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 54,980 | $367,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 6,350 | $366,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 32,956 | $363,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 7,986 | $363,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 12,432 | $361,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,475 | $360,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,455 | $359,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 18,327 | $358,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,779 | $357,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,996 | $356,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 8,051 | $356,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,482 | $355,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 7,297 | $353,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 6,916 | $350,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,962 | $349,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 16,429 | $349,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,330 | $347,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,072 | $347,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 32,760 | $345,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 11,346 | $345,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 15,790 | $342,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,949 | $341,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,205 | $337,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,888 | $334,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 975 | $331,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 12,805 | $331,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 17,795 | $328,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 28,418 | $325,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,723 | $325,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,249 | $324,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,870 | $324,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 13,007 | $324,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 19,432 | $324,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 13,581 | $323,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 2,812 | $323,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,538 | $320,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 14,087 | $320,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,887 | $316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 4,580 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,129 | $313,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,304 | $313,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 8,573 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 6,691 | $311,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 22,309 | $310,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,216 | $306,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,431 | $304,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,882 | $301,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,699 | $301,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,978 | $301,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 15,645 | $301,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 828 | $296,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 11,907 | $296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,986 | $295,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 21,653 | $294,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,612 | $292,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 21,403 | $292,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,487 | $288,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,010 | $288,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 36,000 | $287,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,010 | $285,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,968 | $285,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 31,397 | $284,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,869 | $279,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 10,195 | $279,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,244 | $277,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,912 | $276,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,697 | $273,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,072 | $272,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,988 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 5,428 | $271,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,093 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,421 | $267,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,269 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,996 | $264,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,227 | $263,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 231 | $263,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,705 | $260,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,954 | $259,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,732 | $258,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,825 | $257,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,328 | $257,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,184 | $257,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,881 | $256,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,136 | $256,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,148 | $253,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 13,904 | $252,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 8,564 | $250,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,142 | $249,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,893 | $248,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 6,488 | $244,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 9,560 | $243,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 6,514 | $238,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 8,428 | $237,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,377 | $235,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 16,038 | $235,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 62,516 | $233,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,400 | $232,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,132 | $232,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 11,270 | $231,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,126 | $229,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 7,397 | $229,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 9,601 | $228,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,399 | $228,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,663 | $227,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 6,918 | $227,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 3,506 | $227,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,333 | $226,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,391 | $226,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,590 | $224,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,774 | $223,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,778 | $223,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,188 | $222,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,335 | $222,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,239 | $222,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,119 | $221,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,013 | $219,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,032 | $219,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,337 | $219,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 11,620 | $219,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,216 | $218,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,172 | $217,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 842 | $217,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 6,700 | $217,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 5,469 | $216,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,056 | $215,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,467 | $215,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,049 | $214,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,912 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 3,848 | $213,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 26,000 | $213,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 8,789 | $212,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,864 | $208,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,345 | $207,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,828 | $207,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,955 | $207,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 18,199 | $207,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,495 | $206,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,072 | $206,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,022 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,522 | $206,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,551 | $204,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,619 | $204,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,408 | $203,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,341 | $203,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,470 | $203,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,870 | $202,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,159 | $201,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 4,933 | $201,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,135 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 14,443 | $199,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 10,620 | $186,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 13,551 | $186,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,160 | $185,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 11,442 | $182,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 24,127 | $181,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,936 | $181,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 12,765 | $176,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 17,295 | $175,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,399 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,851 | $168,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 23,405 | $164,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 11,961 | $161,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 13,963 | $160,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 21,852 | $158,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 16,444 | $156,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,610 | $153,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,468 | $153,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 21,750 | $151,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 10,577 | $148,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,275 | $144,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 13,000 | $144,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,850 | $144,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 15,300 | $133,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 17,855 | $127,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 12,500 | $124,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 12,240 | $111,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,254 | $105,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,303 | $104,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 14,028 | $98,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 17,450 | $97,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 21,655 | $95,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,100 | $88,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 22,942 | $88,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 45,535 | $86,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,794 | $80,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,232 | $72,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 23,194 | $72,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,172 | $69,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,720 | $67,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,100 | $66,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,927 | $64,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,000 | $53,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,962 | $40,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 12,239 | $39,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001612865-15-000003 | superseded | 2015-02-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001612865-15-000004 | this filing | 2015-02-09 | acceptance time not in the bulk data set |