13F-HR filed by ROMAN BUTLER FULLERTON & CO
ROMAN BUTLER FULLERTON & CO filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-15, with 162 holding rows worth $144,614,000.
- Accession
- 0001607045-19-000113
- Filer
- CIK 733444
- Filed
- 2019-10-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 162 entries on the cover page, a total value of $144,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,614,000 with VALUE read as thousands by filing date, 13F file number 028-19019. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MasterCard, Inc | 57636Q104 | COM | 16,599 | $4,508,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,036 | $4,454,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,825 | $4,216,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,457 | $3,997,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 101,645 | $3,815,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 18,285 | $3,804,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,149 | $3,501,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,561 | $2,914,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 16,144 | $2,906,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,681 | $2,833,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 9,911 | $2,668,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,234 | $2,275,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 17,223 | $2,245,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 61,407 | $2,206,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 126,331 | $1,913,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 26,680 | $1,710,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,600 | $1,672,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 43,885 | $1,607,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,275 | $1,587,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,305 | $1,541,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,769 | $1,523,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,520 | $1,486,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,168 | $1,455,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 26,778 | $1,380,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 9,073 | $1,377,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,540 | $1,363,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 18,680 | $1,337,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 129,132 | $1,247,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,007 | $1,230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 47,827 | $1,216,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,926 | $1,202,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 9,058 | $1,176,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 14,693 | $1,176,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 18,487 | $1,157,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,547 | $1,124,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,627 | $1,112,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 53,625 | $1,105,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 9,281 | $1,083,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,659 | $1,082,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,820 | $1,072,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,527 | $1,070,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,432 | $1,052,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 10,065 | $1,000,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,942 | $992,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,670 | $976,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 6,092 | $968,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,499 | $951,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8,492 | $934,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,713 | $925,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 18,023 | $914,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,963 | $914,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 23,339 | $913,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 115,282 | $912,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,319 | $884,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,897 | $884,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,066 | $882,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,267 | $875,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 9,267 | $873,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 707 | $862,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,676 | $843,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 21,180 | $832,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,474 | $818,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,142 | $797,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,441 | $778,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 518 | $777,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,668 | $754,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,626 | $749,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 22,933 | $743,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 43,865 | $730,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,820 | $716,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,777 | $714,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,460 | $691,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,140 | $674,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,368 | $664,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,128 | $638,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 7,688 | $633,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 5,010 | $628,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 13,960 | $625,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 6,753 | $618,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 17,096 | $602,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,238 | $600,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 66,399 | $594,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,834 | $591,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,765 | $590,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,016 | $581,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,416 | $578,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,011 | $571,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,294 | $567,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 9,386 | $564,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,674 | $545,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,683 | $539,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 8,730 | $533,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,446 | $512,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 10,915 | $503,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,030 | $479,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,119 | $476,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 23,150 | $470,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,465 | $465,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,530 | $454,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10,485 | $454,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,184 | $452,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,860 | $445,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 13,190 | $436,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,977 | $433,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,658 | $423,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,709 | $420,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 498 | $419,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 7,204 | $417,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 9,450 | $415,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,224 | $405,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,097 | $402,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 6,490 | $402,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,417 | $395,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,788 | $392,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,271 | $390,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,282 | $389,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,567 | $382,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,142 | $372,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,814 | $371,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,490 | $369,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,212 | $368,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 34,835 | $366,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,439 | $360,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,578 | $359,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,354 | $353,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 6,780 | $352,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 27,007 | $347,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 4,190 | $337,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,211 | $336,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,605 | $328,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 12,449 | $327,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,687 | $318,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 7,233 | $314,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,785 | $308,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,320 | $306,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 16,612 | $301,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,666 | $298,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 418 | $295,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,932 | $292,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,737 | $283,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 42,530 | $280,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,908 | $274,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,224 | $271,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 45,520 | $266,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,185 | $263,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,460 | $249,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,427 | $241,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,223 | $240,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 101,017 | $239,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,519 | $238,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,523 | $235,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,696 | $235,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,418 | $230,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,504 | $228,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,043 | $227,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,518 | $221,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 395 | $217,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,105 | $214,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,186 | $209,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,915 | $208,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,691 | $203,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,000 | $203,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001607045-19-000113 | this filing | 2019-10-15 | acceptance time not in the bulk data set |