13F-HR filed by LexAurum Advisors, LLC
LexAurum Advisors, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-07, with 196 holding rows worth $103,509,000.
- Accession
- 0001607045-18-000026
- Filer
- CIK 1729677
- Filed
- 2018-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 196 entries on the cover page, a total value of $103,509,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,509,000 with VALUE read as thousands by filing date, 13F file number 028-18310. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 20 | $6,305,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 188,949 | $5,508,000 | thousands by filing date | |
| VTI | 922908769 | COM | 23,618 | $3,371,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 122,067 | $2,447,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 46,206 | $2,411,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 93,458 | $2,259,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 39,186 | $2,240,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 19,260 | $1,844,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17,384 | $1,835,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,782 | $1,779,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,264 | $1,598,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,694 | $1,469,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 61,357 | $1,440,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 27,602 | $1,395,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,422 | $1,350,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 22,088 | $1,349,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 46,501 | $1,330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 33,092 | $1,272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 27,545 | $1,268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 30,585 | $1,253,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 18,191 | $1,240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 26,546 | $1,176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 71,509 | $1,169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,010 | $1,165,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 26,331 | $1,120,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,191 | $1,096,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 13,904 | $1,093,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 29,139 | $1,075,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,880 | $1,073,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 30,264 | $1,044,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,977 | $1,014,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 32,913 | $998,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 20,010 | $970,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 14,729 | $965,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 30,364 | $946,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 21,677 | $937,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 12,343 | $897,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 16,069 | $884,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 20,718 | $878,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 15,628 | $866,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 26,523 | $858,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 231,042 | $825,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 13,852 | $813,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 25,887 | $796,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 14,866 | $792,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,111 | $781,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,209 | $748,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,664 | $740,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,581 | $724,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 565 | $722,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 12,730 | $707,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,978 | $700,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 22,058 | $689,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 49,916 | $642,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 9,697 | $602,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,749 | $588,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,375 | $571,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,716 | $542,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 19,875 | $527,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 69,500 | $516,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,834 | $512,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 14,820 | $512,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 396 | $506,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,804 | $505,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,848 | $501,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,813 | $490,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 21,697 | $476,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,021 | $469,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,350 | $461,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,176 | $460,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 52,207 | $448,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,000 | $440,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,577 | $438,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 15,492 | $436,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,642 | $433,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,215 | $425,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,357 | $419,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,607 | $418,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 5,410 | $408,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,569 | $404,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,826 | $400,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,256 | $361,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,300 | $360,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,080 | $358,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 18,635 | $334,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 6,351 | $327,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,691 | $323,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,169 | $323,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,289 | $321,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,843 | $320,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,645 | $316,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,616 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,600 | $309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 9,033 | $308,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,702 | $305,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,593 | $304,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,755 | $299,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 24,093 | $298,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,720 | $297,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 6,666 | $296,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 3,707 | $295,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,815 | $294,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,968 | $289,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,665 | $278,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 33,465 | $271,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,401 | $270,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $261,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,100 | $261,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,398 | $261,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,955 | $261,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,527 | $260,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,332 | $255,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,231 | $243,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,535 | $243,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,051 | $243,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,851,129 | $240,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,095 | $238,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,425 | $237,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,435 | $236,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,515 | $234,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,653 | $231,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,038 | $228,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,409 | $228,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 3,392 | $228,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,301 | $227,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,970 | $222,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,207 | $222,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,285 | $218,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,954 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 11,283 | $217,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,573 | $215,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,462 | $212,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,440 | $212,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 20,434 | $212,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,348 | $211,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 6,773 | $210,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,494 | $197,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 11,815 | $175,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,349 | $173,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 10,060 | $80,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 213,203 | $35,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 759,919 | $33,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 135,231 | $26,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 99,574 | $22,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 172,334 | $18,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 399,146 | $16,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 142,399 | $14,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 205,686 | $13,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 237,322 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 238,048 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 199,152 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 64,319 | $10,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 42,588 | $8,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 79,005 | $8,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 49,390 | $6,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 58,782 | $6,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 48,329 | $6,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 101,075 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 153,741 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| OFS CAPITAL CORP | 67103B100 | COM | 76,388 | $6,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 37,948 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 112,784 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 50,706 | $5,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 29,145 | $5,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 72,243 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 56,375 | $4,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 65,067 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 61,714 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 89,331 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 15,000 | $3,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,950 | $3,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 66,253 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 41,122 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 20,949 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 38,702 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 56,393 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,918 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 24,589 | $2,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 33,494 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 34,384 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 32,643 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,312 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 30,779 | $2,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 29,448 | $2,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 19,456 | $2,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,324 | $1,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 24,666 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,576 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARES CAPITAL CORP | 04010L103 | COM | 17,954 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 15,015 | $1,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,155 | $1,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,228 | $1,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,439 | $1,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,079 | $1,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 27,405 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 16,458 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001607045-18-000026 | this filing | 2018-05-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001607045-18-000036 | base | 2018-05-09 | acceptance time not in the bulk data set |