13F-HR filed by Archford Capital Strategies, LLC
Archford Capital Strategies, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-16, with 787 holding rows worth $125,826,000.
- Accession
- 0001606609-14-000007
- Filer
- CIK 1606609
- Filed
- 2014-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 860 entries on the cover page, a total value of $125,826,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $125,816,000 with VALUE read as thousands by filing date, 13F file number 028-16185. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| United Parcel Service,Inc. Class B | 911312106 | COM | 79,823 | $7,846,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 53,998 | $5,404,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 68,386 | $4,371,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 57,527 | $3,836,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 30,134 | $3,391,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 26,885 | $2,727,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 58,477 | $2,715,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50,783 | $2,699,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 54,241 | $2,447,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 23,674 | $1,967,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 14,976 | $1,964,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 21,090 | $1,911,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,385 | $1,729,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17,676 | $1,360,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 31,559 | $1,328,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,137 | $1,282,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,574 | $1,267,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,221 | $1,253,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,116 | $1,206,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 11,933 | $1,194,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,328 | $1,136,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 12,928 | $1,129,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 48,119 | $1,115,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 9,117 | $1,071,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 21,795 | $1,051,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 36,285 | $1,006,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 26,067 | $997,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 13,544 | $972,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,657 | $960,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,620 | $927,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,339 | $914,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 21,454 | $897,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 20,322 | $893,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 6,694 | $883,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,986 | $880,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 9,372 | $872,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 24,987 | $856,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 8,947 | $844,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,907 | $837,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,502 | $836,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 18,355 | $836,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,492 | $831,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 13,133 | $822,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,027 | $812,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,033 | $796,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,443 | $793,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,907 | $793,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,455 | $776,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,689 | $764,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 9,544 | $764,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,109 | $763,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,807 | $760,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 7,404 | $752,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 12,448 | $748,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,952 | $746,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 16,850 | $745,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 23,162 | $742,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,775 | $734,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,482 | $722,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 8,156 | $715,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,527 | $712,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,451 | $698,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,647 | $692,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 15,476 | $687,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 11,136 | $676,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13,021 | $675,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 18,786 | $666,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,527 | $663,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 9,975 | $662,000 | thousands by filing date | |
| BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX | 06051R329 | Equity | 44,800 | $658,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,184 | $656,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,958 | $619,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,522 | $590,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,636 | $585,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 9,564 | $582,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 20,794 | $570,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 33,055 | $565,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,768 | $549,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,812 | $533,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,445 | $524,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,470 | $493,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,507 | $491,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,370 | $483,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 4,248 | $445,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,115 | $424,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,302 | $421,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,791 | $408,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,731 | $401,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6,378 | $398,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,012 | $396,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 10,096 | $396,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,387 | $385,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,067 | $382,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,444 | $382,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,664 | $380,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,924 | $377,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,764 | $374,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,679 | $371,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 6,472 | $365,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,028 | $361,000 | thousands by filing date | |
| BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 04/29/16 | 06050R296 | Equity | 26,290 | $353,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 6,175 | $351,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,667 | $341,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,222 | $321,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,145 | $321,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,115 | $317,000 | thousands by filing date | |
| BANK AMER CORP LEVERAGED INDEX RETURN NTS LKD TO DOW JONES INDUSTRIAL EXP 10/30/15 | 06053D526 | Equity | 23,500 | $317,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,586 | $299,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,875 | $291,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,835 | $288,000 | thousands by filing date | |
| BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO S&P 500 INDEX | 06053D518 | Equity | 23,275 | $276,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,298 | $268,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,137 | $262,000 | thousands by filing date | |
| BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDUSTRIAL AVERAGE | 06051R378 | Equity | 19,000 | $257,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,329 | $256,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY EXP 04/28/15 MATY 4/28/2015 | 06052H551 | Equity | 25,600 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,878 | $243,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,868 | $241,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 9,832 | $240,000 | thousands by filing date | |
| BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO GLOBAL EQUITY BSKT MTY 1/12/2015 | 06053D427 | Equity | 20,800 | $238,000 | thousands by filing date | |
| HSBC USA INC CAPPED LEVERAGED INDEX NTS LKD S&P 500 INDEX | 40433T729 | Equity | 19,370 | $221,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 16,200 | $201,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,416 | $196,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 4,970 | $181,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 949 | $180,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,824 | $170,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 2,690 | $168,000 | thousands by filing date | |
| BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX | 06051R113 | Equity | 11,200 | $166,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,925 | $160,000 | thousands by filing date | |
| BANK AMER CORP | 06050R197 | COM NEW | 10,500 | $147,000 | thousands by filing date | |
| HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD S&P 500 INDEX | 40433T364 | Equity | 13,150 | $147,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVERAGE | 06052E525 | Equity | 9,000 | $146,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 2,873 | $145,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 ISIN#US22539T8788 | 22539T878 | Equity | 12,500 | $142,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,641 | $138,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,378 | $129,000 | thousands by filing date | |
| BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 05/27/16 | 06050R544 | Equity | 9,580 | $129,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,929 | $128,000 | thousands by filing date | |
| BANK AMER CORP MARKET LKD STEP UP NTS LKD TO S&P 500 INDEX EXP 07/24/15 | 06051R493 | Equity | 8,500 | $122,000 | thousands by filing date | |
| BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX MATY 4/24/2015 | 06051R808 | Equity | 8,600 | $121,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,712 | $120,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,102 | $119,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,508 | $119,000 | thousands by filing date | |
| BANK AMER CORP LOCK IN NTS LKD TO DOW JONES INDUSTRIAL AVERAGE EXP 02/02/16 | 06053E235 | Equity | 9,500 | $119,000 | thousands by filing date | |
| HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD GLOBAL EQUITY | 40433T240 | Equity | 10,650 | $115,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,650 | $114,000 | thousands by filing date | |
| HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD S&P 500 INDEX | 40433T489 | Equity | 10,250 | $114,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,422 | $113,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,138 | $113,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,474 | $113,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,396 | $111,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 3,167 | $103,000 | thousands by filing date | |
| Anheuser-Busch InBev | b6399c107 | COM | 915 | $102,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 23,315 | $100,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 467 | $93,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 466 | $92,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,282 | $92,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,051 | $91,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 411 | $90,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 697 | $89,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,995 | $89,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 1,025 | $89,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,400 | $86,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,420 | $84,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,153 | $83,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,975 | $82,000 | thousands by filing date | |
| BANK AMER CORP CURRENCY MKT INDEX TARGET TERM SECS LKD TO CHINESE RENMINBI RENMINBI US DOLLAR EXCGE RT 06/28/2016 | 06050R833 | Equity | 8,500 | $81,000 | thousands by filing date | |
| BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 02/26/16 | 06052R757 | Equity | 5,500 | $80,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,084 | $78,000 | thousands by filing date | |
| BANK AMER CORP ENHANCED MARKET LKD STEP UP NTS WITH BUFFER LKD TO DOW EXP 08/28/15 AVERAGE MTY 8/28/15 | 06053D187 | Equity | 6,000 | $78,000 | thousands by filing date | |
| BANK AMER CORP MKTINDEX | 06052R500 | EQUITIES | 5,000 | $72,000 | thousands by filing date | |
| BANK AMER CORP ENHANCED MKT LKD STEP UP NT LKD TO DOW JONES INDL AVG WITH (BUFFER) MATY 4/24/2015 | 06051R766 | Equity | 5,550 | $72,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,391 | $71,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 600 | $71,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 663 | $70,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 800 | $69,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 786 | $69,000 | thousands by filing date | |
| HSBC USA INC CAPPED LEVERAGED INDEX NTS LKD PHLX HSG SECTOR | 40433T596 | Equity | 6,200 | $68,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY MATY 6/02/2015 | 06052H759 | Equity | 6,800 | $67,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,473 | $66,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,562 | $65,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 910 | $63,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 820 | $63,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 915 | $63,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 667 | $63,000 | thousands by filing date | |
| 38259p508 | COM | 107 | $63,000 | thousands by filing date | ||
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 310 | $62,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 259 | $62,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 3,000 | $62,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 644 | $61,000 | thousands by filing date | |
| BANK AMER CORP MKT LKD STEP UP NT LKD TO S&P 500 INDEX MATY 1/26/2015 | 06052R609 | Equity | 4,000 | $61,000 | thousands by filing date | |
| BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO GOLD SPOT PRICE 11/27/2015 | 06052R294 | Equity | 5,996 | $60,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 636 | $59,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,939 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 913 | $59,000 | thousands by filing date | |
| BANK AMERICA CORP MARKET | 06052E848 | PRF | 6,000 | $59,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 756 | $58,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 979 | $58,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,317 | $57,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,168 | $56,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,458 | $54,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 259 | $54,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 483 | $51,000 | thousands by filing date | |
| BANK AMER CORP MKT INDEX TARGET TERM SEC LKD TO S&P 500 INDEX EXP 07/28/17 | 06051N153 | Equity | 3,700 | $51,000 | thousands by filing date | |
| BANK AMER CORP ACCELERATED RETURN NT LKD TO S&P 500 INDEX | 06051R394 | Equity | 3,000 | $51,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 435 | $49,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,281 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 390 | $49,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,500 | $49,000 | thousands by filing date | |
| BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO GLOBAL EQUITY BSKT MTY 01/26/2015 | 06053E268 | Equity | 4,300 | $49,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 149 | $48,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 908 | $48,000 | thousands by filing date | |
| BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDUSTRIAL AVER MATY 5/22/2015 | 06051R121 | Equity | 3,450 | $47,000 | thousands by filing date | |
| IJH | 464287507 | COM | 333 | $46,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 679 | $46,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,373 | $45,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL MATY 5/29/2015 | 06052H825 | Equity | 3,000 | $45,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,013 | $44,000 | thousands by filing date | |
| BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 12/26/18 | 06053D872 | Equity | 4,000 | $44,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 220 | $43,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 454 | $43,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 430 | $42,000 | thousands by filing date | |
| BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO GLOBAL EQUITY BSKT EXP 06/30/17 | 06051N112 | Equity | 3,460 | $41,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 820 | $40,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 620 | $40,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,000 | $39,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 439 | $39,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 875 | $39,000 | thousands by filing date | |
| BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW EXP 07/27/15 | 06051R543 | Equity | 3,000 | $39,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 910 | $38,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 714 | $38,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 554 | $38,000 | thousands by filing date | |
| BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 06/24/16 | 06050R718 | Equity | 2,500 | $37,000 | thousands by filing date | |
| BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX EXP 05/22/15 | 06050R536 | Equity | 2,500 | $37,000 | thousands by filing date | |
| BANK AMER CORP MKT LKD STEP UP NT LKD TO S&P 500 INDEX EXP 04/24/15 | 06050R270 | Equity | 2,600 | $37,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 561 | $35,000 | thousands by filing date | |
| BANK AMER N A MARKET PARTICIPATION CD LKD TO DOW JONES INDUSTRIAL AVERAGE EXP 04/28/17 | 06051A698 | Equity | 2,500 | $35,000 | thousands by filing date | |
| HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD RUSSELL 2000 INDEX | 40433T588 | Equity | 3,000 | $35,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 725 | $34,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL EXP 10/30/15 | 06052K836 | Equity | 2,500 | $34,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 213 | $33,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 158 | $33,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 557 | $32,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 959 | $32,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,381 | $32,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 839 | $32,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 415 | $31,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 378 | $31,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 550 | $31,000 | thousands by filing date | |
| BANK AMER CORP MKT LKD STEP UP NT LKD TO S&P 500 INDEX MTY 03/27/2015 | 06051P794 | Equity | 2,220 | $31,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 316 | $30,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 2,076 | $30,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,603 | $29,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 767 | $29,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 751 | $29,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,595 | $29,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 555 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 273 | $28,000 | thousands by filing date | |
| TSINGTAO BREWRY CO LTD ORD SER | Y8997D102 | COM | 4,000 | $28,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,832 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,700 | $27,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 900 | $27,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERMS SECS MATY 5/25/2018 | 06051R881 | Equity | 2,000 | $27,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 610 | $26,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 3,181 | $26,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 985 | $26,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,721 | $26,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 106 | $26,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,945 | $26,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,000 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 345 | $25,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 492 | $25,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 2,192 | $25,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 967 | $25,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO GOLD SPOT PRICE EXP 02/02/16 | 06052R575 | Equity | 2,500 | $25,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 230 | $24,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 5,000 | $24,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 231 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 161 | $24,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY EXP 03/29/16 | 06050R122 | Equity | 2,500 | $24,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 648 | $23,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 2,889 | $23,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 908 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,800 | $23,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 266 | $22,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 203 | $22,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 192 | $22,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,409 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 540 | $22,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 637 | $22,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 767 | $22,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,484 | $21,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 224 | $21,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 245 | $21,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 125 | $20,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 351 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 336 | $20,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 331 | $19,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 443 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 150 | $19,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TA | 06051n179 | PFD | 2,000 | $19,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SEC LKD TO DOW JONES INDUSTRIAL EXP 04/02/18 | 06051P760 | Equity | 1,500 | $19,000 | thousands by filing date | |
| HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD GOLD SPOT PRICE | 40433T612 | Equity | 2,500 | $19,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 250 | $18,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 228 | $18,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 359 | $18,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 405 | $18,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 452 | $18,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 603 | $18,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 200 | $18,000 | thousands by filing date | |
| CHESTER BANCORP INC COM | 164903106 | Equity | 1,000 | $18,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,000 | $17,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 652 | $17,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,278 | $17,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 386 | $17,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 500 | $17,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 304 | $16,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 474 | $16,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 152 | $16,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 661 | $16,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 689 | $16,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 393 | $16,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 700 | $16,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 136 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,545 | $15,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 289 | $15,000 | thousands by filing date | |
| HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD PHLX HSG SECTOR INDEX EXP 10/31/14 | 40433M112 | Equity | 1,200 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 124 | $14,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,357 | $14,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 299 | $14,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,053 | $14,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 219 | $14,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,975 | $14,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 731 | $13,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 293 | $12,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 198 | $12,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 300 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 82 | $12,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 21 | $12,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,845 | $12,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 207 | $11,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 208 | $11,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 50 | $11,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 800 | $11,000 | thousands by filing date | |
| BANK AMER CORP MRKT INDEX TARGET TERM SECS LKD TO GOLD SPOT PRICE | 06052E517 | Equity | 1,000 | $11,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 83 | $10,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 95 | $10,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 284 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 159 | $10,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 400 | $10,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,000 | $10,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 442 | $10,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 250 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 400 | $10,000 | thousands by filing date | |
| BANK AMERICA CORP | 06052K240 | PRF | 1,000 | $10,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO GOLD SPOT PRICE MTY 09/01/2016 | 06051N443 | Equity | 1,000 | $10,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY INDEX EXC RET MTY 6/30/15 | 06052K257 | Equity | 1,000 | $10,000 | thousands by filing date | |
| BANK AMER CORP CURRENCY MARKET INDEX TARGET TERM SEC LKD TO CHINESE RENMINBI US DOLLAR EXCHANGE | 06051R139 | Equity | 1,000 | $10,000 | thousands by filing date | |
| BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY MATY 3/31/2015 | 06052H411 | Equity | 1,000 | $10,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 186 | $9,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 148 | $9,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 225 | $9,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 256 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 885 | $9,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 377 | $9,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 190 | $9,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 600 | $9,000 | thousands by filing date | |
| BANK AMER CORP CURRENCY LKD STEP UP NT LKD TO BSKT OF ASIAN CURRENCIES MATY 5/01/2015 | 06051R758 | Equity | 1,000 | $9,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 143 | $8,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 248 | $8,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 148 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 233 | $8,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 210 | $8,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 65 | $8,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 106 | $8,000 | thousands by filing date | |
| SPARK NEW ZEALAND ADR | 84652A102 | COM | 675 | $8,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 2,247 | $8,000 | thousands by filing date | |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 300 | $8,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 38 | $7,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 241 | $7,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 92 | $7,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 310 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 123 | $7,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 101 | $7,000 | thousands by filing date | |
| CALL 100 MONSANTO CO NEW COM EXP 01-17-15@120.000 OPTION ROOT= MON | 99QACDHTV | Option | 50 | $7,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 188 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 78 | $6,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 105 | $6,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 152 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 725 | $6,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 145 | $6,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 300 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 277 | $6,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 168 | $5,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 90 | $5,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 111 | $5,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 138 | $5,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200 | $5,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 174 | $5,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 61 | $5,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 551 | $5,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 200 | $5,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 73 | $5,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 199 | $5,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 500 | $5,000 | thousands by filing date | |
| BRITISH SKY BROADCASTING | 111013108 | COM | 86 | $5,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 45 | $4,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 50 | $4,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 37 | $4,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 35 | $4,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 105 | $4,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14 | $4,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 314 | $4,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 49 | $4,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 76 | $4,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 32 | $4,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 178 | $4,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 35 | $4,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 36 | $4,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 170 | $4,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 175 | $4,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 357 | $4,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 85 | $4,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 77 | $4,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 48 | $4,000 | thousands by filing date | |
| Centrue Financial Corporation | 15643B106 | Common | 7,024 | $4,000 | thousands by filing date | |
| BEACH ENERGY LTD SHS ISIN#AU000000BPT9 | Q13921103 | Equity | 3,000 | $4,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 19 | $3,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 40 | $3,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 109 | $3,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 41 | $3,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 128 | $3,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 34 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 44 | $3,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 160 | $3,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 32 | $3,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 44 | $3,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 58 | $3,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 38 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 38 | $3,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 69 | $3,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 38 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 98 | $3,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 27 | $3,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 22 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 65 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 63 | $3,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 20 | $3,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 23 | $3,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 19 | $3,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 38 | $3,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 38 | $3,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 42 | $3,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 129 | $3,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 65 | $3,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 49 | $3,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 58 | $3,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 36 | $3,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 52 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 123 | $3,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 62 | $3,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 64 | $3,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 37 | $3,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 100 | $3,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 94 | $3,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 70 | $3,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 66 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 133 | $3,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 141 | $3,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 47 | $3,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 94 | $3,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 19 | $3,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 18 | $3,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 29 | $3,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 81 | $3,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 37 | $3,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 50 | $3,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 67 | $3,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 54 | $3,000 | thousands by filing date | |
| IMPERIAL TOBACCO GROUP-ADR | 453142101 | ADR | 30 | $3,000 | thousands by filing date | |
| Call 100 UNITED PARCEL SVC INC CL B EXP 01-17-15@110.000 OPTION ROOT= UPS | 99QACLSGK | Option | 100 | $3,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 37 | $2,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 40 | $2,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 21 | $2,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 18 | $2,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 21 | $2,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 22 | $2,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 32 | $2,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 34 | $2,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 34 | $2,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 14 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 202 | $2,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 14 | $2,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 36 | $2,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 32 | $2,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 22 | $2,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 47 | $2,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 47 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606609-14-000007 | this filing | 2014-10-16 | acceptance time not in the bulk data set |