13F-HR filed by Herold Advisors, Inc.
Herold Advisors, Inc. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-08, with 189 holding rows worth $208,018,000.
- Accession
- 0001606587-22-002185
- Filer
- CIK 1891713
- Filed
- 2022-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 189 entries on the cover page, a total value of $208,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,018,000 with VALUE read as thousands by filing date, 13F file number 028-21393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 83,526 | $11,543,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 34,961 | $8,142,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 17,580 | $4,998,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 27,634 | $4,909,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 32,398 | $4,348,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 120,250 | $4,316,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,732 | $3,107,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,126 | $3,070,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 21,232 | $3,050,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 22,743 | $2,949,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,009 | $2,913,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 30,441 | $2,903,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 33,039 | $2,884,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,469 | $2,853,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,422 | $2,830,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 33,976 | $2,824,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 37,621 | $2,709,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 28,769 | $2,477,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 59,340 | $2,426,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,057 | $2,388,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 19,723 | $2,343,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,600 | $2,275,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 7,420 | $2,265,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 13,812 | $2,212,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 57,903 | $2,198,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 41,962 | $2,150,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 29,823 | $2,120,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 13,843 | $2,052,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 51,839 | $2,024,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 28,526 | $1,991,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,120 | $1,983,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 51,724 | $1,908,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 26,825 | $1,905,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,755 | $1,845,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,024 | $1,823,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 9,891 | $1,799,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,294 | $1,767,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 25,824 | $1,729,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 21,724 | $1,703,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,847 | $1,682,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,270 | $1,651,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 13,780 | $1,557,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 49,556 | $1,551,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 15,942 | $1,542,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,750 | $1,525,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 9,279 | $1,509,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 14,030 | $1,501,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,950 | $1,490,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 8,120 | $1,480,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,101 | $1,404,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,377 | $1,398,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 22,339 | $1,392,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,423 | $1,363,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,059 | $1,312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 23,879 | $1,287,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,252 | $1,256,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,227 | $1,247,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 31,446 | $1,222,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,155 | $1,185,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,987 | $1,150,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 28,846 | $1,103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 43,541 | $1,071,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 19,120 | $1,067,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,406 | $1,053,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 5,800 | $1,050,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 12,796 | $1,047,000 | thousands by filing date | |
| SHELL PLC SPON ADS | 780259305 | ADR | 20,978 | $1,043,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 19,710 | $1,009,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 33,343 | $1,006,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,110 | $1,004,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,375 | $1,004,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,100 | $986,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,280 | $983,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 13,815 | $951,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,780 | $943,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 30,600 | $935,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 20,906 | $929,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 24,210 | $929,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 59,659 | $915,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,305 | $894,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 14,058 | $889,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 40,700 | $853,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15,108 | $849,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,200 | $841,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 28,461 | $834,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,200 | $788,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,950 | $787,000 | thousands by filing date | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 26,558 | $781,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,725 | $763,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 19,635 | $738,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,138 | $697,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 15,219 | $694,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 16,369 | $671,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 9,380 | $668,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,496 | $665,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,905 | $603,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,408 | $595,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,525 | $587,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 8,795 | $584,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 11,406 | $572,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 13,616 | $557,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 12,342 | $533,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 14,920 | $523,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 13,637 | $514,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 9,768 | $503,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 6,665 | $498,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 13,570 | $481,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,675 | $475,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,139 | $471,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 6,600 | $464,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,555 | $455,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,115 | $452,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,095 | $452,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 984 | $447,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,501 | $442,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 20,250 | $435,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 12,878 | $420,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,100 | $418,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 17,100 | $418,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,020 | $417,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 6,260 | $414,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 21,540 | $411,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $406,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 3,000 | $404,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,194 | $403,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 35,957 | $402,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 9,150 | $402,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,718 | $392,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,082 | $391,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,450 | $383,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,880 | $382,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,800 | $379,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,059 | $373,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,501 | $360,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 9,146 | $357,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,783 | $341,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,204 | $340,000 | thousands by filing date | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 7,659 | $339,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,225 | $330,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 8,430 | $327,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 13,930 | $325,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,897 | $323,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,444 | $320,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 32,551 | $319,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 15,811 | $316,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,935 | $312,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,938 | $311,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,000 | $310,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,480 | $298,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 6,210 | $295,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 5,740 | $293,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,213 | $279,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,729 | $279,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,755 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,100 | $272,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 14,420 | $268,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,369 | $257,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,685 | $253,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,028 | $246,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,360 | $245,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,490 | $245,000 | thousands by filing date | |
| COHERENT CORP COM | 19247G107 | Stock | 7,001 | $243,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 6,270 | $243,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,900 | $240,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 6,175 | $240,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,200 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,678 | $225,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,650 | $224,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 3,435 | $221,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 800 | $220,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 435 | $220,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,500 | $220,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 10,800 | $220,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,457 | $214,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 4,640 | $213,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,288 | $211,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,150 | $209,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,100 | $206,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,294 | $204,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,219 | $202,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 23,444 | $191,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 27,822 | $169,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 19,636 | $167,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 13,926 | $117,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,200 | $112,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,763 | $85,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 10,700 | $83,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,000 | $66,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 23,000 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-22-002185 | this filing | 2022-11-08 | acceptance time not in the bulk data set |