13F-HR filed by Joseph P. Lucia & Associates, LLC
Joseph P. Lucia & Associates, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-28, with 107 holding rows worth $127,356,000.
- Accession
- 0001606587-22-002035
- Filer
- CIK 1775391
- Filed
- 2022-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 107 entries on the cover page, a total value of $127,356,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,356,000 with VALUE read as thousands by filing date, 13F file number 028-19484. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287168 | COM | 49,619 | $5,320,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 38,055 | $5,259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 99,870 | $5,115,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 20,878 | $4,727,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 90,496 | $4,549,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 48,966 | $3,915,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 74,019 | $3,834,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 17,996 | $3,331,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 27,317 | $3,245,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 12,848 | $3,229,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 55,526 | $3,099,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 25,889 | $2,925,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 66,316 | $2,876,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 43,150 | $2,866,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 42,743 | $2,517,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 16,175 | $2,488,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 16,757 | $2,265,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 127,559 | $2,194,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 68,885 | $2,182,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 21,406 | $2,057,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 47,991 | $2,015,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,659 | $1,988,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 52,267 | $1,976,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 31,624 | $1,914,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 44,676 | $1,892,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,067 | $1,891,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 11,586 | $1,795,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,928 | $1,760,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 54,393 | $1,651,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 34,407 | $1,554,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 32,797 | $1,547,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 56,467 | $1,448,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,912 | $1,323,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 21,300 | $1,300,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 18,052 | $1,228,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16,828 | $1,212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 11,397 | $1,195,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 40,049 | $1,068,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,065 | $1,044,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 89,454 | $1,023,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 15,170 | $888,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 8,074 | $861,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 30,480 | $846,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,797 | $828,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 9,607 | $824,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 39,218 | $795,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 6,453 | $734,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 12,414 | $718,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 10,633 | $703,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 9,945 | $657,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,814 | $653,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,434 | $651,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 41,496 | $650,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,292 | $611,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,912 | $595,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,174 | $577,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 28,445 | $572,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 30,570 | $539,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 13,630 | $533,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 3,045 | $518,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 33,966 | $510,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,854 | $509,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 10,455 | $503,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,613 | $491,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,085 | $486,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 83,447 | $471,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,872 | $470,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,959 | $452,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,905 | $444,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,246 | $426,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,592 | $411,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,592 | $382,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 22,676 | $382,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,074 | $380,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,159 | $369,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,362 | $361,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,382 | $347,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,913 | $346,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 22,510 | $339,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 7,275 | $316,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,773 | $313,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,860 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,595 | $304,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,275 | $300,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,011 | $290,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 14,600 | $279,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 32,614 | $276,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 12,100 | $263,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 12,463 | $261,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,003 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,476 | $254,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 3,283 | $242,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 136,220 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,803 | $239,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,068 | $230,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,487 | $230,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,360 | $227,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,346 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 9,451 | $222,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 4,111 | $216,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,860 | $213,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,505 | $211,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 751 | $207,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,000 | $207,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 7,125 | $201,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 54,843 | $175,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-22-002035 | this filing | 2022-10-28 | acceptance time not in the bulk data set |