13F-HR filed by Klingman & Associates, LLC
Klingman & Associates, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-28, with 188 holding rows worth $1,018,419,000.
- Accession
- 0001606587-22-002032
- Filer
- CIK 1662449
- Filed
- 2022-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 188 entries on the cover page, a total value of $1,018,419,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,018,419,000 with VALUE read as thousands by filing date, 13F file number 028-17124. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 437,779 | $157,010,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,328,482 | $63,913,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 128,425 | $45,871,000 | thousands by filing date | |
| IJH | 464287507 | COM | 203,075 | $44,526,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 756,691 | $37,956,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,092,178 | $37,669,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 683,070 | $34,222,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 384,486 | $33,523,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 222,851 | $30,798,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 462,298 | $30,558,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 584,673 | $29,409,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 413,439 | $27,626,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 222,676 | $24,828,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 152,970 | $21,228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 361,736 | $20,916,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 573,337 | $20,847,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 220,359 | $19,563,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 309,540 | $18,681,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 46,438 | $18,652,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 257,067 | $17,260,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 660,591 | $15,260,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 660,209 | $15,185,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 637,470 | $15,165,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 688,658 | $15,006,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 271,224 | $14,285,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 203,024 | $13,625,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 174,739 | $11,903,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 322,758 | $11,090,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 180,696 | $8,814,000 | thousands by filing date | |
| VTI | 922908769 | COM | 46,729 | $8,386,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 148,884 | $7,334,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,848 | $5,787,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 31,558 | $5,204,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 45,141 | $5,101,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 55,324 | $4,435,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 21,433 | $4,229,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 98,347 | $4,227,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 72,061 | $4,167,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 99,951 | $3,647,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 31,913 | $3,422,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 49,570 | $3,403,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 9,178 | $3,013,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,261 | $2,820,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 25,941 | $2,565,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 64,099 | $2,498,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 56,960 | $2,315,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,188 | $2,112,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,791 | $2,080,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 21,173 | $2,036,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 33,525 | $2,028,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,330 | $2,023,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 21,785 | $1,989,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,948 | $1,976,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 33,958 | $1,936,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 14,368 | $1,829,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 10,210 | $1,745,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 12,516 | $1,614,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 27,766 | $1,555,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 34,297 | $1,521,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,386 | $1,503,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 13,614 | $1,428,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 4,400 | $1,402,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,003 | $1,378,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,794 | $1,294,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 57,712 | $1,264,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 543,626 | $1,261,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,826 | $1,227,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,905 | $1,186,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 13,607 | $1,139,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,207 | $1,114,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,835 | $1,111,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 7,462 | $1,109,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,567 | $1,082,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 20,926 | $1,066,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,859 | $1,055,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,449 | $1,006,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 12,954 | $964,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 9,703 | $933,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,577 | $927,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 31,502 | $886,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 5,482 | $885,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,823 | $835,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,594 | $815,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,834 | $789,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 29,080 | $754,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 20,587 | $736,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,346 | $723,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 11,364 | $706,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,692 | $654,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 26,111 | $643,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 24,655 | $631,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 9,156 | $606,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 9,715 | $604,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,243 | $599,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 843 | $593,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 6,919 | $583,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 15,010 | $583,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,672 | $572,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,449 | $565,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,543 | $549,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,736 | $537,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,615 | $537,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 8,546 | $529,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,049 | $524,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,784 | $521,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,291 | $505,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 990 | $500,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,883 | $499,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 19,794 | $483,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,009 | $477,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,239 | $470,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,641 | $467,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,926 | $465,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,183 | $460,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,418 | $457,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,450 | $439,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,221 | $433,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,111 | $422,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,961 | $422,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,520 | $421,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,968 | $414,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $406,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 13,435 | $401,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,781 | $397,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,291 | $391,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,001 | $383,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,811 | $376,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,464 | $372,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,431 | $370,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,263 | $370,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,988 | $369,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,506 | $364,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,957 | $360,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 7,874 | $360,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,203 | $355,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,152 | $346,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,062 | $343,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,879 | $334,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 12,888 | $329,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,080 | $328,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,755 | $327,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 11,834 | $324,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,747 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 9,830 | $320,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 731 | $320,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,859 | $317,000 | thousands by filing date | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 2,876 | $312,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 17,750 | $312,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,218 | $302,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,289 | $294,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,037 | $290,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,833 | $275,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,408 | $275,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,123 | $275,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,745 | $271,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,743 | $270,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,919 | $261,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,796 | $259,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 9,721 | $250,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,892 | $248,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,714 | $248,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 729 | $243,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 44,000 | $240,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,000 | $239,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,741 | $239,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 921 | $237,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,457 | $234,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,618 | $230,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,614 | $229,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,448 | $228,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,011 | $228,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 14,288 | $222,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,331 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 6,213 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,052 | $217,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,004 | $211,000 | thousands by filing date | |
| ENHABIT INC | 29332G102 | COM | 15,000 | $211,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,178 | $209,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 923 | $208,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,731 | $206,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,717 | $205,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,656 | $179,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 21,084 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,485 | $142,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 35,582 | $114,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,581 | $108,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 14,642 | $68,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 20,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-22-002032 | this filing | 2022-10-28 | acceptance time not in the bulk data set |