13F-HR/A filed by Sheaff Brock Investment Advisors, LLC
Sheaff Brock Investment Advisors, LLC filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2022-06-02, with 523 holding rows worth $1,389,664,000.
- Accession
- 0001606587-22-001248
- Filer
- CIK 1666789
- Filed
- 2022-06-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 523 entries on the cover page, a total value of $1,389,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,389,664,000 with VALUE read as thousands by filing date, 13F file number 028-17380. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,033 | $122,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,096 | $121,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,126 | $120,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,042 | $114,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 26,647 | $104,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 10,213 | $98,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 20,000 | $94,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,825 | $93,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,760 | $92,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 10,000 | $86,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 14,351 | $83,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,000 | $83,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,000 | $75,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 44,500 | $72,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,450 | $70,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 13,000 | $69,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 16,714 | $64,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,263 | $62,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 37,000 | $62,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 16,045 | $54,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,445 | $46,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 12,214 | $35,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 53,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-001209 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-22-001248 | this filing | 2022-06-02 | acceptance time not in the bulk data set |