13F-HR/A filed by Sheaff Brock Investment Advisors, LLC
Sheaff Brock Investment Advisors, LLC filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2022-06-02, with 501 holding rows worth $1,269,318,000.
- Accession
- 0001606587-22-001247
- Filer
- CIK 1666789
- Filed
- 2022-06-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 501 entries on the cover page, a total value of $1,269,318,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,269,318,000 with VALUE read as thousands by filing date, 13F file number 028-17380. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 830,000 | $328,954,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 1,225,533 | $149,699,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 14,141 | $43,754,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 303,769 | $15,708,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 75,646 | $13,958,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 81,352 | $13,370,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 55,616 | $13,112,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 39,965 | $12,199,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 78,061 | $11,884,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 21,972 | $11,732,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 77,262 | $10,494,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 77,866 | $10,324,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 53,644 | $10,022,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 33,680 | $9,920,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 175,481 | $9,797,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 71,317 | $9,658,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 49,040 | $9,449,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 162,311 | $9,438,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 46,445 | $8,777,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 27,279 | $8,706,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 79,059 | $8,556,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 195,258 | $8,495,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 49,594 | $8,431,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 130,691 | $8,251,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 24,813 | $8,198,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 38,708 | $7,667,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 198,452 | $7,344,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 62,266 | $7,155,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 129,400 | $7,001,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 18,706 | $6,960,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 18,729 | $6,921,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 38,164 | $6,875,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 102,700 | $6,567,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 20,353 | $6,420,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,141 | $6,397,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19,251 | $6,295,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 9,385 | $6,268,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 11,723 | $6,115,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 52,499 | $6,027,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 12,610 | $5,847,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 30,928 | $5,780,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 60,578 | $5,754,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,788 | $5,751,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 48,444 | $5,723,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 72,879 | $5,618,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 47,812 | $5,527,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 133,819 | $5,441,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 16,172 | $5,339,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 35,051 | $5,266,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 54,426 | $5,259,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 848,944 | $5,170,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 108,079 | $5,120,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 130,457 | $5,047,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 13 | $5,014,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 19,122 | $4,871,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 389,991 | $4,778,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 152,351 | $4,611,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,108 | $4,361,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 41,497 | $4,348,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 21,095 | $4,308,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,199 | $4,030,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,146 | $3,869,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,005 | $3,812,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 53,590 | $3,761,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 70,407 | $3,711,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 16,269 | $3,689,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 56,608 | $3,623,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 40,502 | $3,594,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 70,223 | $3,592,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 14,758 | $3,584,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 34,889 | $3,556,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 91,414 | $3,312,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 17,674 | $2,843,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,912 | $2,817,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 14,702 | $2,796,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 9,619 | $2,657,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 33,818 | $2,655,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 19,612 | $2,505,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,335 | $2,370,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 17,380 | $2,322,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 7,101 | $2,313,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 36,026 | $2,239,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,830 | $2,204,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 278,354 | $2,124,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 14,378 | $2,025,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,371 | $2,007,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,927 | $1,989,000 | thousands by filing date | |
| VTI | 922908769 | COM | 9,580 | $1,980,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,834 | $1,972,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 40,199 | $1,969,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 21,555 | $1,967,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 31,449 | $1,939,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 13,665 | $1,933,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 34,439 | $1,891,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 20,011 | $1,791,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,602 | $1,782,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 5,215 | $1,778,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 13,344 | $1,773,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 19,000 | $1,768,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 15,495 | $1,763,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 14,100 | $1,759,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,314 | $1,696,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 40,028 | $1,678,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 21,041 | $1,641,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 27,591 | $1,615,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 21,319 | $1,603,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 6,168 | $1,598,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 9,003 | $1,594,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,368 | $1,580,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,265 | $1,539,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 69,359 | $1,527,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,869 | $1,516,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 13,005 | $1,454,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,075 | $1,453,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 109,824 | $1,442,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 10,503 | $1,438,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 17,276 | $1,390,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 19,073 | $1,387,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,241 | $1,373,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 15,799 | $1,368,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 9,505 | $1,351,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,814 | $1,344,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,399 | $1,338,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,239 | $1,336,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 22,817 | $1,331,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 5,499 | $1,322,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 18,376 | $1,321,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,690 | $1,305,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,849 | $1,301,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 6,151 | $1,288,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,544 | $1,264,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 15,480 | $1,257,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 25,360 | $1,251,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 5,413 | $1,249,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,505 | $1,249,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 27,569 | $1,244,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,607 | $1,239,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,197 | $1,225,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,460 | $1,203,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 8,664 | $1,198,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,007 | $1,197,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 13,549 | $1,196,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,376 | $1,152,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 18,777 | $1,150,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 23,490 | $1,120,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,848 | $1,092,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 7,921 | $1,090,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 41,454 | $1,088,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,063 | $1,064,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,027 | $1,054,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7,771 | $1,037,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 9,693 | $1,028,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 13,345 | $1,000,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 31,462 | $999,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 25,155 | $983,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 12,922 | $963,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,617 | $953,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,230 | $918,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,865 | $917,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 44,175 | $913,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 10,042 | $912,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 16,904 | $896,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 12,776 | $888,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 6,774 | $887,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 31,159 | $880,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 22,713 | $877,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 6,094 | $873,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 107,121 | $873,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,519 | $872,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,076 | $870,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,996 | $865,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,501 | $864,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 9,485 | $864,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,140 | $864,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 5,209 | $856,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 42,457 | $854,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 31,902 | $840,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 50,224 | $836,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 20,863 | $834,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,989 | $832,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,392 | $825,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 46,529 | $822,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 21,266 | $817,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 48,039 | $809,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 43,163 | $807,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 28,140 | $797,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,734 | $789,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,196 | $774,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 11,686 | $773,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,121 | $760,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 23,696 | $759,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 15,000 | $754,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,416 | $753,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,360 | $744,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 13,173 | $741,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 54,558 | $741,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,211 | $729,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,231 | $727,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 3,974 | $726,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 77,777 | $723,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,181 | $709,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 11,616 | $706,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 32,260 | $686,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 9,440 | $684,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 15,500 | $672,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 30,690 | $671,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,493 | $669,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,847 | $668,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 12,981 | $658,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 28,204 | $657,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 12,400 | $650,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,521 | $647,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,564 | $647,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,659 | $642,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 9,046 | $640,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 10,375 | $637,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,823 | $622,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,917 | $615,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 20,000 | $608,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 7,860 | $607,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 25,361 | $606,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 4,000 | $606,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 7,862 | $603,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,259 | $599,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,386 | $592,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 76,946 | $591,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,646 | $589,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 12,164 | $584,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 9,295 | $578,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 8,029 | $575,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,910 | $570,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 43,700 | $568,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 10,293 | $566,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 30,674 | $565,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 866 | $564,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 17,350 | $562,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 21,131 | $561,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,022 | $559,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,340 | $557,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,441 | $553,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 6,150 | $548,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 23,600 | $546,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,053 | $544,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 70,596 | $541,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 32,359 | $539,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 725 | $536,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,140 | $520,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,735 | $518,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 59,436 | $511,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,908 | $501,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 53,416 | $497,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,539 | $496,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,935 | $494,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,652 | $494,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,950 | $493,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,835 | $489,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 12,444 | $487,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 3,390 | $483,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 32,154 | $482,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,174 | $480,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,689 | $473,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 49,659 | $470,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 200 | $466,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,535 | $466,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 49,167 | $460,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,269 | $457,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,868 | $449,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,853 | $448,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,434 | $448,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,329 | $445,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,214 | $445,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 16,100 | $444,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,854 | $443,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,415 | $441,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,027 | $438,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 706 | $436,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,524 | $433,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,952 | $432,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,531 | $431,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,055 | $426,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,205 | $425,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 286 | $421,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 23,330 | $415,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,463 | $415,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 27,570 | $412,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,110 | $412,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 16,035 | $411,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,659 | $409,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,460 | $407,000 | thousands by filing date | |
| RH | 74967X103 | COM | 680 | $406,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,268 | $398,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,733 | $396,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,200 | $396,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 11,522 | $396,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,963 | $389,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,149 | $388,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,363 | $387,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 4,200 | $386,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,706 | $383,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 24,272 | $382,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,580 | $382,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,079 | $381,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,536 | $381,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,250 | $376,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,857 | $372,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 30,042 | $372,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,000 | $371,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,026 | $369,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,556 | $369,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,108 | $366,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,373 | $365,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,500 | $362,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 21,471 | $360,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,628 | $359,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 3,000 | $358,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,500 | $355,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,975 | $352,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 8,645 | $352,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,344 | $350,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,609 | $348,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,819 | $346,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,752 | $345,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 14,500 | $343,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 7,335 | $342,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,387 | $342,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,300 | $340,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 449 | $339,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 28,768 | $338,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,099 | $336,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 39,314 | $332,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 20,375 | $329,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,800 | $327,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,340 | $326,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 13,925 | $326,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,257 | $323,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,696 | $323,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 25,868 | $322,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,528 | $321,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,406 | $321,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,000 | $319,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 1,000 | $319,000 | thousands by filing date | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 19,132 | $317,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,000 | $315,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,775 | $315,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,547 | $313,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 10,000 | $313,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 8,000 | $312,000 | thousands by filing date | call |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,000 | $311,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,852 | $309,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,000 | $308,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,698 | $307,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,183 | $305,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,000 | $305,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 20,248 | $304,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 14,893 | $302,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,700 | $301,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 22,678 | $299,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,280 | $296,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,500 | $295,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 3,561 | $290,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 20,226 | $288,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 66,272 | $286,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,500 | $284,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,354 | $284,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 19,547 | $284,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,306 | $280,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,738 | $278,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 907 | $278,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,216 | $278,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,864 | $274,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,548 | $274,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,425 | $273,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 13,000 | $270,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500 | $267,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,706 | $266,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 22,408 | $266,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 13,643 | $263,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 19,514 | $263,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,100 | $263,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,150 | $262,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 38,793 | $261,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 519 | $260,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 9,003 | $260,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,625 | $260,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,415 | $260,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,470 | $260,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,500 | $260,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,984 | $259,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,852 | $259,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 796 | $258,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 4,000 | $255,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,414 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 6,200 | $253,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,863 | $251,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,728 | $249,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,300 | $249,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 51,176 | $249,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,322 | $248,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,748 | $245,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,799 | $244,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 37,500 | $243,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,626 | $242,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 168 | $239,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 7,692 | $239,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,654 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,579 | $238,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,000 | $238,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 383 | $236,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,764 | $233,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,464 | $230,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 9,000 | $229,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,233 | $228,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,173 | $228,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 20,201 | $228,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,314 | $226,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 10,927 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,017 | $223,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,533 | $221,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,062 | $221,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,000 | $219,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,420 | $219,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 5,100 | $217,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 12,705 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,047 | $216,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 770 | $215,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 400 | $213,000 | thousands by filing date | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 17,500 | $213,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 900 | $212,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,828 | $212,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,000 | $211,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 525 | $210,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,152 | $209,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 12,000 | $209,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 14,000 | $209,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,400 | $208,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,342 | $208,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,500 | $207,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 408 | $207,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,346 | $207,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,422 | $206,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 5,380 | $206,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,629 | $203,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,556 | $203,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,000 | $202,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,578 | $201,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,452 | $201,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 2,500 | $200,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 7,000 | $200,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 11,639 | $196,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 37,830 | $192,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 17,284 | $190,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 33,700 | $190,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 12,200 | $189,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,479 | $186,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 13,292 | $185,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,699 | $172,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 24,000 | $169,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 72,400 | $167,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,141 | $165,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,498 | $165,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,000 | $161,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,370 | $158,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 38,573 | $153,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,730 | $151,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 20,300 | $150,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 17,600 | $146,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,707 | $143,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,903 | $142,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 14,000 | $141,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,033 | $140,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,635 | $139,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,000 | $138,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,572 | $134,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,000 | $134,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,042 | $133,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 42,732 | $126,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,500 | $124,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,096 | $119,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,625 | $115,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,126 | $113,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 11,165 | $103,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,760 | $102,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 10,054 | $94,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,825 | $93,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 26,646 | $91,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 33,700 | $85,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,851 | $84,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,000 | $79,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 44,500 | $74,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,000 | $73,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 10,000 | $72,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 13,000 | $66,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,450 | $65,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 10,000 | $64,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 16,714 | $64,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,590 | $60,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,445 | $46,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 12,214 | $43,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,000 | $41,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 10,745 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-000667 | superseded | 2021-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-22-001247 | this filing | 2022-06-02 | acceptance time not in the bulk data set |