13F-HR/A filed by Lebenthal Global Advisors, LLC
Lebenthal Global Advisors, LLC filed this 13F-HR/A for the quarter ended 2021-12-31, filed 2022-04-15, with 165 holding rows worth $247,258,000.
- Accession
- 0001606587-22-000669
- Filer
- CIK 1845766
- Filed
- 2022-04-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, amendment of type restatement, 181 entries on the cover page, a total value of $247,258,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $247,258,000 with VALUE read as thousands by filing date, 13F file number 028-20760. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLebenthal Diversified Asset Management Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 824,431 | $26,802,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 50,841 | $24,147,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 749,180 | $19,612,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 124,399 | $18,300,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 147,274 | $10,111,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 47,017 | $9,612,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 162,814 | $9,036,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 39,841 | $7,074,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 22,272 | $6,806,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 21,408 | $5,703,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 38,889 | $5,660,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 67,517 | $5,604,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 74,471 | $5,002,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 51,947 | $4,706,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 48,411 | $4,212,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 50,077 | $4,047,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 34,252 | $3,922,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 24,848 | $2,215,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,957 | $2,056,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 581 | $1,683,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,784 | $1,629,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,793 | $1,495,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,314 | $1,335,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,408 | $1,123,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,055 | $1,114,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,449 | $1,106,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,899 | $1,025,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,179 | $978,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,200 | $974,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,237 | $967,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,444 | $961,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 285 | $949,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 9,675 | $901,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 23,885 | $894,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,032 | $864,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,467 | $861,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,519 | $846,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,457 | $806,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 8,455 | $799,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 3,440 | $791,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,276 | $787,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,568 | $718,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 26,710 | $711,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,157 | $710,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 25,714 | $709,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,296 | $707,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 25,798 | $699,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 36,632 | $697,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,785 | $693,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,586 | $689,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 18,312 | $689,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,335 | $682,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 22,596 | $681,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 41,917 | $664,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,157 | $656,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,830 | $644,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,651 | $613,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 22,654 | $593,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,233 | $591,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,937 | $577,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 27,518 | $571,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,134 | $569,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,097 | $567,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 95,257 | $563,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,034 | $561,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,328 | $556,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,548 | $554,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 3,585 | $550,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 69,812 | $545,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,745 | $539,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,058 | $537,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,971 | $519,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 912 | $517,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 787 | $510,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,608 | $510,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,136 | $507,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 752 | $501,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 6,110 | $496,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,164 | $490,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,330 | $485,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,013 | $478,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 28,118 | $459,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,528 | $459,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,901 | $457,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,568 | $456,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 21,664 | $455,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 633 | $455,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,266 | $454,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,159 | $451,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,169 | $447,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,237 | $444,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,788 | $440,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,074 | $435,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 18,794 | $434,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,411 | $429,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 463 | $423,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,239 | $421,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,168 | $405,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 13,151 | $404,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,346 | $400,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 57,811 | $400,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,405 | $396,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,409 | $396,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,085 | $394,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 3,204 | $394,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,944 | $382,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,769 | $377,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,300 | $370,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,742 | $365,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,105 | $364,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,301 | $356,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,987 | $351,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,012 | $343,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 16,418 | $343,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,951 | $339,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,029 | $338,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,775 | $338,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,572 | $337,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,245 | $332,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,308 | $332,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,006 | $332,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,750 | $329,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 21,298 | $328,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,453 | $306,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,579 | $304,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,856 | $296,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 16,478 | $295,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,834 | $295,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,145 | $290,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,308 | $285,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,606 | $282,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,624 | $282,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,882 | $278,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,447 | $277,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,475 | $273,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,008 | $272,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,316 | $269,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,310 | $266,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,810 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,190 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,065 | $259,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,905 | $258,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,448 | $257,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,609 | $256,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,337 | $251,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,421 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,746 | $247,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,113 | $241,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 675 | $227,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 381 | $226,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,381 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,355 | $225,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,038 | $224,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,433 | $222,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 2,167 | $222,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,420 | $220,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,276 | $207,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,027 | $206,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 23,742 | $176,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 30,000 | $30,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 19,000 | $26,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 24,000 | $24,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 20,000 | $20,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 19,000 | $19,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 17,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-22-000568 | superseded | 2022-02-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-22-000669 | this filing | 2022-04-15 | acceptance time not in the bulk data set |