13F-HR filed by TOWNSQUARE CAPITAL LLC
TOWNSQUARE CAPITAL LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-11, with 712 holding rows worth $3,987,382,000.
- Accession
- 0001606587-22-000494
- Filer
- CIK 1761755
- Filed
- 2022-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 2,359 entries on the cover page, a total value of $3,987,382,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,987,382,000 with VALUE read as thousands by filing date, 13F file number 028-19141. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerFormulaFolio Investments, LLC028-16938
- reports for this filerBaker Tilly Wealth Management, LLC028-20549
- included managerCapita Financial Network028-19380
- included managerDFPG INVESTMENTS, LLC028-18973
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 9,076 | $492,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 9,849 | $492,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 5,842 | $490,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 27,506 | $485,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,105 | $484,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,599 | $480,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,144 | $478,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,764 | $475,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,704 | $473,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 7,904 | $472,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 9,843 | $469,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 27,188 | $468,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,744 | $467,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 5,857 | $465,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 24,946 | $463,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 13,576 | $460,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 25,769 | $459,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 14,829 | $454,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $451,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 16,648 | $451,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 6,152 | $450,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,979 | $448,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,244 | $445,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,420 | $445,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,136 | $442,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,672 | $442,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,794 | $439,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 7,182 | $437,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 18,989 | $436,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,281 | $434,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 5,805 | $433,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,908 | $428,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,442 | $428,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,892 | $425,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,564 | $423,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,686 | $422,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,850 | $419,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,697 | $418,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 70,869 | $415,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,896 | $407,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,788 | $405,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6,073 | $404,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,581 | $404,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,023 | $396,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,177 | $393,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 25,159 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,718 | $388,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,679 | $385,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,496 | $385,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 27,651 | $384,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 11,945 | $383,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,747 | $381,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 48,319 | $378,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,410 | $376,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 7,923 | $375,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,089 | $374,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,844 | $368,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 20,758 | $368,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,057 | $366,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 3,229 | $365,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,668 | $364,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 3,590 | $363,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 11,711 | $357,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,638 | $357,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 12,268 | $355,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 5,795 | $353,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 38,911 | $353,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,135 | $350,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,751 | $344,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,059 | $341,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 11,477 | $340,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,466 | $339,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 8,105 | $337,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,595 | $335,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,290 | $333,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,876 | $333,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 392 | $332,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,918 | $332,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,394 | $330,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 17,281 | $326,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,411 | $323,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 30,875 | $320,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,409 | $319,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 732 | $317,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 5,744 | $316,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,948 | $314,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,833 | $310,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 22,882 | $310,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 12,418 | $308,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 6,643 | $302,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,241 | $297,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 37,048 | $297,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,880 | $295,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 16,420 | $295,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,399 | $294,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 7,169 | $293,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,436 | $291,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 14,590 | $289,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 22,518 | $289,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 2,167 | $288,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 7,555 | $288,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 71,661 | $287,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 16,755 | $286,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 4,152 | $283,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 18,715 | $281,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,179 | $281,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 14,755 | $280,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,099 | $279,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 489 | $276,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 4,085 | $275,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,953 | $270,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 8,497 | $270,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,412 | $270,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 14,092 | $269,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,149 | $269,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 53,275 | $269,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,132 | $268,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,290 | $266,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 48,665 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,375 | $265,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,081 | $262,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 6,881 | $262,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 12,606 | $262,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,901 | $260,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 2,585 | $260,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 145,621 | $258,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,348 | $257,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,648 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,000 | $256,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,042 | $251,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,437 | $251,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,687 | $250,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,600 | $247,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 2,565 | $245,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,541 | $243,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 741 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,458 | $242,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,105 | $241,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,235 | $241,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,694 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,838 | $240,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,704 | $239,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 7,000 | $239,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 10,300 | $239,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,171 | $236,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 888 | $236,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,798 | $234,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 3,662 | $231,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 14,110 | $231,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,966 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,346 | $230,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 655 | $229,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,594 | $227,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 7,165 | $226,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,304 | $226,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 14,872 | $226,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,238 | $226,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,750 | $225,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 6,890 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,762 | $225,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,248 | $223,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,416 | $222,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 8,022 | $222,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 8,190 | $222,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,921 | $221,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 5,494 | $218,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 5,454 | $216,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 7,650 | $215,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,426 | $212,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 6,393 | $212,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 312 | $212,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 698 | $211,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,137 | $211,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 746 | $210,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 11,655 | $208,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 21,763 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,607 | $207,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 788 | $205,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,878 | $205,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,496 | $204,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,722 | $204,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,457 | $202,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,013 | $202,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 100,001 | $201,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,859 | $200,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 10,000 | $198,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 45,111 | $176,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 14,450 | $174,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 32,430 | $168,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 20,345 | $163,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,689 | $160,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,242 | $156,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,018 | $117,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 25,698 | $115,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 16,438 | $113,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 44,035 | $109,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,963 | $103,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 16,607 | $102,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 18,499 | $94,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 15,415 | $92,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 12,570 | $84,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,227 | $75,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 31,364 | $54,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,272 | $53,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,242 | $50,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,703 | $50,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 11,200 | $41,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 11,506 | $34,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 11,611 | $34,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 11,950 | $25,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 53,672 | $20,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 20,000 | $20,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-22-000494 | this filing | 2022-02-11 | acceptance time not in the bulk data set |