13F-HR filed by Sheaff Brock Investment Advisors, LLC
Sheaff Brock Investment Advisors, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-03, with 512 holding rows worth $1,474,318,000.
- Accession
- 0001606587-22-000306
- Filer
- CIK 1666789
- Filed
- 2022-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 675 entries on the cover page, a total value of $1,474,318,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,474,318,000 with VALUE read as thousands by filing date, 13F file number 028-17380. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerInnovative Portfolios028-21180
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,450 | $78,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,000 | $76,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,270 | $72,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 13,000 | $66,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,925 | $63,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 17,480 | $48,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,000 | $46,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 44,500 | $44,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 57,000 | $32,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,000 | $30,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 12,214 | $21,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 15,200 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-22-000306 | this filing | 2022-02-03 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-22-001252 | base | 2022-06-02 | acceptance time not in the bulk data set |