13F-HR filed by Ellis Investment Partners, LLC
Ellis Investment Partners, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-01, with 811 holding rows worth $435,642,000.
- Accession
- 0001606587-22-000221
- Filer
- CIK 1765590
- Filed
- 2022-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 811 entries on the cover page, a total value of $435,642,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $435,642,000 with VALUE read as thousands by filing date, 13F file number 028-18986. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNCHRONYFINL | 87165B103 | STOK | 602 | $27,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 132 | $26,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 258 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 232 | $26,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 491 | $26,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 367 | $26,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 228 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 230 | $25,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 198 | $25,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 434 | $25,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 785 | $25,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 109 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 465 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 392 | $25,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 73 | $24,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,449 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 106 | $24,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1,754 | $24,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 363 | $23,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 300 | $23,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 250 | $23,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 208 | $22,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 245 | $22,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 328 | $22,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 1,377 | $22,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 944 | $22,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 500 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 70 | $21,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 150 | $21,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 250 | $21,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,282 | $21,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 500 | $21,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 219 | $20,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,038 | $20,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 91 | $20,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 950 | $20,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 1,235 | $20,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,166 | $20,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 500 | $20,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 265 | $20,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 845 | $20,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 385 | $19,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 832 | $19,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 126 | $19,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,150 | $19,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 130 | $19,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 804 | $19,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 600 | $19,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 799 | $19,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 607 | $18,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 120 | $18,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,200 | $18,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 44 | $17,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 165 | $17,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 306 | $17,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 563 | $17,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 1,213 | $17,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 542 | $17,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 312 | $17,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,118 | $17,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 508 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 220 | $17,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $17,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 126 | $16,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 676 | $16,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 66 | $16,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 524 | $16,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,754 | $16,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 1,040 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 430 | $16,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $16,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 52 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 113 | $16,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 317 | $15,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 335 | $15,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 614 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 216 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,058 | $15,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 75 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 169 | $14,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 200 | $14,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 132 | $14,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 200 | $14,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 155 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 147 | $14,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,026 | $14,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 695 | $14,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 73 | $13,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 100 | $13,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 159 | $13,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 201 | $13,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 76 | $13,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,015 | $13,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 524 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 272 | $13,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,800 | $13,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 75 | $12,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 841 | $12,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 675 | $12,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 40 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 54 | $12,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 250 | $12,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 463 | $12,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 250 | $12,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 400 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 200 | $12,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 202 | $11,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 276 | $11,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 229 | $11,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 301 | $11,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 264 | $11,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 581 | $11,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 8 | $11,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 259 | $11,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 800 | $11,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 360 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 358 | $11,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 700 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 200 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 766 | $11,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 200 | $11,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 203 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 211 | $11,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 301 | $10,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 28 | $10,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 679 | $10,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 75 | $10,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 227 | $10,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 502 | $10,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 179 | $10,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 287 | $10,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 228 | $9,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 122 | $9,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 105 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 49 | $9,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 503 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 157 | $9,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 312 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 203 | $9,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 200 | $9,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 169 | $8,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 235 | $8,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 13 | $8,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 100 | $8,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 164 | $8,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 13 | $8,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 494 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 171 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 183 | $8,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 126 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 709 | $8,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 510 | $8,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 331 | $8,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 39 | $7,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 91 | $7,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 120 | $7,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 38 | $7,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 448 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 200 | $7,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 188 | $7,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 103 | $7,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 309 | $7,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 500 | $7,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 225 | $7,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,264 | $7,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 275 | $7,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,103 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 201 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092261 | PFD SECS INCOME | 300 | $7,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 600 | $7,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 203 | $7,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 34 | $6,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 40 | $6,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 161 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 122 | $6,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 726 | $6,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 116 | $6,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 50 | $6,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 403 | $6,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 55 | $6,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 209 | $6,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 295 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 196 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 214 | $6,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 400 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 324 | $6,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 112 | $6,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 150 | $6,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 200 | $6,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 53 | $5,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5 | $5,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 23 | $5,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 141 | $5,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 87 | $5,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 40 | $5,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 60 | $5,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 322 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 54 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 100 | $5,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 103 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 225 | $5,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 130 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 200 | $5,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 5,000 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 226 | $5,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 18 | $4,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 23 | $4,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 180 | $4,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 31 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $4,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 231 | $4,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 149 | $4,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 700 | $4,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 153 | $4,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 374 | $4,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 306 | $4,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 225 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 202 | $4,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 171 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 201 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 119 | $3,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 100 | $3,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 106 | $3,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 100 | $3,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 24 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 400 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 29 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 37 | $3,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 380 | $3,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 250 | $3,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 200 | $3,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 10 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 300 | $3,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 700 | $3,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 115 | $3,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 153 | $3,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,000 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $3,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 30 | $2,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 5 | $2,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6 | $2,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2 | $2,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 15 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 66 | $2,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 62 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 29 | $2,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 16 | $2,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 50 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 125 | $2,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 117 | $2,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 238 | $2,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 200 | $2,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 33 | $2,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 149 | $2,000 | thousands by filing date | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 53 | $2,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 305 | $2,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 56 | $2,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 150 | $2,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 63 | $2,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 1,000 | $2,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 200 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $2,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,000 | $2,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 1,000 | $2,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,000 | $2,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 100 | $1,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 23 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5 | $1,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 95 | $1,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 100 | $1,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 7 | $1,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 11 | $1,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 13 | $1,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 41 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 6 | $1,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 100 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 128 | $1,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 28 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 36 | $1,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 10 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000 | $1,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,000 | $1,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851409 | CONV | 1 | $1,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 750 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 94 | $1,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,000 | $1,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,000 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWGENERATION CORP | 39986L109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIKOLA CORP | 654110105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Renovaro Inc | 29350E104 | Common Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-22-000221 | this filing | 2022-02-01 | acceptance time not in the bulk data set |