13F-HR filed by WBI INVESTMENTS, LLC
WBI INVESTMENTS, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-09, with 178 holding rows worth $596,189,000.
- Accession
- 0001606587-21-001562
- Filer
- CIK 1397424
- Filed
- 2021-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 227 entries on the cover page, a total value of $596,189,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $596,189,000 with VALUE read as thousands by filing date, 13F file number 028-12525. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMILLINGTON SECURITIES, INC.028-16338
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F437 | COM | 1,153,453 | $37,932,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 1,175,600 | $31,194,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 936,861 | $27,654,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,114,274 | $27,370,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 604,933 | $24,923,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 974,174 | $24,789,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 855,189 | $24,775,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 766,405 | $14,877,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 56,873 | $14,470,000 | thousands by filing date | |
| VTI | 922908769 | COM | 65,184 | $14,452,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 603,300 | $9,859,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 141,430 | $8,216,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 37,584 | $8,197,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 37,377 | $8,149,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 77,267 | $8,024,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 203,753 | $7,907,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 201,503 | $6,987,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 87,897 | $6,826,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,068 | $6,277,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 76,504 | $6,033,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 85,997 | $5,866,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,636 | $5,816,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 53,259 | $5,583,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 248,569 | $5,312,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 8,887 | $5,227,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 44,199 | $5,135,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 10,767 | $4,984,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 69,068 | $4,856,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 30,457 | $4,489,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 105,638 | $4,450,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 32,226 | $4,150,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 29,562 | $3,982,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 27,938 | $3,881,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,242 | $3,877,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 70,007 | $3,817,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 79,827 | $3,633,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 67,038 | $3,620,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 36,972 | $3,609,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 39,249 | $3,568,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,617 | $3,547,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 135,021 | $3,418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 160,652 | $3,350,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 74,248 | $3,310,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 58,319 | $3,304,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 17,422 | $3,260,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 17,027 | $3,220,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 980 | $3,219,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,127 | $3,172,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 14,758 | $3,138,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 71,445 | $3,134,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 25,233 | $3,097,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 109,395 | $2,996,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 63,109 | $2,969,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 192,806 | $2,964,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 42,051 | $2,937,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 80,050 | $2,935,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 78,502 | $2,890,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 49,997 | $2,877,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 14,523 | $2,872,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 62,287 | $2,846,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 45,609 | $2,826,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 41,169 | $2,810,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 75,432 | $2,804,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 59,786 | $2,793,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,104 | $2,780,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 47,658 | $2,765,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 20,539 | $2,710,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 48,473 | $2,659,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 20,629 | $2,634,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 56,491 | $2,619,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 16,753 | $2,535,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 9,249 | $2,514,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 22,192 | $2,498,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 19,870 | $2,364,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 52,879 | $2,320,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 27,041 | $2,274,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 34,096 | $2,104,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 17,664 | $2,075,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 8,126 | $2,041,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 15,982 | $2,003,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 13,412 | $2,003,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,271 | $1,996,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 8,053 | $1,985,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,115 | $1,972,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11,936 | $1,933,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,751 | $1,926,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10,439 | $1,851,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 9,329 | $1,825,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 6,202 | $1,825,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 87,096 | $1,791,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 18,847 | $1,707,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 7,037 | $1,673,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,302 | $1,668,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 24,285 | $1,648,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 17,644 | $1,568,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 6,405 | $1,548,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 16,066 | $1,529,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,260 | $1,462,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 124,013 | $1,257,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 41,809 | $1,249,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 27,939 | $1,196,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 19,672 | $1,194,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 10,845 | $1,158,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 87,665 | $1,128,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 55,544 | $1,123,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 55,284 | $1,115,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 44,557 | $1,113,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 48,035 | $1,037,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,210 | $1,027,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 18,321 | $999,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 19,191 | $975,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 42,006 | $971,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 54,912 | $959,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 22,791 | $906,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 322 | $860,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 28,114 | $840,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 11,501 | $740,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,546 | $731,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 8,742 | $718,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 6,791 | $674,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 46,963 | $662,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 39,138 | $637,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 39,597 | $624,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 4,270 | $613,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,558 | $561,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 15,747 | $557,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 7,053 | $550,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 22,252 | $543,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 24,953 | $534,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 12,278 | $531,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,429 | $518,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 19,526 | $515,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 39,800 | $507,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 79,194 | $497,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 20,929 | $496,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 14,123 | $489,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 10,020 | $484,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 47,586 | $484,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,652 | $450,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 4,713 | $447,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 8,221 | $414,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 9,163 | $406,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 19,965 | $393,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 25,224 | $381,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 7,770 | $380,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,357 | $370,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,988 | $351,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 6,698 | $349,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 5,485 | $339,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 838 | $332,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,246 | $331,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,032 | $329,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 4,097 | $324,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 13,697 | $318,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 27,020 | $313,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 12,516 | $307,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,547 | $304,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 12,842 | $300,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 10,226 | $297,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 10,485 | $293,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 18,429 | $281,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,705 | $281,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,560 | $280,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 21,414 | $279,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,825 | $278,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,860 | $268,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,734 | $263,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 22,853 | $251,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,963 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,722 | $235,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,180 | $231,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,585 | $229,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 5,008 | $228,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,363 | $224,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 906 | $218,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,119 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 1,893 | $215,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,029 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-001562 | this filing | 2021-11-09 | acceptance time not in the bulk data set |