13F-HR filed by Estate Counselors, LLC
Estate Counselors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-03, with 175 holding rows worth $799,232,000.
- Accession
- 0001606587-21-001496
- Filer
- CIK 1559832
- Filed
- 2021-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 175 entries on the cover page, a total value of $799,232,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $799,232,000 with VALUE read as thousands by filing date, 13F file number 028-15056. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 882,985 | $72,351,000 | thousands by filing date | |
| VTI | 922908769 | COM | 313,834 | $69,689,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 311,825 | $46,717,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 122,895 | $43,991,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 185,400 | $23,673,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 150,780 | $21,760,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 185,845 | $19,630,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 378,335 | $18,689,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 85,525 | $18,602,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 192,665 | $17,850,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 352,595 | $17,802,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 197,850 | $17,700,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 344,455 | $17,226,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 175,875 | $17,207,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 197,630 | $16,887,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 264,745 | $16,138,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 269,340 | $14,751,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 164,345 | $13,543,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 45,515 | $13,207,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 100,200 | $12,755,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 141,775 | $12,551,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 171,885 | $11,832,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 106,660 | $11,646,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 219,715 | $10,616,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 96,125 | $10,394,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,195 | $9,095,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 442,065 | $8,920,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 232,550 | $8,678,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 17,585 | $8,456,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 103,625 | $7,657,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 99,280 | $7,508,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 268,215 | $7,475,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 112,365 | $7,177,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 32,750 | $7,164,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 36,710 | $6,359,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 42,430 | $6,335,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 57,550 | $5,892,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 141,810 | $5,836,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 49,680 | $5,771,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 37,275 | $5,045,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 45,670 | $4,821,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 30,135 | $4,716,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 107,405 | $3,984,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 22,180 | $3,894,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 72,310 | $3,214,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 88,925 | $2,970,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 12,240 | $2,897,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 25,410 | $2,847,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,865 | $2,605,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 30,855 | $2,324,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 62,100 | $1,836,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 16,800 | $1,828,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 48,325 | $1,813,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 12,800 | $1,787,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 48,475 | $1,721,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 22,150 | $1,717,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 27,350 | $1,663,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,930 | $1,657,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 99,755 | $1,625,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 10,850 | $1,613,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 32,725 | $1,610,000 | thousands by filing date | |
| PEOPLE INC | 44891N208 | COM NEW | 12,290 | $1,601,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 25,055 | $1,538,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 25,380 | $1,532,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 28,255 | $1,514,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,625 | $1,448,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 29,638 | $1,448,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,385 | $1,422,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 31,175 | $1,419,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,841 | $1,373,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 25,390 | $1,371,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 21,650 | $1,369,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,875 | $1,335,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 97,260 | $1,329,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 28,165 | $1,326,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 25,935 | $1,318,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 14,720 | $1,297,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,725 | $1,285,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 22,737 | $1,263,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 27,215 | $1,245,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 6,965 | $1,235,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 17,420 | $1,213,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,455 | $1,208,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 23,425 | $1,195,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 22,935 | $1,194,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,380 | $1,186,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 8,225 | $1,170,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,785 | $1,168,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 22,620 | $1,137,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 15,815 | $1,122,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 9,585 | $1,114,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 41,902 | $1,108,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 17,345 | $1,093,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,465 | $1,089,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,795 | $1,073,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 32,915 | $1,070,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,340 | $1,064,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 10,249 | $1,055,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 43,645 | $1,052,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,675 | $1,049,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 24,951 | $1,049,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 14,460 | $1,047,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 217 | $1,040,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 6,875 | $1,035,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 12,020 | $1,009,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 53,450 | $992,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 49,145 | $991,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 4,835 | $985,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,550 | $852,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,715 | $768,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 34,965 | $737,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 141,572 | $722,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,210 | $674,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 17,050 | $659,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 29,380 | $636,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 22,720 | $612,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 23,240 | $608,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,223 | $521,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,360 | $481,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,760 | $463,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 19,900 | $441,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,900 | $421,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,955 | $402,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 13,675 | $349,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 5,806 | $320,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 8,272 | $283,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,875 | $250,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,050 | $240,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,580 | $221,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,000 | $203,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,400 | $184,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 3,275 | $177,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 6,350 | $170,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,500 | $164,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,525 | $155,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,050 | $150,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 2,150 | $122,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,184 | $110,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 39 | $104,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,405 | $104,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 496 | $102,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,384 | $101,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 275 | $93,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,750 | $92,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 555 | $90,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 308 | $83,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 141 | $81,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,000 | $81,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 475 | $80,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 274 | $77,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 318 | $72,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,280 | $71,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 501 | $70,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 500 | $70,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 298 | $66,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 20 | $65,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 188 | $64,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,167 | $63,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 506 | $63,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 162 | $63,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 303 | $58,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 591 | $57,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 399 | $55,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 602 | $53,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 324 | $52,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 584 | $43,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 797 | $42,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 178 | $41,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 3,000 | $32,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 942 | $27,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 300 | $8,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 5,000 | $3,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 58 | $1,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-001496 | this filing | 2021-11-03 | acceptance time not in the bulk data set |