13F-HR filed by Cavalier Investments, LLC
Cavalier Investments, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 98 holding rows worth $316,672,000.
- Accession
- 0001606587-21-001473
- Filer
- CIK 1655543
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 98 entries on the cover page, a total value of $316,672,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $316,672,000 with VALUE read as thousands by filing date, 13F file number 028-17041. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 30,777 | $13,208,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 471,948 | $9,524,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 126,382 | $9,069,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 237,841 | $8,926,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 58,059 | $8,669,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 33,771 | $8,654,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 109,627 | $8,552,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 442,694 | $8,464,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 79,400 | $8,366,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 194,954 | $8,091,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 84,535 | $8,065,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 26,962 | $7,771,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 109,256 | $7,393,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 68,206 | $6,673,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 96,413 | $6,172,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 35,994 | $5,805,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 289,264 | $5,574,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 49,887 | $5,451,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 112,497 | $5,428,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 357,724 | $5,359,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 61,697 | $5,057,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 47,877 | $4,987,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 44,947 | $4,692,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 89,237 | $4,690,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 60,771 | $4,117,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 66,316 | $4,112,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 44,540 | $4,023,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 23,206 | $4,020,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 32,644 | $3,893,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 61,405 | $3,855,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 40,107 | $3,716,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 71,195 | $3,709,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 66,896 | $3,543,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 38,610 | $3,295,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,471 | $3,219,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,734 | $3,126,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 38,352 | $3,093,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 38,636 | $2,840,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 112,260 | $2,792,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 106,960 | $2,360,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,412 | $2,213,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 21,405 | $2,135,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,784 | $2,134,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 245,000 | $2,046,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 13,500 | $2,023,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 67,310 | $2,017,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,066 | $1,916,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,155 | $1,817,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,009 | $1,749,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 527 | $1,731,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,469 | $1,709,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,327 | $1,704,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,022 | $1,698,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 632 | $1,684,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,917 | $1,679,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,749 | $1,678,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,922 | $1,670,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,740 | $1,636,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,032 | $1,625,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,588 | $1,612,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 22,621 | $1,590,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 667 | $1,583,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3,762 | $1,583,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,806 | $1,578,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,282 | $1,577,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 29,810 | $1,564,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,313 | $1,552,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 6,439 | $1,544,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 46,676 | $1,543,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,974 | $1,541,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,697 | $1,535,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,457 | $1,529,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,670 | $1,525,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,083 | $1,525,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,750 | $1,521,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,800 | $1,511,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,475 | $1,506,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,543 | $1,505,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,925 | $1,499,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,837 | $1,499,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,672 | $1,476,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,217 | $1,475,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,552 | $1,474,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,145 | $1,473,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,086 | $1,472,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,687 | $1,470,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 11,343 | $1,460,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,637 | $1,447,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 73,622 | $1,430,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 104,084 | $1,377,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 27,396 | $1,373,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,371 | $978,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,028 | $662,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,391 | $569,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,590 | $251,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,310 | $235,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,297 | $213,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,808 | $198,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-001473 | this filing | 2021-11-02 | acceptance time not in the bulk data set |