13F-HR filed by Capital Wealth Alliance, LLC
Capital Wealth Alliance, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 143 holding rows worth $164,473,000.
- Accession
- 0001606587-21-001466
- Filer
- CIK 1803277
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 143 entries on the cover page, a total value of $164,473,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,473,000 with VALUE read as thousands by filing date, 13F file number 028-20006. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 742,519 | $10,317,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,194,659 | $9,761,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 73,182 | $8,598,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 544,708 | $5,229,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 19,757 | $4,967,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 38,071 | $4,444,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 291,969 | $4,117,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,565 | $3,701,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,649 | $3,073,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,701 | $3,041,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 4,007 | $3,004,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 17,922 | $2,789,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 24,182 | $2,643,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 58,265 | $2,541,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 146,456 | $2,520,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 76,522 | $2,489,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 22,496 | $2,393,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 11,522 | $2,277,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 27,433 | $2,194,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 23,084 | $2,126,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 539,153 | $2,102,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 348,744 | $1,914,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 14,491 | $1,867,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 29,756 | $1,866,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 30,050 | $1,799,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 10,481 | $1,709,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,188 | $1,676,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 94,100 | $1,650,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 60,000 | $1,650,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 26,535 | $1,613,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 17,616 | $1,607,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 197,764 | $1,603,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 36,797 | $1,550,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,016 | $1,480,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 10,814 | $1,390,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,790 | $1,374,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 14,284 | $1,283,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 17,101 | $1,250,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 119,385 | $1,250,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 24,437 | $1,228,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 9,667 | $1,132,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,567 | $1,085,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 8,357 | $1,061,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 17,651 | $1,057,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 12,105 | $1,040,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 12,626 | $1,036,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 20,436 | $1,035,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,273 | $1,024,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 243,201 | $1,019,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 191,730 | $1,016,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,155 | $973,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 29,346 | $941,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,116 | $940,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 18,809 | $920,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,940 | $908,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 58,832 | $886,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,954 | $880,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,436 | $868,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 17,414 | $835,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 56,222 | $768,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,604 | $750,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 16,910 | $734,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 8,394 | $724,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,643 | $723,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 110,085 | $719,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,871 | $714,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 21,845 | $687,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 7,500 | $673,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 25,224 | $668,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 3,336 | $637,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,763 | $622,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 14,924 | $605,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,748 | $604,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 63,354 | $575,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,639 | $572,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 12,229 | $572,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,638 | $551,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,090 | $536,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,698 | $533,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,052 | $521,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 863,961 | $505,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,406 | $496,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 28,954 | $491,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108797 | mc | 18,257 | $482,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,681 | $478,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 35,803 | $468,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,630 | $438,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $427,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,420 | $412,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 16,499 | $411,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,518 | $407,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 12,889 | $405,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,194 | $392,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,585 | $388,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 8,740 | $381,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 6,086 | $372,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,610 | $371,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,343 | $348,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,130 | $345,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 12,233 | $337,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,068 | $329,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,910 | $320,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,989 | $319,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,167 | $312,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,866 | $304,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,097 | $302,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 20,788 | $301,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 839 | $298,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,600 | $288,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,846 | $280,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 38,054 | $280,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 2,689 | $278,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 12,206 | $274,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 595 | $265,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 77 | $262,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 12,110 | $258,000 | thousands by filing date | |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 1,322 | $256,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 890 | $249,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,741 | $244,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,159 | $236,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,581 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 947 | $231,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 11,394 | $231,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,302 | $224,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 921 | $223,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,556 | $222,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,882 | $214,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,679 | $213,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 6,201 | $211,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,637 | $210,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,884 | $209,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,039 | $207,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,022 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,590 | $205,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 11,626 | $202,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 10,317 | $168,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,430 | $163,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 25,201 | $159,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 13,064 | $133,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 22,276 | $116,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q725 | ANFIELD DYNAMIC | 11,750 | $113,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 39,709 | $90,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 10,620 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-001466 | this filing | 2021-11-02 | acceptance time not in the bulk data set |