13F-HR filed by CALTON & ASSOCIATES, INC.
CALTON & ASSOCIATES, INC. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 406 holding rows worth $526,389,000.
- Accession
- 0001606587-21-001114
- Filer
- CIK 822648
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 406 entries on the cover page, a total value of $526,389,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $526,389,000 with VALUE read as thousands by filing date, 13F file number 028-18259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 338,373 | $33,418,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 546,235 | $29,218,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 37,642 | $16,189,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 53,828 | $14,614,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 94,757 | $12,989,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 177,119 | $11,864,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 32,555 | $11,541,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 63,187 | $10,023,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 114,064 | $8,997,000 | thousands by filing date | |
| IJH | 464287507 | COM | 29,127 | $7,834,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 32,535 | $7,467,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,390 | $6,592,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 52,822 | $6,087,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 22,381 | $6,070,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 59,518 | $6,010,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 53,485 | $5,572,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 70,335 | $5,156,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 46,649 | $5,154,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 55,776 | $5,046,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 126,075 | $5,042,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 169,425 | $4,929,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 61,915 | $4,581,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 35,155 | $4,431,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 84,397 | $3,907,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 29,467 | $3,764,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 120,430 | $3,691,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 13,712 | $3,598,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 62,233 | $3,485,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 18,656 | $3,404,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 11,752 | $3,372,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 64,695 | $3,339,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 966 | $3,322,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 96,210 | $3,243,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,064 | $3,215,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 62,192 | $3,161,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 12,552 | $3,103,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 20,417 | $3,080,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 35,474 | $3,042,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 26,633 | $2,947,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 110,245 | $2,733,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 44,899 | $2,691,000 | thousands by filing date | |
| VTI | 922908769 | COM | 12,049 | $2,689,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 48,887 | $2,628,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 68,708 | $2,589,000 | thousands by filing date | |
| MGC | 921910873 | COM | 16,979 | $2,587,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 36,744 | $2,568,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 16,104 | $2,379,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,839 | $2,376,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 19,629 | $2,299,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 30,759 | $2,242,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,790 | $2,238,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 27,228 | $2,237,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,921 | $2,137,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 23,998 | $2,113,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 27,865 | $2,105,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 32,947 | $2,079,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 22,824 | $1,956,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 41,104 | $1,939,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 27,170 | $1,938,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 21,020 | $1,923,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,115 | $1,890,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 13,995 | $1,856,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 45,372 | $1,819,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 66,040 | $1,800,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 23,906 | $1,791,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 36,725 | $1,778,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 10,643 | $1,770,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31,296 | $1,757,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 33,989 | $1,723,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 30,578 | $1,657,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 11,921 | $1,656,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,000 | $1,585,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,660 | $1,559,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 29,165 | $1,546,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 11,604 | $1,479,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,268 | $1,468,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 36,605 | $1,439,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 49,552 | $1,432,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,575 | $1,408,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,135 | $1,390,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,137 | $1,379,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 23,741 | $1,356,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 26,344 | $1,349,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,564 | $1,346,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,943 | $1,311,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,228 | $1,305,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,919 | $1,304,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 12,767 | $1,300,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,457 | $1,298,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 15,567 | $1,287,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 12,061 | $1,244,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 18,251 | $1,179,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 13,032 | $1,168,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 12,875 | $1,158,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 15,200 | $1,153,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 17,510 | $1,148,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,814 | $1,114,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 8,335 | $1,114,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 762 | $1,113,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 14,219 | $1,110,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 46,253 | $1,087,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,594 | $1,084,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 6,206 | $1,078,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,530 | $1,074,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,614 | $1,068,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,552 | $1,062,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 23,889 | $1,057,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,631 | $1,044,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 9,790 | $1,032,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 9,460 | $1,019,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 16,580 | $1,007,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 39,362 | $999,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,503 | $992,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,450 | $991,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 403 | $986,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 39,726 | $971,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 11,128 | $965,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 9,135 | $962,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,777 | $958,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 8,603 | $956,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 11,761 | $953,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 61,488 | $942,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 9,396 | $935,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,895 | $931,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 7,025 | $916,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,785 | $913,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 32,671 | $901,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,438 | $899,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 50,478 | $888,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,038 | $885,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,516 | $882,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,333 | $881,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,292 | $879,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 25,672 | $872,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,336 | $868,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 23,372 | $858,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,882 | $852,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,361 | $847,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,228 | $844,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 17,950 | $841,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 332 | $836,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,072 | $832,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,070 | $823,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 8,789 | $823,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 15,748 | $820,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,933 | $820,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4,677 | $813,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,210 | $810,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,883 | $799,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,185 | $799,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,032 | $792,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 36,604 | $787,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,177 | $767,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,188 | $756,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 13,377 | $755,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,783 | $735,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 3,109 | $731,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,647 | $728,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 11,580 | $708,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,509 | $706,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 15,465 | $704,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 12,365 | $689,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,194 | $687,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 13,534 | $686,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,113 | $671,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,217 | $670,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 8,669 | $658,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,009 | $653,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,329 | $652,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 7,083 | $639,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,611 | $638,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,056 | $629,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,689 | $618,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 15,087 | $607,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,584 | $604,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,078 | $599,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,008 | $594,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,784 | $594,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,056 | $583,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,459 | $577,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,914 | $574,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,132 | $568,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,821 | $561,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,752 | $555,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,232 | $552,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,545 | $548,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,002 | $535,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 6,374 | $535,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 16,343 | $524,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,004 | $524,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,258 | $520,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,999 | $520,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,978 | $520,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,544 | $519,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 9,638 | $516,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,990 | $507,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,708 | $506,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,142 | $496,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,602 | $496,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,045 | $479,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 4,321 | $475,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 12,529 | $467,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 6,482 | $467,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 9,125 | $465,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,889 | $460,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,050 | $460,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,050 | $459,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,567 | $455,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,030 | $455,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,032 | $452,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,740 | $452,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 12,246 | $451,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,335 | $449,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,989 | $447,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 13,050 | $446,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 18,965 | $443,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,280 | $440,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,578 | $439,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 8,650 | $437,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,604 | $435,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 817 | $433,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,324 | $432,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,901 | $431,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,107 | $431,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,700 | $431,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 13,659 | $425,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,139 | $416,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,649 | $413,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,373 | $410,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 9,781 | $410,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,666 | $406,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,082 | $405,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 5,315 | $405,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,510 | $401,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,247 | $398,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,950 | $394,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,105 | $393,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,279 | $391,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,583 | $390,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,759 | $388,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,992 | $388,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,942 | $387,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,901 | $387,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,532 | $386,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,546 | $385,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 6,041 | $383,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,418 | $381,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,176 | $377,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,387 | $374,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 43,078 | $373,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,920 | $368,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,228 | $364,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,465 | $364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 7,547 | $362,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,934 | $361,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,567 | $360,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 26,338 | $359,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 14,042 | $358,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,541 | $356,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,297 | $355,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 5,810 | $355,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 13,415 | $354,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 6,723 | $352,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 733 | $350,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,653 | $348,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,130 | $345,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,409 | $344,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,674 | $344,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 9,382 | $342,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 15,412 | $342,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,262 | $341,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 896 | $340,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,434 | $339,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,396 | $338,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,955 | $336,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,568 | $336,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 4,122 | $334,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,289 | $333,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,882 | $333,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 33,325 | $333,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,236 | $331,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,324 | $331,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,261 | $329,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,572 | $328,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 4,585 | $327,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,861 | $325,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 7,377 | $325,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 638 | $323,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,134 | $321,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 358 | $315,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,436 | $311,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 20,856 | $310,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,376 | $307,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,146 | $307,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,576 | $305,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,590 | $305,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,292 | $304,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,043 | $303,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,655 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,825 | $302,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 849 | $300,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,442 | $298,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,050 | $293,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,547 | $291,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,325 | $288,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,751 | $288,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 11,238 | $288,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,162 | $287,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,667 | $286,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 710 | $279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,091 | $273,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,168 | $272,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 6,769 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,343 | $265,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,754 | $265,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,343 | $263,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,994 | $263,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,330 | $259,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,797 | $259,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,678 | $258,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 5,848 | $258,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 4,659 | $256,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 13,030 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,152 | $255,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,198 | $254,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,258 | $251,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,122 | $251,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,192 | $250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,709 | $250,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 903 | $249,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,895 | $248,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 8,707 | $248,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 10,093 | $247,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 846 | $247,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,403 | $246,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 517 | $245,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 28,100 | $243,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,018 | $242,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 3,880 | $242,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,382 | $241,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 7,775 | $239,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,366 | $238,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,430 | $237,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,962 | $237,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 9,043 | $236,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 5,340 | $236,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 343 | $235,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,882 | $235,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,810 | $235,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 867 | $234,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,880 | $234,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,687 | $233,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,126 | $232,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 13,050 | $231,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,065 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,912 | $228,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,259 | $228,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 947 | $226,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 4,557 | $224,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 347 | $224,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,462 | $223,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,163 | $222,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,281 | $222,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,173 | $222,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 9,423 | $221,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 16,005 | $221,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6,086 | $219,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 755 | $217,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 11,639 | $216,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,926 | $216,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 744 | $216,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,364 | $214,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 14,453 | $214,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,714 | $213,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,496 | $213,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 612 | $212,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,526 | $211,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 2,375 | $209,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 15,871 | $209,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 5,006 | $209,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,116 | $208,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,049 | $207,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,530 | $207,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 3,661 | $207,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 532 | $204,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,686 | $202,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,176 | $192,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,504 | $182,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 27,077 | $181,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 11,902 | $181,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 11,160 | $169,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,772 | $152,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 16,138 | $146,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,416 | $130,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 11,486 | $123,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,683 | $121,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 19,370 | $113,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,968 | $110,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,150 | $94,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 21,500 | $94,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,376 | $69,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 21,079 | $50,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 13,000 | $39,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 23,521 | $33,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 34,000 | $21,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 12,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-001114 | this filing | 2021-08-11 | acceptance time not in the bulk data set |