13F-HR filed by Lebenthal Global Advisors, LLC
Lebenthal Global Advisors, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-05, with 157 holding rows worth $186,174,000.
- Accession
- 0001606587-21-001042
- Filer
- CIK 1845766
- Filed
- 2021-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 157 entries on the cover page, a total value of $186,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,174,000 with VALUE read as thousands by filing date, 13F file number 028-20760. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 722,078 | $18,615,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 42,172 | $18,052,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 413,752 | $13,769,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 81,285 | $10,630,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 222,263 | $9,350,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 27,313 | $6,749,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 24,171 | $6,561,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 38,531 | $5,277,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 66,420 | $5,022,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 22,457 | $4,159,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 45,158 | $3,975,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 27,511 | $3,655,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 24,378 | $3,351,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 26,381 | $2,980,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 29,064 | $2,628,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,740 | $1,980,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 33,343 | $1,810,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,542 | $1,767,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 43,731 | $1,604,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 27,611 | $1,547,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,745 | $1,291,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,509 | $1,247,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,484 | $1,068,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,150 | $1,012,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 9,552 | $974,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,237 | $899,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,072 | $884,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,230 | $875,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 3,300 | $865,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 249 | $856,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 9,923 | $827,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 8,607 | $808,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 26,518 | $800,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,676 | $799,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,190 | $795,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 22,780 | $795,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 37,487 | $789,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 17,276 | $780,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,105 | $751,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,951 | $724,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 284 | $711,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 24,215 | $710,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 25,896 | $684,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 24,955 | $680,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,021 | $658,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,378 | $654,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,278 | $628,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,267 | $617,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 3,140 | $606,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,017 | $604,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,990 | $593,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,420 | $591,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,594 | $590,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 39,751 | $590,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,000 | $565,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,000 | $562,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,362 | $560,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 3,360 | $553,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,521 | $553,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,805 | $550,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,431 | $546,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 4,674 | $544,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,368 | $543,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,690 | $539,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 29,411 | $536,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,775 | $533,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 24,798 | $512,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,755 | $511,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,561 | $508,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 10,100 | $506,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 6,564 | $494,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 6,500 | $490,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,150 | $484,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,188 | $475,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,959 | $474,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,000 | $472,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 24,872 | $471,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,856 | $467,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 13,930 | $463,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 14,361 | $457,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,235 | $457,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 7,383 | $451,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,158 | $449,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,880 | $447,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,170 | $444,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,710 | $442,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,989 | $432,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 13,100 | $429,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,622 | $414,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,372 | $410,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,250 | $407,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 48,174 | $407,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 6,368 | $404,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,344 | $386,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,182 | $383,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,363 | $383,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,169 | $380,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 914 | $379,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,083 | $376,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,100 | $374,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,100 | $374,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,793 | $347,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,401 | $346,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 16,064 | $345,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,200 | $345,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 22,343 | $344,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,012 | $333,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 37,533 | $333,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,470 | $331,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 15,938 | $329,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,570 | $329,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,100 | $319,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 130 | $317,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,001 | $314,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 17,427 | $310,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,996 | $308,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,081 | $307,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,511 | $303,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,973 | $302,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 13,633 | $296,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,600 | $294,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,186 | $292,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,960 | $290,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,210 | $289,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 3,418 | $287,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,390 | $281,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,851 | $274,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,879 | $271,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,390 | $261,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 2,839 | $260,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,639 | $257,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 907 | $256,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,280 | $253,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 5,355 | $252,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 16,348 | $248,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,846 | $241,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 4,035 | $241,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 904 | $240,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 16,294 | $239,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,001 | $234,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,390 | $231,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,048 | $230,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 593 | $224,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,684 | $223,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,109 | $214,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 2,258 | $213,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,790 | $212,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,651 | $212,000 | thousands by filing date | |
| RH | 74967X103 | COM | 311 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,355 | $210,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 6,704 | $201,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 30,000 | $30,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 19,000 | $30,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 24,000 | $25,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 19,000 | $20,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 20,000 | $20,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 17,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-001042 | this filing | 2021-08-05 | acceptance time not in the bulk data set |