13F-HR filed by Joseph P. Lucia & Associates, LLC
Joseph P. Lucia & Associates, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-27, with 604 holding rows worth $167,356,000.
- Accession
- 0001606587-21-000915
- Filer
- CIK 1775391
- Filed
- 2021-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 604 entries on the cover page, a total value of $167,356,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,356,000 with VALUE read as thousands by filing date, 13F file number 028-19484. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 30 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 25 | $2,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 27 | $2,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 5 | $2,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 9 | $2,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 40 | $2,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 10 | $2,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5 | $2,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 200 | $2,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 20 | $2,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 13 | $2,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 18 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 521 | $2,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 18 | $2,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 17 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 55 | $2,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 34 | $2,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8 | $2,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 10 | $2,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 41 | $2,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 16 | $2,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 23 | $2,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 50 | $2,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 35 | $2,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 38 | $2,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 58 | $2,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 26 | $2,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 14 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 70 | $2,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 50 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 100 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 110 | $2,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 100 | $2,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 106 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 738 | $2,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 150 | $2,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 1,832 | $2,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 29 | $1,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 25 | $1,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 35 | $1,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 130 | $1,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 50 | $1,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 40 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 89 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 60 | $1,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 48 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 101 | $1,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 25 | $1,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 40 | $1,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 100 | $1,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 85 | $1,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 40 | $1,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 149 | $1,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 425 | $1,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 100 | $1,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 101 | $1,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 1,000 | $1,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 1,000 | $1,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE INC | 09260D107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075402 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBARELLA INC | G037AX101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FISKER INC | 33813J106 | CL A COM STK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENSAR INC | 52634L108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFETY SHOT INC | 48208F105 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEANOMICS INC | 45166V106 | COM | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E240 | FUND | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-000915 | this filing | 2021-07-27 | acceptance time not in the bulk data set |