13F-HR filed by Ellis Investment Partners, LLC
Ellis Investment Partners, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-26, with 789 holding rows worth $392,026,000.
- Accession
- 0001606587-21-000883
- Filer
- CIK 1765590
- Filed
- 2021-07-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 789 entries on the cover page, a total value of $392,026,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $392,026,000 with VALUE read as thousands by filing date, 13F file number 028-18986. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 430 | $22,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 362 | $22,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 87 | $21,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,030 | $21,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 173 | $21,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 100 | $21,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 845 | $21,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 207 | $20,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 402 | $20,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 765 | $20,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 343 | $20,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 123 | $20,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 220 | $20,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 1,357 | $20,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,276 | $20,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 607 | $19,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 198 | $19,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 218 | $19,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 434 | $19,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 328 | $19,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 500 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 69 | $19,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 800 | $19,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 265 | $19,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 772 | $19,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 221 | $18,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 306 | $18,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 403 | $18,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 832 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 170 | $18,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,676 | $18,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 109 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 441 | $18,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,015 | $18,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 500 | $18,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 245 | $17,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 126 | $17,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 87 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 675 | $17,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 1,000 | $17,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 168 | $16,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 100 | $16,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,088 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 218 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 402 | $16,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 668 | $15,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 200 | $15,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 76 | $15,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 200 | $15,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 126 | $15,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 150 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,031 | $15,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 307 | $15,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 75 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 165 | $14,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 165 | $14,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 702 | $14,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 274 | $14,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 501 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 214 | $14,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 583 | $14,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 52 | $14,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 202 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 272 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 80 | $14,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 332 | $13,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 55 | $13,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 400 | $13,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 130 | $13,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 391 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 506 | $13,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 73 | $12,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 66 | $12,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 227 | $12,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 256 | $12,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 175 | $12,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 201 | $12,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 917 | $12,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 307 | $12,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 400 | $12,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 130 | $12,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 997 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 766 | $12,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 505 | $12,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 200 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 401 | $12,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 500 | $12,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072539 | QUALITY PREFER | 303 | $12,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 75 | $11,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 568 | $11,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 235 | $11,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 86 | $11,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 250 | $11,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 455 | $11,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 79 | $11,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 800 | $11,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 514 | $11,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 800 | $11,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 123 | $11,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,800 | $11,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 227 | $10,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 226 | $10,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 261 | $10,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 54 | $10,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 200 | $10,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 300 | $10,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 104 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 201 | $10,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 369 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 200 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 200 | $10,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 650 | $10,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 150 | $10,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 200 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $10,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $10,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 121 | $9,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 309 | $9,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 505 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 49 | $9,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 700 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 183 | $9,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 500 | $9,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 155 | $9,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,199 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 210 | $9,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 502 | $9,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 177 | $8,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 34 | $8,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 23 | $8,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 129 | $8,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 162 | $8,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 91 | $8,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 335 | $8,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 23 | $8,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 400 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 155 | $8,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 302 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 171 | $8,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 301 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 400 | $8,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 225 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 201 | $8,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 200 | $8,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 526 | $7,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 28 | $7,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 14 | $7,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 39 | $7,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5 | $7,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 120 | $7,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 100 | $7,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 13 | $7,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 400 | $7,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 38 | $7,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 448 | $7,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 152 | $7,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 284 | $7,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 328 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 56 | $7,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 200 | $7,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 40 | $6,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 160 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 122 | $6,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 698 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 91 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 190 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 209 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 200 | $6,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 147 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 313 | $6,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 180 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 58 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 140 | $6,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 102 | $6,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 200 | $6,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 150 | $6,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,061 | $6,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 275 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 100 | $6,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 53 | $5,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 31 | $5,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 36 | $5,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 100 | $5,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 24 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 153 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 54 | $5,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 380 | $5,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 100 | $5,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 112 | $5,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 200 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 220 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 221 | $5,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 182 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 18 | $4,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 23 | $4,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 177 | $4,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 102 | $4,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 60 | $4,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 170 | $4,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 223 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 32 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 38 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 29 | $4,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 151 | $4,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 361 | $4,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 450 | $4,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 166 | $4,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 203 | $4,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 300 | $4,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $4,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2 | $3,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 89 | $3,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 100 | $3,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 255 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 347 | $3,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 50 | $3,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 250 | $3,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 10 | $3,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 115 | $3,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 201 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,000 | $3,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,000 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,000 | $3,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 1,000 | $3,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 1,000 | $3,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,000 | $3,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,000 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 2,000 | $3,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 30 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 65 | $2,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 12 | $2,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 62 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 29 | $2,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 10 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 125 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 36 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 128 | $2,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 28 | $2,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 229 | $2,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 126 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 50 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 56 | $2,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 62 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 25 | $2,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 1,000 | $2,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 23 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5 | $1,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 11 | $1,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 8 | $1,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 41 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 36 | $1,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 35 | $1,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 30 | $1,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 215 | $1,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,000 | $1,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 103 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,000 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000 | $1,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,000 | $1,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,000 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 94 | $1,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,000 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 60 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIKOLA CORP | 654110105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Renovaro Inc | 29350E104 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-000883 | this filing | 2021-07-26 | acceptance time not in the bulk data set |