13F-HR filed by Joseph P. Lucia & Associates, LLC
Joseph P. Lucia & Associates, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-23, with 597 holding rows worth $224,186,000.
- Accession
- 0001606587-21-000396
- Filer
- CIK 1775391
- Filed
- 2021-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 597 entries on the cover page, a total value of $224,186,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $224,186,000 with VALUE read as thousands by filing date, 13F file number 028-19484. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IQVIA HLDGS INC COM | 46266C105 | Stock | 12 | $2,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 10 | $2,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 60 | $2,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 10 | $2,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 13 | $2,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8 | $2,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 10 | $2,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 41 | $2,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 16 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 37 | $2,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 23 | $2,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 35 | $2,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 58 | $2,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 14 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 70 | $2,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 50 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 100 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 110 | $2,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 48 | $2,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 106 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 738 | $2,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 425 | $2,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 400 | $2,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 1,450 | $2,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 29 | $1,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11 | $1,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3 | $1,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 10 | $1,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 13 | $1,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 25 | $1,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 17 | $1,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 8 | $1,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 19 | $1,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12 | $1,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 30 | $1,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 17 | $1,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 13 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 130 | $1,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 150 | $1,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 18 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 172 | $1,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 40 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 42 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 89 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 110 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 60 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 101 | $1,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 25 | $1,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 41 | $1,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 149 | $1,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 60 | $1,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 100 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 18 | $1,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 101 | $1,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 1,000 | $1,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 818 | $1,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE INC | 09260D107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medtronic Plc | G5960L103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075402 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBARELLA INC | G037AX101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FISKER INC | 33813J106 | CL A COM STK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENSAR INC | 52634L108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCSB FINL CORP COM | 69324R104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-000396 | this filing | 2021-04-23 | acceptance time not in the bulk data set |