13F-HR filed by Safeguard Investment Advisory Group, LLC
Safeguard Investment Advisory Group, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-18, with 812 holding rows worth $112,829,000.
- Accession
- 0001606587-21-000351
- Filer
- CIK 1846711
- Filed
- 2021-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 812 entries on the cover page, a total value of $112,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,829,000 with VALUE read as thousands by filing date, 13F file number 028-21043. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 123 | $6,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 300 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 46 | $6,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 33 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 125 | $6,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 225 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 119 | $6,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 27 | $6,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 28 | $6,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 25 | $6,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 75 | $6,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 28 | $6,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 607 | $6,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 411 | $6,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 270 | $6,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 271 | $6,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 39 | $5,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 50 | $5,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 29 | $5,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 49 | $5,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 96 | $5,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 532 | $5,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 124 | $5,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 12 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 29 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 242 | $5,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 217 | $5,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 40 | $5,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 158 | $5,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 29 | $5,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 103 | $5,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 120 | $5,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 58 | $5,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 35 | $5,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 370 | $5,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 362 | $5,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 119 | $5,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 71 | $5,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 66 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 95 | $5,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 85 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 195 | $5,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 148 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 150 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 75 | $5,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,100 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 201 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 199 | $5,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 24 | $4,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 22 | $4,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 69 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 127 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 136 | $4,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 59 | $4,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 35 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 240 | $4,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 28 | $4,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 42 | $4,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 55 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10 | $4,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 36 | $4,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 155 | $4,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 16 | $4,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 47 | $4,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 42 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 145 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 92 | $4,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 180 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 50 | $4,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 203 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 90 | $4,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 10,000 | $4,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 207 | $4,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 305 | $4,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 110 | $4,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 40 | $3,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 23 | $3,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 82 | $3,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 52 | $3,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 12 | $3,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 13 | $3,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 50 | $3,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 26 | $3,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 114 | $3,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 14 | $3,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 98 | $3,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 135 | $3,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 23 | $3,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 100 | $3,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 41 | $3,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 32 | $3,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 33 | $3,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 47 | $3,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 19 | $3,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 79 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 130 | $3,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 85 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 101 | $3,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 333 | $3,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 67 | $3,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 88 | $3,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 347 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 36 | $3,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 50 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 31 | $3,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 219 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 75 | $3,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 152 | $3,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 103 | $3,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 370 | $3,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,500 | $3,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 56 | $2,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 32 | $2,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 23 | $2,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 80 | $2,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 26 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 22 | $2,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 51 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 550 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 69 | $2,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 100 | $2,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 30 | $2,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 49 | $2,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 31 | $2,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 101 | $2,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 50 | $2,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 63 | $2,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 19 | $2,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 56 | $2,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 124 | $2,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 45 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 25 | $2,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 125 | $2,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 120 | $2,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 24 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 14 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 31 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 81 | $2,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 9 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 23 | $2,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 329 | $2,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 26 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 313 | $2,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 742 | $2,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 50 | $2,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 96 | $2,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 41 | $2,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 500 | $2,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 310 | $2,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 975 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F607 | EQUITYCOMPASS | 125 | $2,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 30 | $1,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 59 | $1,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 39 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 10 | $1,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 11 | $1,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5 | $1,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 22 | $1,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 16 | $1,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 100 | $1,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 27 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 16 | $1,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 30 | $1,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 8 | $1,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10 | $1,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 19 | $1,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 8 | $1,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 26 | $1,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 64 | $1,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 25 | $1,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 13 | $1,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 8 | $1,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 25 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 49 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 26 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 65 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 17 | $1,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 48 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 56 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 50 | $1,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 6 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 29 | $1,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 24 | $1,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 41 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 34 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 130 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 125 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 27 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 32 | $1,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 103 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 60 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 75 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 104 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 28 | $1,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 25 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 210 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 25 | $1,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 150 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 104 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 100 | $1,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 281 | $1,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 337 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,900 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 228 | $1,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Healthcare ETF | 464287325 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCELENERGY INC | 98389B100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKET COS INC | 77311W101 | COM CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULTE GROUP INC COM | 745867101 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHEY CO COM | 427866108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOETIS INC CL A | 98978V103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSCI INC COM | 55354G100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORTEVA INC COM | 22052L104 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKLEY W R CORP COM | 084423102 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTIVE CORP COM | 34959J108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGNC INVT CORP COM | 00123Q104 | REIT | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANGRID INC | 05351W103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL INSTRS CORP | 636518102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH RESOURCES INC | 03940R107 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| First Foundation Inc | 32026V104 | Common Stock | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVERIC BIO INC | 46583P102 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304307 | COM NEW | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906501 | COM | 5 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAGENICS INC | 684023302 | COM PAR | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kaspien Holdings Inc | 485837108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-000351 | this filing | 2021-02-18 | acceptance time not in the bulk data set |