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13F-HR filed by Joseph P. Lucia & Associates, LLC

Joseph P. Lucia & Associates, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-29, with 518 holding rows worth $143,265,000.

Accession
0001606587-21-000128
Filed
2021-01-29
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2020

A holdings report, 518 entries on the cover page, a total value of $143,265,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,265,000 with VALUE read as thousands by filing date, 13F file number 028-19484. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
LENSAR INC52634L108COM7$0thousands by filing dateValue filed as zero, left out of ratios.
GOLD RESOURCE CORP38068T105COMMON STOCK0$0thousands by filing dateValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
BLACKBERRY LTD COM09228F103Stock8$0thousands by filing dateValue filed as zero, left out of ratios.
GABELLI MULTIMEDIA TR INC36239Q109COM0$0thousands by filing dateValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
PDS BIOTECHNOLOGY CORP70465T107COM40$0thousands by filing dateValue filed as zero, left out of ratios.
WRAP TECHNOLOGIES INC98212N107COM85$0thousands by filing dateValue filed as zero, left out of ratios.
FIRST TR EXCHANGE-TRADED FD33734X309S NETWRK FUT VEH2$0thousands by filing dateValue filed as zero, left out of ratios.
TTOO89853L104Stock100$0thousands by filing dateValue filed as zero, left out of ratios.
PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF74347W148ULTRA VIX SHORT10$0thousands by filing dateValue filed as zero, left out of ratios.
ZOSANO PHARMA CORP98979H202COM NEW350$0thousands by filing dateValue filed as zero, left out of ratios.
TITAN PHARMACEUTICALS INC DE888314606COMMON2$0thousands by filing dateValue filed as zero, left out of ratios.
AGEAGLE AERIAL SYS INC NEW00848K101COMMON15$0thousands by filing dateValue filed as zero, left out of ratios.
EVOFEM BIOSCIENCES INC30048L104COM11$0thousands by filing dateValue filed as zero, left out of ratios.
PROSHARES TR74347G861ULTRAPRO SHT QQQ5$0thousands by filing dateValue filed as zero, left out of ratios.
CASI PHARMACEUTICALS INC14757U109COM1$0thousands by filing dateValue filed as zero, left out of ratios.
SONNET BIOTHERAPEUTC HLDNG I83548R105COM150$0thousands by filing dateValue filed as zero, left out of ratios.
MOLECULIN BIOTECH INC60855D101COM25$0thousands by filing dateValue filed as zero, left out of ratios.
NABRIVA THERAPEUTICS PLCG63637113SHS20$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001606587-21-000128this filing2021-01-29acceptance time not in the bulk data set