13F-HR filed by Ellis Investment Partners, LLC
Ellis Investment Partners, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-20, with 776 holding rows worth $329,389,000.
- Accession
- 0001606587-21-000052
- Filer
- CIK 1765590
- Filed
- 2021-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 776 entries on the cover page, a total value of $329,389,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,389,000 with VALUE read as thousands by filing date, 13F file number 028-18986. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,067 | $17,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 355 | $17,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 73 | $16,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 182 | $16,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 250 | $16,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 832 | $16,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,597 | $16,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 109 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 300 | $16,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 500 | $16,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 500 | $16,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 1,777 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 178 | $15,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 126 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 160 | $15,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 663 | $15,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 297 | $15,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 240 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,012 | $15,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 316 | $14,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 240 | $14,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 82 | $14,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 71 | $14,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 127 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 217 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 504 | $14,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 608 | $13,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 235 | $13,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,027 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 306 | $13,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 101 | $13,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 274 | $13,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 493 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 212 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 81 | $13,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 101 | $12,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 75 | $12,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 253 | $12,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 700 | $12,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 130 | $12,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 563 | $12,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 505 | $12,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 200 | $12,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,100 | $12,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,044 | $12,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 331 | $11,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 251 | $11,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 165 | $11,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 66 | $11,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 227 | $11,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 413 | $11,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 250 | $11,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 175 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 361 | $11,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 889 | $11,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 500 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 161 | $11,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 400 | $11,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 100 | $11,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 240 | $11,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 52 | $11,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 150 | $11,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 967 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 766 | $11,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $11,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 40 | $10,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 121 | $10,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 73 | $10,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 558 | $10,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 86 | $10,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 447 | $10,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 200 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 200 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 305 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 55 | $10,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 128 | $9,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 54 | $9,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 357 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 200 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 183 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 210 | $9,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 23 | $8,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 255 | $8,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 162 | $8,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 335 | $8,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 23 | $8,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 76 | $8,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 105 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 154 | $8,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 101 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 200 | $8,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 200 | $8,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 34 | $7,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 9 | $7,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 159 | $7,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 14 | $7,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 31 | $7,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 43 | $7,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 49 | $7,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 448 | $7,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 292 | $7,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 281 | $7,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 100 | $7,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,142 | $7,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 313 | $7,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 234 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 56 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 146 | $6,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 39 | $6,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 671 | $6,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5 | $6,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 194 | $6,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 38 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 91 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 54 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 57 | $6,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 102 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 91 | $6,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 250 | $6,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 180 | $6,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,020 | $6,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 130 | $6,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 200 | $6,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 517 | $5,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 53 | $5,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 37 | $5,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 176 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 310 | $5,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 41 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 33 | $5,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 50 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 38 | $5,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 146 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 303 | $5,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 172 | $5,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 270 | $5,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 60 | $5,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 112 | $5,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 535 | $5,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 100 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 217 | $5,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 1,000 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 218 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 18 | $4,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 99 | $4,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 29 | $4,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 34 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $4,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 216 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 208 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 152 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 29 | $4,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 151 | $4,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 150 | $4,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 58 | $4,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 347 | $4,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 525 | $4,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 165 | $4,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $4,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 4,000 | $4,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $4,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2 | $3,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 29 | $3,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 57 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 348 | $3,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 380 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 110 | $3,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 226 | $3,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 10 | $3,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 25 | $3,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 200 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,000 | $3,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,000 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,000 | $3,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 1,000 | $3,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,000 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 2,000 | $3,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 31 | $2,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 10 | $2,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 65 | $2,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 110 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6 | $2,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 62 | $2,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 50 | $2,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 37 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 128 | $2,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 222 | $2,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 30 | $2,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 126 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 83 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 225 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 50 | $2,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 45 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 56 | $2,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 62 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 80 | $2,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 1,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 30 | $2,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,500 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $2,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000 | $2,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 1,000 | $2,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,000 | $2,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 1,000 | $2,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,000 | $2,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 23 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 20 | $1,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5 | $1,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 5 | $1,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 14 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 50 | $1,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 8 | $1,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 40 | $1,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 10 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 36 | $1,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 33 | $1,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 50 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 27 | $1,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 208 | $1,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,000 | $1,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 500 | $1,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 101 | $1,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 1,000 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 1,000 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,000 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000 | $1,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,000 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,000 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 1,000 | $1,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 50 | $1,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,000 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000 | $1,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 500 | $1,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 9 | $1,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,000 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 1,000 | $1,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OTTER TAIL CORP | 689648103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMEREN CORP COM | 023608102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DUKE REALTY CORP | 264411505 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAM NAT RES FD INC | 00548F105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 560 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-000052 | this filing | 2021-01-20 | acceptance time not in the bulk data set |