13F-HR filed by Ellis Investment Partners, LLC
Ellis Investment Partners, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-19, with 740 holding rows worth $284,797,000.
- Accession
- 0001606587-20-001073
- Filer
- CIK 1765590
- Filed
- 2020-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 740 entries on the cover page, a total value of $284,797,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $284,797,000 with VALUE read as thousands by filing date, 13F file number 028-18986. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 433 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 463 | $16,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 262 | $16,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 739 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 575 | $15,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 298 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 159 | $15,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 168 | $15,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 434 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 69 | $15,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 953 | $15,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,293 | $15,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 734 | $14,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 315 | $14,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 661 | $14,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 60 | $14,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 101 | $14,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 832 | $14,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 130 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,035 | $14,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 500 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 385 | $14,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 1,767 | $14,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 180 | $13,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 126 | $13,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 295 | $13,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 84 | $13,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 274 | $13,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 82 | $13,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 715 | $13,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 340 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 412 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 300 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 995 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 502 | $13,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 60 | $12,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 165 | $12,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 305 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 502 | $12,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 601 | $12,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 700 | $12,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 642 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 334 | $12,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,100 | $12,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 202 | $11,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 235 | $11,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 478 | $11,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 400 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 216 | $11,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 45 | $10,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 100 | $10,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 250 | $10,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 288 | $10,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 247 | $10,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 66 | $10,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 67 | $10,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 48 | $10,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 150 | $10,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 872 | $10,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 126 | $10,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 948 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 766 | $10,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 181 | $10,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,310 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 308 | $10,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 200 | $10,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,225 | $9,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 85 | $9,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 227 | $9,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 443 | $9,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 100 | $9,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 493 | $9,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 108 | $9,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 52 | $9,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 977 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 80 | $9,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 330 | $8,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 126 | $8,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 160 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 54 | $8,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 134 | $8,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,024 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 159 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 305 | $8,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 554 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 610 | $8,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,567 | $8,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 23 | $7,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 158 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 552 | $7,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 100 | $7,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 832 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 158 | $7,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 350 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 200 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 183 | $7,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 228 | $7,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 505 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 249 | $6,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 335 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 206 | $6,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 413 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 91 | $6,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 104 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 411 | $6,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 448 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 213 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 153 | $6,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 200 | $6,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 279 | $6,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 150 | $6,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 300 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 55 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 324 | $6,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 210 | $5,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 38 | $5,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5 | $5,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 31 | $5,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 190 | $5,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 76 | $5,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 38 | $5,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 98 | $5,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 490 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 32 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 48 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 54 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 56 | $5,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 100 | $5,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 102 | $5,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 235 | $5,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,112 | $5,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 200 | $5,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 220 | $5,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 120 | $5,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 130 | $5,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 2,250 | $5,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 175 | $4,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 144 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 296 | $4,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,199 | $4,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 167 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 110 | $4,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 101 | $4,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 57 | $4,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 582 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 215 | $4,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 446 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 538 | $4,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 200 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 97 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 18 | $3,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 142 | $3,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 96 | $3,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 29 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 347 | $3,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $3,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 239 | $3,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 208 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 38 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 29 | $3,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 148 | $3,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 338 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 249 | $3,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 112 | $3,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 649 | $3,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 161 | $3,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 200 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 140 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 25 | $3,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 10 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 65 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 29 | $2,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 10 | $2,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 40 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 149 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 36 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 380 | $2,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 10 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 82 | $2,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 887 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 250 | $2,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 25 | $2,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,500 | $2,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 44 | $2,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,044 | $2,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 116 | $2,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 30 | $1,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 22 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5 | $1,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5 | $1,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 110 | $1,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 62 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 57 | $1,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 26 | $1,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 50 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 100 | $1,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 5 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 128 | $1,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 10 | $1,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 218 | $1,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 32 | $1,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 50 | $1,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 121 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 255 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 524 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 225 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 55 | $1,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 61 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 6 | $1,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 500 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 560 | $1,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OLIN CORP | 680665205 | COM PAR $1 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATASYS LTD | M85548101 | SHS | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-001073 | this filing | 2020-10-19 | acceptance time not in the bulk data set |