13F-HR filed by Royal Fund Management, LLC
Royal Fund Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2020-05-08, with 674 holding rows worth $358,569,000.
- Accession
- 0001606587-20-000627
- Filer
- CIK 1810099
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 674 entries on the cover page, a total value of $358,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $358,569,000 with VALUE read as thousands by filing date, 13F file number 028-20238. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 500 | $3,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 132 | $3,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 25 | $3,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 75 | $3,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 404 | $3,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 107 | $3,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 358 | $3,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 377 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 69 | $3,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 32 | $2,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 50 | $2,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 30 | $2,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 94 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 583 | $2,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 71 | $2,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 125 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 136 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 167 | $2,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8 | $2,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 28 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 457 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 40 | $2,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 168 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 400 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 141 | $2,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,000 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 300 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 324 | $2,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 165 | $2,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 43 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 275 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 62 | $2,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 100 | $2,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 20 | $2,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 37 | $2,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 500 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 624 | $2,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 682 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,008 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 55 | $1,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5 | $1,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19 | $1,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 33 | $1,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 39 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 35 | $1,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 22 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 106 | $1,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 25 | $1,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 14 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 13 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1 | $1,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 18 | $1,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 19 | $1,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 55 | $1,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 22 | $1,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 295 | $1,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 14 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 28 | $1,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 50 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 24 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 30 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 27 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 14 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 10 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 43 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 42 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 293 | $1,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 31 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 46 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 32 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 28 | $1,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 10 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 100 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 480 | $1,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLA CORP | 482480100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOWERS FOODS INC COM | 343498101 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMMINS INC COM | 231021106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO LTD SHS | G491BT108 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEICO CORP NEW COM | 422806109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UGI CORP NEW COM | 902681105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN CHEM CO COM | 277432100 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WATSCO INC COM | 942622200 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK HILLS CORP COM | 092113109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLIN CORP | 680665205 | COM PAR $1 | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGGETT & PLATT INC | 524660107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDITAS MEDICINE INC | 28106W103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| F N B CORP | 302520101 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMKEN CO | 887389104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTSMAN CORP | 447011107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDACORP INC | 451107106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVENT CORP | 53814L108 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACWEST BANCORP DEL | 695263103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE LAND CORP | 376549101 | REIT | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UMPQUA HOLDINGS | 904214103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696109 | COM | 1,095 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APHRIA INC | 03765K104 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGENESIS INC | 68619K204 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELSAT S A | L5140P101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVIA HLDGS CORP | 22305A103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 324 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000627 | this filing | 2020-05-08 | acceptance time not in the bulk data set |