13F-HR filed by Royal Fund Management, LLC
Royal Fund Management, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2020-05-07, with 654 holding rows worth $246,587,000.
- Accession
- 0001606587-20-000619
- Filer
- CIK 1810099
- Filed
- 2020-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 654 entries on the cover page, a total value of $246,587,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $246,587,000 with VALUE read as thousands by filing date, 13F file number 028-20238. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 500 | $2,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 720 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $2,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 605 | $2,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 1,420 | $2,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 34 | $1,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 35 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 46 | $1,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 34 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 21 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 29 | $1,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 92 | $1,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 12 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 500 | $1,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 67 | $1,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 92 | $1,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 108 | $1,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 26 | $1,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 21 | $1,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 25 | $1,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 14 | $1,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 43 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 95 | $1,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 27 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 40 | $1,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 50 | $1,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 100 | $1,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 18 | $1,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 52 | $1,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 18 | $1,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 295 | $1,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 36 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 21 | $1,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4 | $1,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 23 | $1,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 500 | $1,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 35 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 29 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,000 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 57 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 59 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 30 | $1,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 297 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 500 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 500 | $1,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 163 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 165 | $1,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 17 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 62 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 14 | $1,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 128 | $1,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 14 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 293 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 62 | $1,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 65 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 57 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 20 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 37 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 28 | $1,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 10 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 52 | $1,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,138 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 292 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 26 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,008 | $1,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLA CORP | 482480100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO LTD SHS | G491BT108 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOZONE INC COM | 053332102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABLE ONE INC | 12685J105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOCO PRODS CO | 835495102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDITAS MEDICINE INC | 28106W103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTY INC | 222070203 | COM CL A | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMKEN CO | 887389104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDK GLOBAL INC | 12508E101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE LAND CORP | 376549101 | REIT | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPX CORP | 784635104 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPX FLOW INC COM | 78469X107 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APHRIA INC | 03765K104 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGENESIS INC | 68619K204 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELSAT S A | L5140P101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVIA HLDGS CORP | 22305A103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000619 | this filing | 2020-05-07 | acceptance time not in the bulk data set |