13F-HR filed by Robertson Stephens Wealth Management, LLC
Robertson Stephens Wealth Management, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 180 holding rows worth $292,823,000.
- Accession
- 0001606587-20-000556
- Filer
- CIK 1767307
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 180 entries on the cover page, a total value of $292,823,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,823,000 with VALUE read as thousands by filing date, 13F file number 028-19136. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 921,000 | $21,192,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 537,095 | $14,920,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 45,470 | $11,780,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 41,386 | $10,694,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 41,951 | $9,935,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 120,822 | $9,711,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,821 | $9,618,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 47,511 | $9,046,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 89,626 | $7,939,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 318,629 | $7,523,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 202,800 | $6,609,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 183,004 | $6,246,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 29,327 | $4,625,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 29,314 | $4,593,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 210,003 | $4,372,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 118,868 | $4,213,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,087 | $4,069,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 114,466 | $3,816,000 | thousands by filing date | |
| VTI | 922908769 | COM | 27,861 | $3,592,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 32,758 | $3,387,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 81,928 | $3,316,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 55,907 | $3,299,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 73,305 | $3,243,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 52,134 | $3,150,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 27,074 | $3,006,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 20,906 | $2,959,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 16,007 | $2,641,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 26,672 | $2,616,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 107,918 | $2,577,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 46,799 | $2,549,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 17,988 | $2,540,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 16,693 | $2,515,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 67,711 | $2,296,000 | thousands by filing date | |
| IJH | 464287507 | COM | 15,918 | $2,290,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 41,056 | $2,217,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 42,619 | $2,126,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 16,901 | $2,087,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 23,920 | $2,073,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 35,479 | $1,991,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 27,278 | $1,940,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,666 | $1,936,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 54,080 | $1,886,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 73,010 | $1,749,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 78,138 | $1,707,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,399 | $1,627,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 612,470 | $1,543,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9,755 | $1,455,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 51,921 | $1,454,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,477 | $1,414,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,699 | $1,389,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 15,700 | $1,365,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 52,813 | $1,365,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 46,505 | $1,351,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 23,150 | $1,283,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,307 | $1,206,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 20,172 | $1,135,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 12,151 | $1,113,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,949 | $1,111,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 259,279 | $1,102,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 142,876 | $1,097,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,235 | $1,082,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,937 | $1,081,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 37,650 | $1,060,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 11,984 | $1,044,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 6,107 | $1,018,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 22,888 | $984,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,693 | $967,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 232,685 | $961,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,126 | $937,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 9,900 | $924,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,162 | $915,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 17,141 | $887,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,567 | $866,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 93,407 | $849,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,225 | $834,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 21,337 | $826,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,559 | $802,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,331 | $802,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 17,336 | $781,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 17,665 | $763,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 16,650 | $754,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,467 | $748,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 90,830 | $747,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,700 | $737,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 70,852 | $731,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,497 | $721,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,695 | $702,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 13,721 | $665,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 6,642 | $642,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 10,685 | $628,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 22,730 | $622,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 13,068 | $589,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,922 | $587,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 9,373 | $586,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 27,452 | $583,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,587 | $573,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 10,138 | $555,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,234 | $543,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,577 | $542,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,778 | $533,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,525 | $515,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,222 | $500,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,568 | $499,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 15,967 | $495,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 18,329 | $494,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 23,198 | $480,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,151 | $478,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 889 | $466,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,150 | $457,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,724 | $450,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,374 | $419,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,713 | $412,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,227 | $411,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,455 | $401,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 11,830 | $397,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,006 | $396,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,062 | $392,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,200 | $389,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 9,328 | $387,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,250 | $386,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 21,110 | $374,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,724 | $356,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,234 | $353,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,229 | $350,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,555 | $337,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 31,063 | $333,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,175 | $332,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 123,892 | $330,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,667 | $327,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 744 | $325,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,794 | $324,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 19,778 | $324,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 9,660 | $315,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,659 | $303,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,741 | $303,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,732 | $302,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,771 | $302,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,490 | $301,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 94,097 | $299,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,452 | $297,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 23,798 | $293,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 5,774 | $290,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,059 | $289,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,720 | $286,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 50,000 | $285,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,937 | $275,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 8,730 | $275,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $272,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,958 | $267,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,955 | $260,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 9,000 | $259,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,752 | $256,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,741 | $251,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,009 | $250,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 11,145 | $249,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,000 | $245,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 901 | $238,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,196 | $232,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 8,645 | $232,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 31,094 | $230,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,967 | $228,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,881 | $226,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,795 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,975 | $219,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,292 | $217,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,959 | $209,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,622 | $208,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,445 | $207,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 4,351 | $203,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,967 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 12,625 | $201,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 10,645 | $195,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 37,876 | $183,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 38,438 | $149,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 118,906 | $140,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 104,795 | $124,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,463 | $122,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 15,004 | $92,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 47,062 | $91,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,930 | $69,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000556 | this filing | 2020-05-01 | acceptance time not in the bulk data set |