13F-HR filed by CALTON & ASSOCIATES, INC.
CALTON & ASSOCIATES, INC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-30, with 305 holding rows worth $403,979,000.
- Accession
- 0001606587-20-000533
- Filer
- CIK 822648
- Filed
- 2020-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 305 entries on the cover page, a total value of $403,979,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $403,979,000 with VALUE read as thousands by filing date, 13F file number 028-18259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 188,390 | $28,381,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 237,649 | $23,570,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 380,096 | $20,320,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 146,169 | $16,228,000 | thousands by filing date | |
| IJH | 464287507 | COM | 100,169 | $14,410,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 95,863 | $10,973,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 93,242 | $10,757,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 187,663 | $10,136,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 50,389 | $9,594,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 174,755 | $9,175,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 33,564 | $8,535,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 30,597 | $7,887,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 102,860 | $5,885,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 129,608 | $5,186,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 24,338 | $4,310,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,215 | $4,292,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 43,369 | $3,842,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 14,856 | $3,839,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 126,928 | $3,732,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 73,541 | $3,730,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 59,893 | $3,668,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 32,333 | $3,433,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,461 | $3,276,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 45,564 | $3,268,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 114,508 | $3,170,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 26,291 | $3,100,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 96,734 | $3,080,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 62,544 | $2,935,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 34,950 | $2,809,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 22,998 | $2,794,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 33,016 | $2,713,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 47,961 | $2,698,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 55,168 | $2,646,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 17,219 | $2,563,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 18,521 | $2,553,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 83,192 | $2,425,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,232 | $2,403,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 14,404 | $2,392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 37,841 | $2,234,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 26,031 | $2,222,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 79,980 | $2,143,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 62,638 | $2,102,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 33,184 | $2,059,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 37,032 | $1,990,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 41,914 | $1,970,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 58,818 | $1,961,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 11,563 | $1,909,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 21,609 | $1,873,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 22,656 | $1,820,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 44,154 | $1,758,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,375 | $1,754,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,770 | $1,695,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 63,866 | $1,648,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 70,539 | $1,625,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,674 | $1,586,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 9,172 | $1,437,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 30,091 | $1,404,000 | thousands by filing date | |
| MGC | 921910873 | COM | 15,267 | $1,388,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 37,972 | $1,296,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 22,247 | $1,270,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,789 | $1,268,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 10,127 | $1,235,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,578 | $1,215,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,518 | $1,197,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 22,225 | $1,150,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 25,870 | $1,117,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 33,720 | $1,117,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,435 | $1,111,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,220 | $1,101,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,677 | $1,076,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,436 | $1,051,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,463 | $1,045,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 41,306 | $1,016,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,513 | $1,014,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 10,680 | $1,012,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 34,242 | $1,010,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 41,658 | $1,004,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 24,104 | $998,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,522 | $963,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,633 | $954,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 23,428 | $948,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 19,737 | $945,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 68,150 | $919,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,128 | $914,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,240 | $906,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 22,167 | $906,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 22,949 | $877,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 27,618 | $869,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 9,703 | $867,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 735 | $855,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,121 | $845,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,376 | $838,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 16,944 | $826,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,489 | $813,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 38,904 | $810,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,285 | $808,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 8,319 | $801,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 14,401 | $788,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,672 | $779,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 23,824 | $776,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,716 | $774,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,409 | $767,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 50,614 | $763,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,550 | $755,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,814 | $748,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 642 | $747,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,334 | $717,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,269 | $695,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,043 | $693,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15,437 | $693,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,847 | $688,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 30,816 | $673,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,451 | $671,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,526 | $666,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 14,693 | $629,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,363 | $628,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 12,718 | $627,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 19,560 | $622,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 38,372 | $619,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10,693 | $617,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 25,788 | $608,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 12,350 | $603,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,707 | $597,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 12,120 | $591,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,771 | $581,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,251 | $581,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 27,414 | $576,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 38,224 | $575,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,129 | $570,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 26,823 | $569,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,159 | $565,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,549 | $559,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 7,132 | $558,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 11,947 | $544,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,903 | $543,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,241 | $541,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,611 | $537,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,978 | $530,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,383 | $516,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 9,449 | $510,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,059 | $502,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,707 | $477,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,558 | $475,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 8,789 | $460,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,225 | $458,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,207 | $453,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,975 | $448,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11,833 | $448,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,186 | $442,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,507 | $442,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 5,892 | $437,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,616 | $434,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,026 | $431,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,120 | $430,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,772 | $427,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 8,845 | $423,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,732 | $419,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 10,662 | $415,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,087 | $413,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 18,725 | $406,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,420 | $403,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 17,916 | $402,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,082 | $401,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 19,897 | $398,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,714 | $396,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,812 | $395,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 14,355 | $395,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 16,900 | $394,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 8,064 | $391,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,139 | $387,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,636 | $387,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 30,765 | $385,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 13,411 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,038 | $380,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 908 | $379,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 16,106 | $370,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,760 | $367,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 46,260 | $367,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 7,137 | $364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 8,625 | $364,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 31,500 | $364,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,708 | $363,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,573 | $362,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,709 | $361,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,186 | $352,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,153 | $349,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,907 | $348,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,718 | $346,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,799 | $346,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,818 | $344,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,183 | $339,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,314 | $338,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 69,306 | $335,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,137 | $334,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,292 | $330,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 107,826 | $323,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,387 | $319,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,312 | $316,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 9,592 | $313,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,193 | $313,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,911 | $312,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,876 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 9,789 | $306,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,302 | $304,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,291 | $302,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,913 | $301,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,229 | $299,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,355 | $299,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,781 | $298,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,001 | $295,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,681 | $294,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,369 | $290,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,620 | $289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 11,933 | $288,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,593 | $286,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,011 | $283,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,435 | $278,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 9,897 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,565 | $276,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,346 | $272,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,882 | $271,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,875 | $269,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,042 | $269,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 9,325 | $265,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,589 | $263,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,173 | $263,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,668 | $263,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,288 | $261,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,050 | $261,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 6,274 | $260,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 5,934 | $252,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 6,659 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,549 | $247,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,062 | $247,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,647 | $245,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 553 | $244,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,424 | $242,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,094 | $240,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,788 | $240,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,498 | $238,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,909 | $237,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,209 | $234,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,997 | $234,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,512 | $232,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,128 | $231,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 9,591 | $230,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,457 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,669 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,720 | $227,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 6,324 | $226,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 5,843 | $225,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,908 | $224,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 894 | $223,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,638 | $222,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,346 | $221,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 5,336 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,574 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,620 | $215,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,031 | $213,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 6,056 | $213,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,362 | $212,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 9,578 | $212,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,288 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,012 | $210,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,642 | $208,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,751 | $207,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,447 | $205,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 860 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,467 | $203,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,752 | $200,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,523 | $200,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 12,389 | $198,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 14,610 | $195,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 14,077 | $182,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 24,805 | $176,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 34,923 | $161,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 10,833 | $158,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,485 | $156,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,497 | $156,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 11,035 | $148,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 14,832 | $144,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,608 | $142,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,829 | $128,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 20,497 | $128,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,920 | $125,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,713 | $117,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,176 | $117,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,683 | $99,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 22,097 | $92,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,584 | $91,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,848 | $63,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 10,341 | $58,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,100 | $55,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 20,500 | $48,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 14,847 | $46,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 57,118 | $44,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 25,248 | $43,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 12,364 | $42,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,351 | $34,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,100 | $33,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,420 | $26,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,188 | $25,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 17,500 | $19,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 15,850 | $14,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 34,119 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000533 | this filing | 2020-04-30 | acceptance time not in the bulk data set |