13F-HR/A filed by 1776 Wealth LLC
1776 Wealth LLC filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-04-23, with 330 holding rows worth $119,133,000.
- Accession
- 0001606587-20-000439
- Filer
- CIK 1803140
- Filed
- 2020-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type new holdings, 332 entries on the cover page, a total value of $119,133,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $119,133,000 with VALUE read as thousands by filing date, 13F file number 028-19894. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 228,808 | $13,506,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 41,642 | $13,252,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,176 | $8,142,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 29,784 | $7,573,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 110,392 | $5,486,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 356,542 | $4,898,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 137,262 | $3,799,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 124,708 | $2,522,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 42,320 | $2,290,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,049 | $2,263,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,198 | $1,923,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 102,676 | $1,736,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,060 | $1,603,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 33,096 | $1,582,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,772 | $1,420,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 81,585 | $1,373,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 33,948 | $1,351,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 49,900 | $1,283,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,010 | $1,173,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 12,480 | $1,036,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,200 | $1,000,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 48,700 | $955,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 76,944 | $954,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 17,400 | $828,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 24,755 | $820,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 8,655 | $799,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,740 | $732,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,331 | $722,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,828 | $721,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 12,909 | $703,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,745 | $699,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 14,676 | $688,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,518 | $627,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,408 | $619,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 9,575 | $573,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 29,625 | $490,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 8,510 | $478,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 9,315 | $475,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 10,400 | $473,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 31,663 | $452,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,567 | $446,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,353 | $432,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,184 | $418,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,850 | $416,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 37,771 | $402,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,158 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 9,341 | $390,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 23,573 | $386,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,576 | $384,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,639 | $376,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,315 | $372,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,071 | $367,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,057 | $365,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 30,453 | $361,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,652 | $359,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,969 | $351,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,060 | $341,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,070 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,624 | $334,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,264 | $326,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,426 | $324,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 17,800 | $322,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,292 | $317,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 32,831 | $317,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,060 | $315,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,151 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 17,350 | $308,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,522 | $306,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,724 | $299,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,560 | $295,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,483 | $274,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 903 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 11,900 | $265,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,849 | $260,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 28,274 | $255,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 25,659 | $253,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 21,000 | $251,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,780 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 6,499 | $239,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 3,100 | $229,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,820 | $226,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,025 | $222,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,695 | $222,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,371 | $218,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,372 | $216,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,428 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,819 | $215,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 180 | $209,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 20,600 | $208,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,415 | $193,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 21,091 | $193,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,452 | $190,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 47,550 | $189,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,415 | $183,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 9,384 | $182,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,509 | $181,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,108 | $174,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 6,646 | $171,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,471 | $167,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,632 | $167,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,025 | $166,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 990 | $163,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,820 | $161,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,214 | $154,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,805 | $152,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,837 | $150,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,870 | $145,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 750 | $145,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,850 | $139,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,050 | $135,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 510 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,822 | $134,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,270 | $130,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,320 | $129,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,868 | $126,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,595 | $121,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,288 | $121,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 4,527 | $121,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 500 | $118,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,984 | $117,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 700 | $115,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,650 | $115,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 6,513 | $114,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 430 | $113,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,992 | $113,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 12,650 | $113,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,871 | $112,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,400 | $112,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 738 | $107,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,000 | $106,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 800 | $103,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,000 | $100,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,080 | $100,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,100 | $100,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 3,318 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,330 | $99,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,200 | $99,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,375 | $98,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 629 | $98,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 9,847 | $95,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,200 | $94,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,360 | $90,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 9,300 | $90,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,620 | $89,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 7,000 | $89,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 17,700 | $85,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,455 | $85,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,100 | $83,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,500 | $81,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 969 | $78,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,200 | $78,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,800 | $77,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 993 | $76,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 547 | $71,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,187 | $71,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,000 | $70,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,500 | $68,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 391 | $67,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,000 | $65,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 780 | $65,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 448 | $64,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 146 | $64,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 2,457 | $64,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 800 | $63,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 307 | $61,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 463 | $61,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,503 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 3,873 | $60,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,400 | $58,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,711 | $58,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,830 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 1,435 | $58,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 390 | $55,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 727 | $54,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3,517 | $54,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,633 | $50,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 720 | $50,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,600 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 4,000 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,519 | $49,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 195 | $46,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 300 | $46,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 5,600 | $45,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,200 | $44,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 3,684 | $44,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,380 | $40,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3,000 | $40,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 925 | $39,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 4,644 | $39,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,350 | $36,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 9,200 | $35,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 397 | $34,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 624 | $33,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 106 | $33,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 4,500 | $33,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 514 | $33,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 184 | $32,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 350 | $32,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 130 | $31,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 62 | $30,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 162 | $30,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 172 | $30,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,643 | $30,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,263 | $30,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 104 | $29,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 154 | $29,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,871 | $29,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 118 | $28,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 150 | $28,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 471 | $28,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,000 | $28,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 12,000 | $28,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,500 | $27,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 684 | $27,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 200 | $26,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 494 | $26,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 281 | $25,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 128 | $25,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,064 | $25,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,443 | $25,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 150 | $24,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,000 | $24,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 2,060 | $24,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,091 | $24,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,000 | $24,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36 | $23,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,100 | $23,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 333 | $22,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 81 | $22,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 262 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 500 | $21,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,148 | $21,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 12,000 | $21,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 347 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 780 | $20,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 600 | $20,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 678 | $19,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 40 | $19,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 127 | $18,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 450 | $18,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 50 | $18,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 500 | $18,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 400 | $18,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 350 | $17,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 258 | $17,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 108 | $17,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 84 | $17,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 501 | $17,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,268 | $16,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,000 | $16,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 200 | $14,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 328 | $14,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 500 | $13,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 188 | $13,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,242 | $13,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 182 | $13,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,000 | $13,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $12,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 378 | $12,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,700 | $12,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 50 | $11,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 400 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 500 | $11,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 250 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 430 | $11,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 700 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 326 | $10,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 200 | $10,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 200 | $10,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,000 | $10,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,000 | $10,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 203 | $9,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 300 | $9,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 250 | $9,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 250 | $9,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 378 | $8,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 300 | $8,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,500 | $8,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 925 | $8,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 325 | $7,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 280 | $7,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 115 | $6,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 30 | $6,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 160 | $6,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 250 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 36 | $6,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 50 | $6,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 50 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 310 | $6,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 2,000 | $6,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 850 | $5,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 150 | $5,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 285 | $5,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 200 | $5,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 100 | $4,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 300 | $4,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 350 | $4,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,050 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 32 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 96 | $3,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 38 | $2,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 700 | $2,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1,000 | $2,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 6,200 | $2,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 139 | $1,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 100 | $1,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 220 | $1,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 107 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 950 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 100 | $1,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,000 | $1,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 360 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA BIOPHARMA INC | 81689B103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000421 | superseded | 2020-04-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-20-000439 | this filing | 2020-04-23 | acceptance time not in the bulk data set |