13F-HR filed by Avestar Capital, LLC
Avestar Capital, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 161 holding rows worth $177,039,000.
- Accession
- 0001606587-20-000335
- Filer
- CIK 1704404
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 161 entries on the cover page, a total value of $177,039,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,039,000 with VALUE read as thousands by filing date, 13F file number 028-18561. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 60,405 | $17,738,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 77,987 | $9,740,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 27,354 | $8,804,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 47,923 | $8,550,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,900 | $7,206,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 184,651 | $6,653,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,119 | $4,745,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 27,470 | $3,749,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 19,780 | $3,603,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 21,179 | $3,222,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 63,115 | $2,780,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,984 | $2,652,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,989 | $2,427,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,067 | $2,218,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 21,625 | $2,196,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 93,015 | $2,020,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 36,141 | $2,007,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 20,780 | $1,930,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 31,240 | $1,575,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 75,505 | $1,545,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 39,328 | $1,540,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 18,047 | $1,535,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 22,207 | $1,526,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 53,055 | $1,495,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,331 | $1,440,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,345 | $1,437,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,386 | $1,415,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 9,586 | $1,399,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 11,551 | $1,396,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 21,148 | $1,387,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 11,430 | $1,369,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 32,844 | $1,363,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 13,085 | $1,321,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 20,280 | $1,313,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 52,543 | $1,274,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 25,203 | $1,256,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 41,058 | $1,247,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 96,047 | $1,179,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 867 | $1,161,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,324 | $1,112,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,473 | $1,090,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 42,400 | $1,080,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 9,554 | $1,059,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,151 | $1,018,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,483 | $1,013,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 32,709 | $945,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,904 | $914,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 45,000 | $904,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,546 | $902,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7,979 | $886,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 23,981 | $868,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 9,451 | $859,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,853 | $838,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,335 | $814,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,728 | $782,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,224 | $782,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,368 | $774,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,129 | $773,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11,798 | $766,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 11,805 | $709,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,103 | $692,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,072 | $685,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,798 | $672,000 | thousands by filing date | call |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 26,619 | $670,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,045 | $661,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 20,508 | $658,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,090 | $657,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 8,915 | $653,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 55,312 | $619,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 503 | $599,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,740 | $598,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,704 | $597,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 5,042 | $592,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,779 | $579,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,939 | $575,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,777 | $574,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,493 | $551,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,141 | $545,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4,492 | $540,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 28,500 | $525,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 8,546 | $524,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,004 | $486,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,599 | $477,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,510 | $471,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 14,135 | $469,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,747 | $463,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,712 | $461,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,291 | $459,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,924 | $445,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 30,000 | $438,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 145,154 | $413,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,241 | $409,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,162 | $405,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 8,000 | $400,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 14,000 | $390,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,884 | $387,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 5,139 | $387,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,018 | $386,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,621 | $381,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,653 | $377,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,077 | $371,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,444 | $370,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,725 | $365,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,722 | $364,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,925 | $356,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 602 | $355,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,290 | $351,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,697 | $347,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 11,609 | $345,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,413 | $342,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,717 | $325,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 4,634 | $315,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,028 | $313,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,590 | $310,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,496 | $307,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,171 | $300,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,359 | $298,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,499 | $297,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 937 | $296,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 20,805 | $295,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,035 | $294,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,367 | $291,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,178 | $280,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,622 | $275,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,254 | $272,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,667 | $271,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,059 | $270,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,977 | $270,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,904 | $269,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 11,192 | $263,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 10,353 | $257,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,043 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,985 | $251,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,944 | $244,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,164 | $243,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 4,832 | $243,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,886 | $241,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 742 | $241,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,260 | $241,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,576 | $239,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,802 | $238,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,449 | $238,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 4,915 | $236,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,423 | $227,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 6,873 | $226,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,768 | $224,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,400 | $222,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,327 | $221,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,610 | $221,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,561 | $218,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,145 | $218,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,598 | $212,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,657 | $212,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,882 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,508 | $207,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 7,000 | $203,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 59,195 | $169,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 18,500 | $145,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,774 | $82,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,718 | $54,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $54,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000335 | this filing | 2020-02-14 | acceptance time not in the bulk data set |