13F-HR filed by Ausdal Financial Partners, Inc.
Ausdal Financial Partners, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 328 holding rows worth $337,391,000.
- Accession
- 0001606587-20-000309
- Filer
- CIK 1667146
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 328 entries on the cover page, a total value of $337,391,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,391,000 with VALUE read as thousands by filing date, 13F file number 028-17378. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 157,853 | $16,084,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,993 | $8,430,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 60,756 | $8,249,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 98,448 | $7,828,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 145,353 | $7,717,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 149,013 | $5,724,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 109,800 | $5,530,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 56,687 | $4,818,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,374 | $4,368,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 71,252 | $4,274,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,138 | $4,224,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 144,973 | $4,184,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 108,041 | $3,949,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 121,885 | $3,781,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 87,084 | $3,736,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 64,610 | $3,715,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 45,428 | $3,706,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 36,466 | $3,465,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 93,367 | $3,459,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 11,853 | $3,405,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 30,457 | $3,226,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 14,441 | $3,203,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,273 | $3,186,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 41,602 | $3,066,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,596 | $2,965,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 50,255 | $2,910,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 18,586 | $2,759,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,022 | $2,668,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,950 | $2,575,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108706 | Cmn | 91,911 | $2,471,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,505 | $2,424,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 17,333 | $2,281,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 14,970 | $2,250,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 17,457 | $2,220,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 46,474 | $2,153,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 18,238 | $2,111,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 17,557 | $1,965,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 19,220 | $1,958,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 16,994 | $1,942,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,487 | $1,905,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,801 | $1,903,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 11,797 | $1,889,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 39,376 | $1,853,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 12,267 | $1,853,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,601 | $1,808,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 29,780 | $1,800,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,005 | $1,769,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,180 | $1,754,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,594 | $1,727,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,183 | $1,726,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 18,067 | $1,702,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,960 | $1,650,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 15,071 | $1,649,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 11,193 | $1,618,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 87,500 | $1,610,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,058 | $1,541,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 29,909 | $1,499,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 55,656 | $1,494,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 24,980 | $1,487,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,592 | $1,479,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 40,083 | $1,469,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 9,120 | $1,465,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 33,688 | $1,461,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,835 | $1,454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 45,518 | $1,429,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,583 | $1,425,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 20,886 | $1,409,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,553 | $1,362,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 19,587 | $1,346,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 13,221 | $1,294,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,158 | $1,293,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 12,585 | $1,290,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 17,058 | $1,274,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 16,923 | $1,267,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 24,914 | $1,256,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 57,658 | $1,238,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,708 | $1,214,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 21,980 | $1,203,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 5,594 | $1,195,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 15,779 | $1,183,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 24,444 | $1,176,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 31,039 | $1,154,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 46,169 | $1,152,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 47,017 | $1,147,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,002 | $1,131,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,935 | $1,125,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 25,734 | $1,122,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,317 | $1,122,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 14,953 | $1,120,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 20,996 | $1,093,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,385 | $1,088,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 45,097 | $1,055,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 33,885 | $1,002,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,820 | $992,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,675 | $990,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 31,195 | $966,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 16,363 | $941,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 61,229 | $933,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 20,113 | $931,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 30,852 | $928,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 8,373 | $918,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,009 | $911,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 15,289 | $903,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 17,701 | $890,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 142,823 | $888,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,349 | $885,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,328 | $878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 14,366 | $866,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 29,024 | $865,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,272 | $864,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 22,075 | $861,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,946 | $859,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 5,113 | $829,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,532 | $827,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,533 | $787,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,372 | $781,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,285 | $767,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 23,704 | $763,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,676 | $757,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 13,316 | $750,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 13,794 | $741,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 21,238 | $729,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,120 | $727,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 22,191 | $726,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 19,547 | $724,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,195 | $723,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,977 | $704,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,303 | $700,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,652 | $683,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 12,588 | $683,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,888 | $681,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 12,259 | $678,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,212 | $656,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 8,512 | $655,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,368 | $642,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 5,650 | $633,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 17,329 | $623,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,791 | $622,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 14,720 | $620,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,608 | $616,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 12,835 | $616,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 23,241 | $616,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 14,590 | $605,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 46,606 | $603,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 9,602 | $602,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,922 | $595,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,407 | $593,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,509 | $591,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 22,106 | $591,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,950 | $583,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,024 | $580,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,203 | $579,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 31,200 | $576,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 38,648 | $570,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 24,255 | $563,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,107 | $551,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 49,150 | $546,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,784 | $543,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,431 | $539,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,174 | $539,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 13,296 | $537,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,930 | $516,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,302 | $514,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 11,892 | $514,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 14,312 | $511,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 11,715 | $510,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 25,341 | $510,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,068 | $509,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 24,846 | $503,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,154 | $501,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 19,703 | $500,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 12,960 | $497,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,510 | $497,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 11,026 | $495,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 26,023 | $493,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,346 | $492,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 15,214 | $492,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 18,015 | $491,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,683 | $491,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,151 | $489,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,006 | $487,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,601 | $486,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,148 | $480,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,921 | $479,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 8,610 | $479,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 18,366 | $478,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,208 | $475,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 17,955 | $473,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,857 | $472,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 18,098 | $469,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,209 | $465,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,448 | $464,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,370 | $462,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,097 | $455,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 14,184 | $455,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,345 | $452,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,661 | $451,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 13,270 | $448,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,807 | $444,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 16,532 | $442,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,804 | $441,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,419 | $439,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,903 | $437,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 8,106 | $428,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 16,403 | $419,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,513 | $407,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 7,735 | $405,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 20,268 | $403,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,364 | $401,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 10,865 | $398,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 20,402 | $392,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,305 | $391,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,063 | $389,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,886 | $377,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,518 | $372,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,733 | $372,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 12,533 | $371,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 626 | $364,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 22,900 | $359,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,771 | $358,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,050 | $354,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 16,200 | $353,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 23,778 | $353,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,481 | $352,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 19,496 | $351,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 33,279 | $349,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,414 | $345,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,835 | $339,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 14,912 | $338,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,202 | $334,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,276 | $333,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,042 | $331,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 9,537 | $329,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,796 | $326,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 565 | $323,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 11,696 | $323,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,385 | $320,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,180 | $318,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,857 | $317,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,777 | $317,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,245 | $314,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,245 | $314,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,636 | $314,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,149 | $313,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,230 | $308,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,294 | $300,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,938 | $300,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 7,120 | $299,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 14,077 | $298,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,074 | $294,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,904 | $291,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,897 | $290,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 10,909 | $287,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,851 | $287,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,766 | $285,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 7,343 | $282,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 799 | $281,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 18,617 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,251 | $276,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,266 | $275,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,259 | $274,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 53,400 | $274,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 8,122 | $263,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,057 | $262,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,817 | $259,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,652 | $259,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,679 | $257,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 9,914 | $256,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,432 | $248,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 8,114 | $248,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 665 | $247,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,459 | $243,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 9,472 | $243,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,509 | $241,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,944 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,391 | $238,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,993 | $236,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,567 | $232,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,463 | $225,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 14,930 | $225,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,223 | $224,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,244 | $224,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 7,139 | $224,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,550 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,758 | $222,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 778 | $220,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,063 | $220,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,103 | $219,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,148 | $217,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,190 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,366 | $216,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 718 | $215,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 7,581 | $214,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 7,300 | $213,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,948 | $212,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,186 | $212,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,515 | $212,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 906 | $210,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 791 | $210,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,203 | $209,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,795 | $208,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 12,897 | $208,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,731 | $206,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 8,879 | $206,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,189 | $203,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,750 | $202,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,914 | $201,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,012 | $197,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,349 | $184,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 22,489 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,982 | $180,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,700 | $178,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,031 | $172,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 31,100 | $156,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 10,363 | $153,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,855 | $149,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 16,545 | $138,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 15,000 | $128,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 10,055 | $126,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,430 | $95,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 11,000 | $83,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 17,400 | $74,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 12,025 | $47,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 20,000 | $43,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 42,000 | $39,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 15,600 | $27,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 33,000 | $17,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 14,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000309 | this filing | 2020-02-14 | acceptance time not in the bulk data set |