13F-HR filed by Samalin Investment Counsel, LLC
Samalin Investment Counsel, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-05, with 561 holding rows worth $119,069,000.
- Accession
- 0001606587-20-000197
- Filer
- CIK 1544366
- Filed
- 2020-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 561 entries on the cover page, a total value of $119,069,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $119,069,000 with VALUE read as thousands by filing date, 13F file number 028-19756. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 26,040 | $5,359,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 35,832 | $4,176,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,663 | $3,718,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 128,799 | $3,521,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 36,446 | $2,716,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 155,396 | $2,250,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 47,996 | $2,153,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 25,383 | $2,046,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 98,317 | $1,762,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,936 | $1,724,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 193,177 | $1,549,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 134,980 | $1,484,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 41,130 | $1,448,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 118,724 | $1,353,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 146,645 | $1,246,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,577 | $1,157,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,921 | $1,155,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 609 | $1,125,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 16,716 | $1,080,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 43,377 | $1,078,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,247 | $1,045,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 12,121 | $1,025,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,812 | $1,016,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,257 | $1,011,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,752 | $967,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 19,001 | $948,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,354 | $919,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 24,605 | $915,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 27,785 | $879,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,918 | $864,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,360 | $857,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,491 | $795,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 43,476 | $795,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 54,182 | $773,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,788 | $723,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 66,906 | $723,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 14,637 | $717,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,043 | $711,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 18,146 | $682,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,161 | $672,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 10,939 | $672,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 52,301 | $671,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 10,193 | $652,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,414 | $630,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,566 | $621,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 23,595 | $618,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 18,245 | $612,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 29,876 | $581,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 56,251 | $576,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 12,024 | $573,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,600 | $567,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,510 | $566,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 30,486 | $560,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,989 | $558,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,585 | $552,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,771 | $520,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,641 | $513,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,760 | $508,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,115 | $501,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,363 | $499,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,041 | $494,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,633 | $494,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,458 | $489,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,130 | $477,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,723 | $477,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,604 | $462,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 8,214 | $459,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 14,313 | $459,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 9,043 | $455,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,522 | $438,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,227 | $431,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 7,133 | $425,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,037 | $418,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,945 | $414,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 31,816 | $409,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,854 | $405,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 6,462 | $404,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 28,311 | $401,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 18,784 | $400,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 290 | $388,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,893 | $388,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,714 | $385,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,406 | $382,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,909 | $382,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,341 | $381,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,003 | $371,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 25,125 | $371,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,605 | $369,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,918 | $365,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 51,107 | $361,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,035 | $360,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 12,599 | $359,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 38,188 | $359,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,153 | $357,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 15,168 | $357,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,859 | $353,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,620 | $353,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 4,823 | $349,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,300 | $348,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,528 | $345,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,765 | $340,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,868 | $337,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,058 | $333,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 26,933 | $325,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 10,292 | $321,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 13,127 | $314,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 233 | $311,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,400 | $311,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,932 | $308,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,355 | $306,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 27,151 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,856 | $301,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,705 | $290,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,245 | $289,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,366 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,253 | $285,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 874 | $284,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,410 | $278,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,072 | $272,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 16,378 | $263,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,894 | $263,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,220 | $262,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,447 | $261,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,473 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,555 | $260,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 8,815 | $257,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,248 | $257,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,191 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,614 | $250,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 20,455 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,787 | $236,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,186 | $233,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,975 | $228,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 33,841 | $228,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,614 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,484 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 2,916 | $225,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,054 | $224,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 783 | $223,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 917 | $221,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,627 | $221,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 14,623 | $221,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,488 | $220,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,875 | $216,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,385 | $215,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 3,465 | $214,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 882 | $207,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,261 | $207,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,309 | $207,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,846 | $205,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,515 | $204,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 12,613 | $203,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,583 | $202,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,036 | $201,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 23,583 | $199,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,737 | $193,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 9,338 | $189,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,082 | $188,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 9,231 | $186,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 317 | $185,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 23,327 | $184,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,097 | $178,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,115 | $177,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 3,693 | $173,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 544 | $171,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 645 | $170,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,301 | $166,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,565 | $163,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 997 | $162,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,548 | $162,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 919 | $162,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,806 | $161,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 904 | $159,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,768 | $155,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 723 | $153,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 7,471 | $152,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,717 | $151,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 9,917 | $149,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 998 | $149,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 895 | $148,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,275 | $147,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 3,410 | $146,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 28,645 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 675 | $145,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 2,566 | $144,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 930 | $138,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 14,022 | $137,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,123 | $135,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,489 | $134,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 9,139 | $134,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 330 | $131,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 31,525 | $130,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,200 | $129,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 901 | $128,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 7,859 | $128,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,184 | $128,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 7,664 | $127,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,484 | $126,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 596 | $125,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 697 | $124,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,801 | $124,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 6,116 | $123,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 369 | $122,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,465 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,793 | $121,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,757 | $120,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 88,065 | $118,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 8,554 | $117,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 725 | $115,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 841 | $112,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 370 | $111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 5,070 | $111,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 681 | $110,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 5,438 | $110,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 479 | $109,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,076 | $109,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 250 | $109,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,808 | $108,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 858 | $107,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,076 | $105,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,625 | $103,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 842 | $102,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,532 | $102,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 822 | $101,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 8,079 | $101,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,575 | $100,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 665 | $100,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,150 | $100,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,371 | $100,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 3,394 | $99,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 3,326 | $99,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,160 | $98,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 125 | $97,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,853 | $91,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,505 | $90,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 6,309 | $90,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 715 | $89,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,727 | $87,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 3,577 | $87,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,168 | $85,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 855 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 750 | $85,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,105 | $79,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 322 | $78,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 724 | $78,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 550 | $78,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,132 | $78,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,132 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 776 | $76,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 2,516 | $75,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 499 | $75,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 3,800 | $73,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 4,456 | $73,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 7,500 | $73,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,361 | $69,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 809 | $68,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,986 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 355 | $66,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 600 | $66,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 300 | $65,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 693 | $65,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 472 | $65,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 4,306 | $64,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 551 | $61,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,460 | $61,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 2,049 | $60,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 6,362 | $60,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 466 | $59,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 4,000 | $59,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,669 | $59,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 850 | $58,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 386 | $58,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,100 | $56,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,248 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 914 | $56,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 369 | $54,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 180 | $53,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 6,837 | $53,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,452 | $53,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,700 | $53,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 179 | $52,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 125 | $52,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 580 | $52,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 952 | $52,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,164 | $51,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 400 | $50,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 478 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 452 | $47,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 244 | $46,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 342 | $46,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 425 | $46,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 240 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 2,020 | $46,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,789 | $45,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,655 | $45,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,500 | $45,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,430 | $44,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 266 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 280 | $44,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,681 | $42,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 180 | $41,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 139 | $41,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 437 | $41,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,539 | $41,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 500 | $40,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 643 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 2,305 | $39,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 241 | $39,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 334 | $39,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 132 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 310 | $39,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 2,706 | $39,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 470 | $38,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 96 | $37,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $37,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 891 | $37,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 2,050 | $37,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,000 | $36,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,119 | $36,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 250 | $35,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 1,600 | $35,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,812 | $35,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,000 | $34,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,537 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 319 | $34,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 411 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 501 | $34,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,575 | $33,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,500 | $33,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 850 | $33,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 16 | $32,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 506 | $32,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 600 | $32,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,350 | $32,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 529 | $31,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 700 | $30,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,196 | $30,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 281 | $29,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 364 | $29,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 800 | $29,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,108 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 140 | $28,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,975 | $28,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,200 | $28,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 521 | $27,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 313 | $27,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 225 | $27,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,023 | $27,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,944 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 500 | $26,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,300 | $26,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 561 | $25,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 700 | $25,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,800 | $25,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 180 | $24,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 383 | $24,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 599 | $24,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 181 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 804 | $24,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,248 | $24,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 21,513 | $24,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 565 | $23,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,989 | $23,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 429 | $22,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 462 | $22,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 600 | $22,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 78 | $21,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 380 | $21,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 750 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 150 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 205 | $21,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 525 | $21,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 35 | $20,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 129 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 109 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 85 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 176 | $20,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 55 | $19,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 60 | $19,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 217 | $19,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 600 | $19,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 14,000 | $19,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 760 | $18,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,000 | $18,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 62 | $18,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 250 | $18,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,404 | $18,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 2,444 | $18,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 322 | $17,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 344 | $17,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 125 | $17,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 5,237 | $17,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 280 | $17,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,273 | $17,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 253 | $17,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,000 | $17,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,730 | $17,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 162 | $16,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 171 | $16,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 84 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 350 | $16,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 137 | $16,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 77 | $15,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 312 | $15,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 229 | $15,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 457 | $15,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 65 | $14,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 55 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 155 | $14,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 194 | $14,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,000 | $14,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 67 | $13,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 334 | $13,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 176 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 125 | $13,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 27 | $13,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,177 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 182 | $13,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 286 | $12,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 15 | $12,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 100 | $12,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 307 | $12,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 42 | $12,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,517 | $12,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 302 | $12,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 605 | $12,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 75 | $11,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 120 | $11,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 66 | $11,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 130 | $11,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 834 | $11,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 159 | $11,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 71 | $10,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 113 | $10,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 517 | $10,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 130 | $10,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 130 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 360 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 173 | $10,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 400 | $10,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 53 | $9,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 80 | $9,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 55 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 70 | $9,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 162 | $9,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 141 | $8,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 90 | $8,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 100 | $8,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 166 | $8,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,226 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 398 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 132 | $7,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 50 | $7,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 145 | $7,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 262 | $7,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 117 | $6,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 50 | $6,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 71 | $6,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 103 | $6,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 71 | $6,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 25 | $6,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 400 | $6,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 65 | $5,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 100 | $5,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 94 | $5,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 227 | $5,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 25 | $5,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 103 | $5,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 94 | $5,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 101 | $5,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 814 | $5,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 700 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 181 | $5,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 100 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 25 | $4,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 107 | $4,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 253 | $4,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 17 | $4,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 12 | $4,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 55 | $4,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 200 | $4,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 111 | $4,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 583 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 500 | $4,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 305 | $4,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10 | $3,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 70 | $3,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 49 | $3,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 162 | $3,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 13 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 35 | $3,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 58 | $3,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 103 | $3,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 62 | $3,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 47 | $3,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3 | $3,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 38 | $3,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 32 | $3,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 72 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000197 | this filing | 2020-02-05 | acceptance time not in the bulk data set |