13F-HR filed by Harvest Investment Services, LLC
Harvest Investment Services, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-06, with 154 holding rows worth $199,307,000.
- Accession
- 0001606587-19-000973
- Filer
- CIK 1591097
- Filed
- 2019-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 154 entries on the cover page, a total value of $199,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $199,307,000 with VALUE read as thousands by filing date, 13F file number 028-19357. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 717,861 | $43,136,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 40,284 | $7,172,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 304,251 | $6,008,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 32,056 | $6,003,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,445 | $5,408,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 19,328 | $5,131,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 106,397 | $5,131,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 76,377 | $4,384,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 26,457 | $3,925,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 11,279 | $3,899,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 68,426 | $3,586,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 90,382 | $3,110,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 42,500 | $2,998,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 15,979 | $2,796,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 89,264 | $2,730,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 183,812 | $2,643,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 64,792 | $2,568,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 22,265 | $2,454,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 130,516 | $2,392,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 63,085 | $2,255,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 10,151 | $2,234,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 75,154 | $2,176,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 27,472 | $2,020,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 31,417 | $1,674,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 22,279 | $1,647,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 16,289 | $1,644,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 10,059 | $1,633,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 931 | $1,615,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,849 | $1,584,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 16,109 | $1,532,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,360 | $1,461,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 53,600 | $1,439,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 23,831 | $1,433,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 68,862 | $1,413,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,136 | $1,379,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 50,670 | $1,334,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,083 | $1,305,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 57,054 | $1,297,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 24,803 | $1,290,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 6,190 | $1,287,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,310 | $1,285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 25,047 | $1,187,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,076 | $1,140,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,821 | $1,140,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 16,223 | $1,006,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,321 | $995,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 56,850 | $953,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 16,557 | $945,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 13,390 | $925,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 63,271 | $919,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 17,470 | $858,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 14,110 | $825,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,961 | $818,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,310 | $791,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,434 | $771,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,261 | $751,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 15,513 | $749,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,427 | $743,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,456 | $737,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 20,847 | $699,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,723 | $659,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 16,867 | $649,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 20,665 | $646,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 14,295 | $595,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,376 | $590,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,194 | $582,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,187 | $568,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,743 | $550,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 27,488 | $547,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 12,057 | $520,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 14,751 | $515,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,378 | $508,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 17,246 | $504,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 23,323 | $487,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 9,716 | $468,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,818 | $464,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 11,454 | $443,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 7,007 | $441,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,702 | $427,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,897 | $426,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 34,655 | $426,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 73,137 | $419,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,515 | $408,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,483 | $401,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,144 | $400,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,216 | $400,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,075 | $389,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,284 | $388,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,691 | $376,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 6,625 | $373,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 12,153 | $372,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 9,491 | $370,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,784 | $368,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 10,403 | $366,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,513 | $356,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,049 | $350,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,667 | $346,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,808 | $340,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,564 | $339,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,670 | $330,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,906 | $328,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 77,864 | $327,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,437 | $325,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 19,944 | $324,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,613 | $315,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 6,899 | $310,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,400 | $308,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 4,819 | $307,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,173 | $305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 8,574 | $305,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 11,241 | $303,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,210 | $298,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,990 | $290,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,621 | $289,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,519 | $288,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,655 | $288,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,175 | $286,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,072 | $286,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,754 | $285,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,972 | $284,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,671 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,129 | $283,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,148 | $279,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,359 | $276,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 829 | $269,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,456 | $268,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,180 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,240 | $267,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,857 | $265,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 5,907 | $265,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,254 | $259,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,801 | $258,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,633 | $258,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,010 | $254,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,207 | $246,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 912 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,839 | $240,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,289 | $239,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,582 | $235,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,153 | $233,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,615 | $231,000 | thousands by filing date | principal |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 4,944 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,856 | $220,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 10,106 | $220,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,678 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 2,728 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,323 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 991 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,926 | $206,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,253 | $202,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 5,012 | $201,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,887 | $177,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 109,443 | $52,000 | thousands by filing date | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000973 | this filing | 2019-11-06 | acceptance time not in the bulk data set |