13F-HR filed by Ridgewood Investments LLC
Ridgewood Investments LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-23, with 189 holding rows worth $128,524,000.
- Accession
- 0001606587-19-000905
- Filer
- CIK 1703556
- Filed
- 2019-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 189 entries on the cover page, a total value of $128,524,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $128,524,000 with VALUE read as thousands by filing date, 13F file number 028-18012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 92,761 | $19,296,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 76,332 | $4,420,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 3,056 | $3,612,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 68,602 | $2,343,000 | thousands by filing date | |
| VTI | 922908769 | COM | 13,630 | $2,058,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 31,831 | $2,040,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 69,549 | $1,923,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 8,253 | $1,825,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 26,938 | $1,711,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,648 | $1,460,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 28,711 | $1,456,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,787 | $1,406,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 20,237 | $1,353,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,106 | $1,350,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 93,269 | $1,344,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,857 | $1,292,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,918 | $1,291,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,025 | $1,250,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,257 | $1,220,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 26,695 | $1,122,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 13,646 | $1,106,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 52,298 | $1,078,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,331 | $1,070,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 12,769 | $1,013,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,491 | $1,006,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 21,691 | $999,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 22,437 | $998,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,656 | $992,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 569 | $988,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,612 | $985,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 10,784 | $984,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,083 | $967,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 12,325 | $922,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 11,071 | $921,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 8,962 | $912,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 10,047 | $904,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,175 | $898,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 7,293 | $853,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,219 | $849,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11,657 | $828,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 59,678 | $821,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14,636 | $810,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,372 | $775,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 26,407 | $770,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 13,244 | $767,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,018 | $763,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,716 | $745,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 26,956 | $735,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,325 | $691,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,171 | $686,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 16,677 | $685,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,732 | $682,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,866 | $676,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 9,282 | $673,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 11,295 | $669,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 14,125 | $662,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,645 | $655,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 15,818 | $655,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 36,044 | $650,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,373 | $644,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,404 | $641,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 39,243 | $614,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,298 | $612,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,958 | $611,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 39,002 | $598,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 6,666 | $596,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 12,547 | $585,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,254 | $584,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,593 | $583,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 16,394 | $560,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,815 | $560,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9,911 | $560,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,274 | $552,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,953 | $550,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 10,249 | $546,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 37,696 | $541,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 3,382 | $529,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,060 | $523,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,250 | $518,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 23,461 | $508,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,291 | $493,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,829 | $491,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,913 | $487,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,550 | $485,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,985 | $484,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,071 | $481,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,808 | $473,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,444 | $462,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,107 | $462,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 10,024 | $450,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 11,161 | $447,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,401 | $443,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,773 | $443,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,139 | $443,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 9,597 | $421,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,994 | $418,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 5,944 | $413,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,205 | $411,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,610 | $406,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 17,194 | $405,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,475 | $400,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,300 | $400,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,854 | $389,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,150 | $380,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,876 | $379,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,115 | $376,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 20,936 | $373,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,390 | $368,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,019 | $363,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 10,000 | $363,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,088 | $359,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 13,589 | $354,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,151 | $347,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 18,562 | $347,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 4,896 | $347,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,784 | $345,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 6,537 | $344,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 17,674 | $343,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,125 | $341,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 15,013 | $341,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,944 | $332,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 6,745 | $330,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,009 | $327,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 8,262 | $322,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,766 | $319,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,500 | $307,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,165 | $307,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,685 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,630 | $302,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,288 | $295,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,941 | $293,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,543 | $286,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 5,621 | $286,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,073 | $285,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,085 | $282,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,232 | $278,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,342 | $271,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,180 | $266,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,603 | $261,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 18,501 | $260,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,200 | $255,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,641 | $254,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,454 | $252,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,293 | $250,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,030 | $248,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,896 | $245,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,042 | $244,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,707 | $243,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,524 | $235,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,217 | $234,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 25,505 | $230,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,085 | $229,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 116 | $228,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,310 | $225,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,189 | $223,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,509 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 2,333 | $221,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,225 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,181 | $216,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 796 | $214,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 32,348 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,436 | $205,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,070 | $203,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 6,264 | $203,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,788 | $168,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,547 | $157,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,595 | $154,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 12,597 | $142,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 50,000 | $140,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,511 | $133,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 10,880 | $129,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 11,077 | $128,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17,353 | $127,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 12,026 | $126,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 24,730 | $125,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 12,261 | $112,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 20,785 | $97,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 15,847 | $92,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,000 | $86,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 24,615 | $76,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 30,988 | $67,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 12,500 | $31,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,000 | $20,000 | thousands by filing date | call |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 12,000 | $19,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 16,120 | $16,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 20,020 | $16,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,000 | $15,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,000 | $14,000 | thousands by filing date | call |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 10,000 | $10,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000905 | this filing | 2019-10-23 | acceptance time not in the bulk data set |