13F-HR filed by Joseph P. Lucia & Associates, LLC
Joseph P. Lucia & Associates, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-15, with 486 holding rows worth $97,059,000.
- Accession
- 0001606587-19-000864
- Filer
- CIK 1775391
- Filed
- 2019-10-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 486 entries on the cover page, a total value of $97,059,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,059,000 with VALUE read as thousands by filing date, 13F file number 028-19484. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288687 | COM | 83,089 | $3,118,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 17,326 | $3,098,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 69,139 | $3,018,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 50,562 | $2,870,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 40,040 | $2,792,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 32,151 | $2,701,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 31,304 | $2,521,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 76,832 | $2,489,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 46,398 | $2,449,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 64,960 | $2,430,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 38,366 | $2,169,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 10,364 | $2,031,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,687 | $1,952,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 65,156 | $1,824,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 112,088 | $1,745,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 16,457 | $1,678,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 10,770 | $1,595,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,059 | $1,581,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 75,062 | $1,524,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 20,611 | $1,464,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 20,125 | $1,441,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 44,308 | $1,415,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 31,890 | $1,398,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 12,943 | $1,380,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 7,308 | $1,225,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,871 | $1,204,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,996 | $1,172,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 49,594 | $1,169,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,583 | $1,013,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 10,338 | $977,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,050 | $976,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 6,346 | $891,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,432 | $882,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 14,955 | $866,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 6,139 | $776,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 633 | $773,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,809 | $769,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,835 | $766,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 29,475 | $741,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 16,291 | $723,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,544 | $681,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 5,234 | $681,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,732 | $637,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 24,175 | $632,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 5,592 | $584,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 39,375 | $555,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 23,100 | $551,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 95,099 | $536,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 12,674 | $534,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,649 | $527,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,888 | $522,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 420 | $512,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,581 | $512,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,480 | $506,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,143 | $501,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,664 | $494,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 26,230 | $493,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,080 | $492,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 274 | $476,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,515 | $468,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,783 | $442,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 14,280 | $430,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,594 | $414,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,244 | $400,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 19,058 | $373,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 15,503 | $359,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 28,075 | $332,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 9,560 | $323,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,107 | $319,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 123,365 | $315,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,650 | $300,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,245 | $268,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,397 | $268,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 33,577 | $263,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 8,773 | $256,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,288 | $250,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,424 | $250,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,937 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,625 | $236,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,007 | $234,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,633 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 32,067 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,319 | $231,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 6,915 | $226,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,541 | $217,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,960 | $214,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 10,900 | $210,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,052 | $209,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 5,700 | $208,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 12,800 | $189,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 3,306 | $189,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 6,800 | $189,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,961 | $188,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,995 | $181,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 5,535 | $176,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 7,610 | $170,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 4,500 | $165,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,360 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 970 | $157,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 928 | $154,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,727 | $151,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,250 | $150,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,685 | $148,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,380 | $145,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 6,665 | $139,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 6,572 | $134,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 16,000 | $133,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 867 | $130,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 3,054 | $130,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 3,605 | $129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 4,773 | $129,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 3,486 | $128,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,135 | $126,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,745 | $126,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 879 | $122,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,450 | $121,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 6,465 | $118,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 5,214 | $118,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,919 | $115,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 959 | $112,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 685 | $110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,302 | $109,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,716 | $108,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 9,067 | $107,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,512 | $104,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 2,533 | $103,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,800 | $99,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,934 | $96,000 | thousands by filing date | |
| MGC | 921910873 | COM | 919 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,425 | $95,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,166 | $94,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,533 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,443 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 5,500 | $84,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 218 | $83,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 5,505 | $83,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 785 | $81,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,587 | $78,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 714 | $78,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 2,202 | $78,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 366 | $76,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 395 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 660 | $75,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,817 | $75,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,200 | $74,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,000 | $73,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 765 | $71,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,000 | $68,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 4,804 | $68,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 572 | $67,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 2,139 | $66,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 13,390 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 1,370 | $65,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 893 | $63,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 2,200 | $62,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 277 | $60,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 4,000 | $60,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 332 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 905 | $58,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 510 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,338 | $57,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 3,465 | $55,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,321 | $54,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,130 | $53,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 3,850 | $53,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 19,921 | $53,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 384 | $52,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 450 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 900 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 850 | $52,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 5,095 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 950 | $51,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 314 | $50,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,225 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 3,000 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 2,650 | $49,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,250 | $49,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 3,047 | $48,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 1,250 | $48,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,000 | $47,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,180 | $46,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,832 | $46,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 3,000 | $46,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,272 | $46,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1,500 | $45,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 865 | $44,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 250 | $43,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 760 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 360 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 2,500 | $41,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 3,675 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 500 | $37,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,850 | $37,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 880 | $36,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 278 | $36,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 540 | $36,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,940 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,171 | $35,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 891 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 949 | $35,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 205 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,100 | $34,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,725 | $34,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,700 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 175 | $33,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 419 | $32,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 247 | $32,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,550 | $32,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 264 | $31,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 379 | $31,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 300 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 328 | $31,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 390 | $30,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 452 | $29,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 558 | $29,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 800 | $29,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 100 | $27,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 326 | $27,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 500 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 155 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 275 | $27,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,440 | $27,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 455 | $26,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,838 | $26,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 500 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 400 | $25,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,000 | $25,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 114 | $24,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 100 | $24,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 300 | $23,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 225 | $23,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 383 | $23,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 1,000 | $23,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 73 | $22,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,275 | $22,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,349 | $22,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,250 | $22,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 493 | $21,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 150 | $21,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 221 | $20,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 150 | $20,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 2,200 | $20,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,135 | $20,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 100 | $20,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 380 | $20,000 | thousands by filing date | |
| VTI | 922908769 | COM | 126 | $19,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 400 | $19,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 300 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 515 | $19,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,762 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 421 | $19,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,000 | $19,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 139 | $18,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 648 | $18,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 200 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 600 | $18,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 61 | $17,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 700 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 267 | $17,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,000 | $17,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 400 | $17,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 109 | $16,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 605 | $16,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 131 | $16,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 170 | $16,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,000 | $16,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,535 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 430 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,780 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 300 | $16,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 75 | $15,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 200 | $15,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 170 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,000 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 350 | $15,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,327 | $15,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,645 | $15,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 6,000 | $15,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 475 | $14,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 130 | $14,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 880 | $14,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,251 | $14,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 107 | $13,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 150 | $13,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 94 | $13,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,663 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $13,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 40 | $12,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 94 | $12,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 145 | $12,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 112 | $12,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 100 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 300 | $12,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 670 | $12,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 955 | $12,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 156 | $12,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 697 | $12,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 120 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 125 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,020 | $12,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 200 | $11,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 157 | $11,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 216 | $11,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 85 | $11,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 245 | $11,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 75 | $11,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 8,611 | $11,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1,150 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 220 | $11,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,001 | $11,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 571 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 60 | $11,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 202 | $10,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 100 | $10,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 47 | $10,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 186 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 250 | $10,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 260 | $10,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 200 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 75 | $9,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 120 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 105 | $9,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 777 | $9,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 587 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 200 | $9,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 200 | $8,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 500 | $8,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 169 | $8,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 97 | $8,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 150 | $8,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 185 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 34 | $8,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 180 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 426 | $8,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,525 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 75 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 267 | $8,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 808 | $8,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 40 | $7,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 55 | $7,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 80 | $7,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 100 | $7,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 100 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 250 | $7,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 76 | $6,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 39 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 130 | $6,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 22 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $6,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $6,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 100 | $6,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 92 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 500 | $6,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 200 | $6,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 100 | $6,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 750 | $6,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 50 | $5,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 30 | $5,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 100 | $5,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 125 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,811 | $5,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 250 | $5,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 20 | $5,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 318 | $5,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,200 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 150 | $5,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 25 | $4,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 31 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 75 | $4,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 100 | $4,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 232 | $4,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20 | $4,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 130 | $4,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 25 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 200 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 232 | $4,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 200 | $4,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 95 | $4,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,048 | $4,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10 | $3,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 17 | $3,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 72 | $3,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 47 | $3,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 30 | $3,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 10 | $3,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,000 | $3,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $3,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 200 | $3,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 98 | $3,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 10 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 100 | $3,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 205 | $3,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 450 | $3,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 1,107 | $3,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 500 | $3,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 135 | $3,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 80 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 80 | $3,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 738 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 130 | $3,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 228 | $3,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 500 | $3,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 225 | $3,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 300 | $3,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 20 | $2,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 65 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 32 | $2,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 20 | $2,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 12 | $2,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 200 | $2,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 172 | $2,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 50 | $2,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 106 | $2,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 25 | $2,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 359 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 405 | $2,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 300 | $2,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 100 | $2,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 500 | $2,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 550 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25 | $1,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 25 | $1,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 10 | $1,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 15 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 40 | $1,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 65 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 500 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 89 | $1,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 294 | $1,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 450 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 60 | $1,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 30 | $1,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 100 | $1,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 425 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 150 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 100 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 115 | $1,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 50 | $1,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 300 | $1,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 213 | $1,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Stryker Corporation | 863667101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BECTON DICKINSON & CO | 075887109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LAMB WESTON HLDGS INC | 513272104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIVENT CORP | 53814L108 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTABA INC | 021346101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000864 | this filing | 2019-10-15 | acceptance time not in the bulk data set |