13F-HR filed by Klingman & Associates, LLC
Klingman & Associates, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-24, with 62 holding rows worth $193,348,000.
- Accession
- 0001606587-19-000681
- Filer
- CIK 1662449
- Filed
- 2019-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 62 entries on the cover page, a total value of $193,348,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,348,000 with VALUE read as thousands by filing date, 13F file number 028-17124. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 73,153 | $21,562,000 | thousands by filing date | |
| IJH | 464287507 | COM | 86,834 | $16,868,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 52,183 | $15,290,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 282,999 | $13,958,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 138,307 | $10,827,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 445,222 | $9,942,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 409,827 | $9,799,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 95,341 | $9,618,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 186,747 | $9,399,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 65,844 | $7,680,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 35,689 | $7,064,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 248,216 | $6,233,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 15,793 | $5,600,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 38,103 | $4,401,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 69,718 | $3,722,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 173,323 | $3,683,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 46,757 | $2,837,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 80,000 | $2,829,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 53,112 | $2,676,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 24,039 | $2,101,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,720 | $1,978,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 25,733 | $1,869,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 60,261 | $1,851,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 86,875 | $1,838,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 28,784 | $1,468,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 13,201 | $1,314,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 20,154 | $1,244,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 26,554 | $1,129,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,070 | $991,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 39,728 | $990,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 11,309 | $897,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 16,212 | $892,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 39,385 | $833,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 56,159 | $727,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,194 | $657,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,328 | $638,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 27,585 | $590,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,780 | $486,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,500 | $469,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,049 | $437,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,623 | $437,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 7,555 | $434,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 12,500 | $373,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,250 | $350,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,994 | $348,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,070 | $316,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,051 | $308,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,587 | $289,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,035 | $284,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,411 | $269,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,322 | $267,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,039 | $262,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,773 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,485 | $230,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,000 | $227,000 | thousands by filing date | principal |
| VANGUARD STAR FDS | 921909768 | COM | 4,107 | $217,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,935 | $214,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,250 | $213,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,978 | $208,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,920 | $199,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 11,100 | $174,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 12,000 | $107,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000681 | this filing | 2019-07-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-19-000812 | base | 2019-09-27 | acceptance time not in the bulk data set |