13F-HR filed by TOWNSQUARE CAPITAL LLC
TOWNSQUARE CAPITAL LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 414 holding rows worth $1,296,306,000.
- Accession
- 0001606587-19-000550
- Filer
- CIK 1761755
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 417 entries on the cover page, a total value of $1,296,306,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,296,306,000 with VALUE read as thousands by filing date, 13F file number 028-19141. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Chevron Corporation | 166764100 | COM | 755,962 | $93,119,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,052,832 | $87,564,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,142,362 | $42,507,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,448,196 | $41,332,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,358,032 | $39,668,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,080,464 | $32,716,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 163,836 | $31,121,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 956,440 | $29,219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 490,831 | $24,726,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 572,107 | $20,459,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 138,222 | $19,322,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 350,862 | $18,438,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 376,883 | $17,604,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 147,955 | $17,450,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 39,018 | $16,805,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 305,845 | $15,818,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 91,244 | $15,256,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 62,661 | $14,754,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 103,053 | $14,541,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 92,443 | $14,439,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 85,956 | $14,328,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 198,396 | $11,963,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 134,837 | $11,550,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 147,862 | $10,992,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 224,517 | $10,849,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 113,172 | $10,771,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 66,392 | $10,605,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 311,671 | $9,774,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 112,037 | $9,733,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 158,426 | $9,458,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 51,938 | $9,142,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 34,274 | $9,134,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,746 | $9,088,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,673 | $9,031,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 73,194 | $8,970,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 46,788 | $8,260,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 93,114 | $8,230,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 81,263 | $8,181,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 268,568 | $8,119,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 95,302 | $8,025,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 18,574 | $7,212,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 4,110 | $7,172,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 111,394 | $7,124,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 59,020 | $7,041,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 53,479 | $6,893,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 266,924 | $6,737,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 23,551 | $6,653,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 109,943 | $6,501,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 117,329 | $6,302,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 52,029 | $5,696,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 34,382 | $5,556,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 103,870 | $5,527,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 21,015 | $5,494,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 57,807 | $5,459,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 33,848 | $5,344,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 52,759 | $5,341,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 34,849 | $5,286,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 50,511 | $5,245,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 93,621 | $5,049,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 62,230 | $5,028,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 17,258 | $4,907,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 25,263 | $4,872,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 88,569 | $4,737,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 73,099 | $4,701,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 98,588 | $4,620,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 124,455 | $4,617,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 11,156 | $4,581,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 43,297 | $4,489,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 23,432 | $4,452,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 84,384 | $4,414,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15,943 | $4,364,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 56,487 | $4,092,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 38,072 | $3,961,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 109,537 | $3,854,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 34,687 | $3,851,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 90,442 | $3,841,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 70,945 | $3,830,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 146,559 | $3,785,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 87,755 | $3,745,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 35,368 | $3,715,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 18,946 | $3,636,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,036 | $3,425,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 16,506 | $3,316,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 40,025 | $3,226,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 15,207 | $3,160,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 93,609 | $3,111,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 20,555 | $3,096,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 12,349 | $3,084,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 60,749 | $3,056,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 20,832 | $2,918,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 49,047 | $2,797,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 17,287 | $2,780,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 52,269 | $2,626,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,557 | $2,621,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 12,208 | $2,570,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 27,841 | $2,550,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 19,318 | $2,512,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 38,946 | $2,464,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 56,898 | $2,422,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 21,143 | $2,391,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 39,041 | $2,359,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 18,061 | $2,312,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,973 | $2,274,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 12,424 | $2,267,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 11,390 | $2,250,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 81,008 | $2,235,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 97,964 | $2,197,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,588 | $2,159,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 75,198 | $2,153,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 16,347 | $2,068,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 27,939 | $2,055,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 16,208 | $2,008,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 31,487 | $1,959,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 63,987 | $1,940,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 19,300 | $1,905,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 18,583 | $1,887,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 24,519 | $1,884,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 26,732 | $1,856,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 7,385 | $1,821,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,164 | $1,736,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 23,304 | $1,724,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 6,452 | $1,716,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 16,121 | $1,710,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 93,420 | $1,689,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 34,560 | $1,649,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 20,494 | $1,621,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 22,550 | $1,575,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 13,228 | $1,574,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 46,669 | $1,545,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 38,477 | $1,526,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 18,973 | $1,525,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 11,816 | $1,522,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,956 | $1,519,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 17,741 | $1,505,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,501 | $1,495,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 8,259 | $1,483,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 29,284 | $1,470,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 43,793 | $1,460,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 145,759 | $1,456,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 32,620 | $1,405,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 48,624 | $1,396,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,502 | $1,394,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 31,689 | $1,383,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 8,790 | $1,376,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 26,369 | $1,364,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 18,197 | $1,362,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 24,118 | $1,356,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 17,289 | $1,350,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 7,098 | $1,342,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 27,047 | $1,322,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 22,682 | $1,317,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 36,040 | $1,296,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 14,795 | $1,286,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 12,115 | $1,274,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 98,516 | $1,270,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 29,865 | $1,260,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 43,359 | $1,247,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,552 | $1,230,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 11,037 | $1,227,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 20,077 | $1,216,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 681 | $1,213,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,730 | $1,199,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 8,056 | $1,163,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 25,392 | $1,155,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 42,277 | $1,152,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 81,831 | $1,152,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 19,880 | $1,142,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 7,767 | $1,137,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 20,194 | $1,133,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,454 | $1,132,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 9,359 | $1,114,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 21,125 | $1,106,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 14,696 | $1,103,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 23,143 | $1,102,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 42,232 | $1,084,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 22,202 | $1,070,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 66,689 | $1,066,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 9,454 | $1,061,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 10,673 | $1,043,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,381 | $1,041,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 19,109 | $1,037,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 12,697 | $1,032,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,715 | $1,022,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 7,111 | $1,018,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 14,471 | $1,018,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 29,648 | $993,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 23,736 | $974,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 8,312 | $957,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 11,600 | $955,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 28,147 | $952,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 13,512 | $944,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,026 | $923,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 6,470 | $898,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 86,947 | $869,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,023 | $868,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 6,781 | $862,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 12,100 | $856,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,991 | $851,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 68,279 | $845,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,213 | $836,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 35,232 | $829,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 16,947 | $828,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 3,097 | $819,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,228 | $805,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,294 | $804,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,105 | $800,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 4,814 | $794,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 10,670 | $789,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,901 | $788,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,226 | $781,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,961 | $781,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,669 | $779,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 23,633 | $772,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 25,808 | $756,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 5,003 | $727,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,463 | $725,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 11,206 | $714,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 12,353 | $710,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,570 | $702,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 6,990 | $701,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 967 | $699,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 6,074 | $686,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,057 | $676,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 12,140 | $674,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 37,236 | $670,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 16,304 | $666,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 15,588 | $663,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 24,970 | $662,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 9,583 | $656,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,298 | $650,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,961 | $648,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 17,826 | $646,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 47,034 | $645,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 8,573 | $642,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 6,143 | $639,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 7,191 | $637,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4,610 | $625,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,080 | $616,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,304 | $615,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 11,784 | $611,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 14,556 | $606,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,851 | $603,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,760 | $589,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,115 | $582,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 9,288 | $578,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 7,328 | $574,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 5,686 | $571,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 5,595 | $570,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 6,283 | $570,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,290 | $569,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 16,005 | $563,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,118 | $560,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 4,539 | $556,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,996 | $553,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,143 | $550,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 11,888 | $549,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 11,948 | $547,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,595 | $544,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,216 | $544,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,878 | $543,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,455 | $541,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 10,054 | $521,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 6,437 | $518,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,629 | $516,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 14,931 | $516,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,093 | $516,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 7,089 | $514,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,333 | $506,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 6,601 | $503,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 10,028 | $503,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,890 | $501,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 8,593 | $492,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,493 | $491,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,272 | $485,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 3,537 | $483,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,192 | $477,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 11,456 | $477,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 6,721 | $477,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,756 | $475,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,899 | $467,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,388 | $459,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 8,927 | $457,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 3,743 | $456,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,149 | $453,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,962 | $452,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,884 | $444,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,459 | $443,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,352 | $443,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,219 | $442,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,749 | $442,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 9,465 | $438,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 14,024 | $435,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 850 | $432,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,862 | $431,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 84,387 | $431,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 27,304 | $428,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 19,052 | $427,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 38,729 | $423,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,792 | $420,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 7,545 | $419,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 69,191 | $419,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,219 | $415,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,303 | $412,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,890 | $411,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 4,725 | $409,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,234 | $408,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 32,385 | $407,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,838 | $406,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,232 | $404,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 43,856 | $403,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 16,842 | $403,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 8,439 | $395,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 7,848 | $395,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 32,005 | $394,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,595 | $392,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,700 | $391,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 36,169 | $390,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 9,333 | $388,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,422 | $383,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,065 | $376,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,237 | $373,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 7,244 | $373,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,414 | $369,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3,829 | $361,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 6,613 | $353,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 15,137 | $352,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,414 | $350,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,863 | $350,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,894 | $349,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,569 | $326,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 17,779 | $325,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,077 | $324,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 20,700 | $323,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,577 | $322,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 22,112 | $321,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6,414 | $321,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,590 | $319,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 9,930 | $305,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 10,445 | $299,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 5,938 | $297,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,604 | $295,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 5,249 | $293,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 36,461 | $290,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,001 | $287,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,859 | $283,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 20,307 | $274,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 21,943 | $273,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 54,999 | $273,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,707 | $267,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,839 | $264,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 21,512 | $264,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,458 | $259,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 8,791 | $259,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,536 | $258,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,054 | $258,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,728 | $258,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,618 | $256,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,268 | $256,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,321 | $253,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,665 | $253,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,447 | $252,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6,255 | $251,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 26,817 | $251,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 70,244 | $251,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 61,168 | $251,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,278 | $250,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 32,105 | $250,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 19,142 | $250,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,574 | $248,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,466 | $248,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,363 | $248,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 21,347 | $247,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,622 | $247,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 687 | $245,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,728 | $239,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,619 | $237,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,290 | $235,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,246 | $232,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,441 | $230,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 13,334 | $230,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,427 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,703 | $229,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 60,711 | $226,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,477 | $223,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 17,028 | $223,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,556 | $222,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,334 | $222,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 9,074 | $222,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,258 | $221,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,436 | $221,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,764 | $219,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,520 | $219,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,866 | $215,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,148 | $214,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,427 | $213,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 8,514 | $213,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,780 | $212,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,077 | $211,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,689 | $205,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 11,821 | $196,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,800 | $194,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,963 | $176,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,115 | $150,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,670 | $149,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 10,397 | $146,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,890 | $143,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,132 | $119,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,404 | $117,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 20,431 | $112,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,716 | $102,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,092 | $90,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,389 | $88,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,066 | $87,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 11,467 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000550 | this filing | 2019-05-15 | acceptance time not in the bulk data set |