13F-HR/A filed by WESPAC Advisors SoCal, LLC
WESPAC Advisors SoCal, LLC filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2019-05-06, with 356 holding rows worth $158,403,000.
- Accession
- 0001606587-19-000495
- Filer
- CIK 1668188
- Filed
- 2019-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, amendment of type restatement, 357 entries on the cover page, a total value of $158,403,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $158,403,000 with VALUE read as thousands by filing date, 13F file number 028-17399. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 29,955 | $7,486,000 | thousands by filing date | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 29,895 | $7,447,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,572 | $6,867,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 60,150 | $6,595,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 50,728 | $6,546,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 38,241 | $6,032,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 58,196 | $5,911,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 124,217 | $5,829,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 63,911 | $5,687,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 41,682 | $5,507,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 91,075 | $5,306,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 52,248 | $5,100,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 24,831 | $4,833,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 26,836 | $4,610,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 133,296 | $4,538,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 60,885 | $4,343,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 56,125 | $4,227,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 41,425 | $4,040,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 85,025 | $3,684,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 76,160 | $3,584,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 47,570 | $3,545,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 56,270 | $3,296,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 120,450 | $2,871,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,197 | $2,028,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,232 | $1,850,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,972 | $1,831,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,160 | $1,513,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,804 | $1,425,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,475 | $1,240,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 11,121 | $1,025,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 12,500 | $1,019,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 17,887 | $1,015,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 3,868 | $1,012,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 21,085 | $981,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,735 | $964,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,320 | $882,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,314 | $865,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 411 | $707,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 7,075 | $675,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 7,725 | $625,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 10,875 | $607,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 8,775 | $577,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,440 | $554,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,815 | $519,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,875 | $501,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,685 | $483,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 6,260 | $480,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 10,800 | $457,000 | thousands by filing date | principal |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,475 | $439,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,390 | $432,000 | thousands by filing date | principal |
| iShares Gold Trust | 464285105 | ISHARES | 33,900 | $416,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 16,649 | $410,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,425 | $399,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,950 | $361,000 | thousands by filing date | principal |
| FORTIVE CORP COM | 34959J108 | Stock | 5,326 | $360,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,280 | $351,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 15,450 | $348,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,250 | $343,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,925 | $339,000 | thousands by filing date | principal |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,790 | $309,000 | thousands by filing date | principal |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,151 | $289,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 6,095 | $280,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 6,000 | $279,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 6,622 | $275,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,725 | $264,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,748 | $263,000 | thousands by filing date | principal |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 4,300 | $263,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,625 | $261,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,900 | $254,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,775 | $249,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 830 | $248,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,400 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,950 | $243,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,265 | $237,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,375 | $209,000 | thousands by filing date | principal |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,175 | $208,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,298 | $196,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 20,500 | $195,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 975 | $194,000 | thousands by filing date | principal |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,600 | $181,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,796 | $181,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,839 | $180,000 | thousands by filing date | principal |
| SEMPRA COM | 816851109 | Stock | 1,646 | $178,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,465 | $176,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,790 | $175,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,887 | $155,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,027 | $154,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,775 | $152,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,600 | $152,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 600 | $139,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 3,035 | $137,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,535 | $131,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,000 | $131,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,900 | $124,000 | thousands by filing date | principal |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,500 | $124,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,752 | $121,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $103,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 400 | $97,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 510 | $90,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,321 | $90,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 640 | $88,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,291 | $88,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 5,125 | $86,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,132 | $84,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,500 | $83,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 245 | $79,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 500 | $76,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 825 | $75,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,661 | $72,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 450 | $72,000 | thousands by filing date | principal |
| MOHAWK INDS INC | 608190104 | COM | 600 | $70,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,231 | $69,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,000 | $66,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 495 | $64,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 276 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,835 | $62,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 9,510 | $55,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 630 | $53,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 2,535 | $51,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 559 | $50,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 450 | $50,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $49,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,112 | $49,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 306 | $47,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 500 | $46,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,000 | $45,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,800 | $45,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 450 | $44,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3,253 | $43,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,292 | $42,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,042 | $41,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 486 | $40,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 405 | $38,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 170 | $38,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,600 | $37,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 188 | $35,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 295 | $35,000 | thousands by filing date | principal |
| DEXCOM INC COM | 252131107 | Stock | 300 | $35,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 500 | $35,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 220 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 200 | $33,000 | thousands by filing date | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,447 | $32,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 500 | $32,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 555 | $31,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 535 | $31,000 | thousands by filing date | principal |
| FISERV INC | 337738108 | COM | 420 | $30,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 280 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 800 | $30,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 99 | $29,000 | thousands by filing date | principal |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,300 | $29,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 544 | $28,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 500 | $28,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 839 | $28,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,200 | $27,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 170 | $26,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 100 | $26,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 590 | $26,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,795 | $26,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 300 | $25,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 240 | $25,000 | thousands by filing date | |
| IJH | 464287507 | COM | 150 | $24,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 140 | $24,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 63 | $24,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 168 | $23,000 | thousands by filing date | principal |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 230 | $23,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 300 | $22,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 350 | $22,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 510 | $22,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 170 | $22,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 480 | $22,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 156 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 545 | $21,000 | thousands by filing date | principal |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 700 | $21,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 950 | $21,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 800 | $21,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 750 | $21,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 193 | $20,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 300 | $20,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 102 | $20,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 568 | $20,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 75 | $19,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 400 | $19,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 248 | $19,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 510 | $19,000 | thousands by filing date | principal |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,000 | $19,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 694 | $19,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 170 | $18,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 200 | $18,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 324 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 438 | $18,000 | thousands by filing date | principal |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 200 | $18,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 624 | $17,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 226 | $17,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 93 | $17,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $17,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 150 | $17,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 400 | $17,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 896 | $17,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 175 | $17,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 200 | $16,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 200 | $16,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 152 | $16,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 187 | $16,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 325 | $15,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 250 | $15,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 275 | $15,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 600 | $15,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 513 | $15,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 114 | $14,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 50 | $14,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200 | $14,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 200 | $14,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 1,000 | $14,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 700 | $14,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,000 | $14,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 100 | $13,000 | thousands by filing date | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 227 | $13,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 150 | $13,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 150 | $13,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 93 | $13,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,000 | $13,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 150 | $13,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $12,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 80 | $12,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $12,000 | thousands by filing date | principal |
| ISHARES TR | 464287754 | US INDUSTRIALS | 100 | $12,000 | thousands by filing date | principal |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 40 | $11,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 112 | $11,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 215 | $11,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 100 | $11,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 300 | $11,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 350 | $11,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 250 | $11,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 5,200 | $11,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 134 | $10,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 1,358 | $10,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 200 | $10,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 4,400 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 50 | $10,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 150 | $10,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 100 | $10,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 206 | $10,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 100 | $10,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 700 | $10,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 104 | $10,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $10,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 250 | $10,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 86 | $9,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 177 | $9,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 230 | $9,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 75 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 200 | $9,000 | thousands by filing date | principal |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 990 | $9,000 | thousands by filing date | principal |
| CYRUSONE INC | 23283R100 | COM | 175 | $9,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 186 | $9,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 100 | $8,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 25 | $8,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 128 | $8,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 257 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 65 | $8,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 450 | $8,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 200 | $7,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 300 | $7,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 500 | $7,000 | thousands by filing date | principal |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 129 | $7,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 200 | $7,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 74 | $7,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 360 | $7,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 495 | $7,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 78 | $7,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 650 | $7,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $7,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 100 | $6,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 40 | $6,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 30 | $6,000 | thousands by filing date | principal |
| ENTEGRIS INC COM | 29362U104 | Stock | 225 | $6,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 36 | $6,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 650 | $6,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 101 | $6,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 78 | $5,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 40 | $5,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 98 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 300 | $5,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 200 | $5,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 70 | $5,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 179 | $5,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 102 | $4,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 33 | $4,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 33 | $4,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 58 | $4,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 251 | $4,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 200 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $4,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 170 | $4,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 132 | $4,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 167 | $4,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 125 | $4,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 200 | $4,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 16 | $3,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 50 | $3,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 135 | $3,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 86 | $3,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 200 | $3,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 200 | $3,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 44 | $3,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 70 | $3,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 48 | $3,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 32 | $2,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 29 | $2,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 25 | $2,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 50 | $2,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 20 | $2,000 | thousands by filing date | principal |
| YUM CHINA HLDGS INC | 98850P109 | COM | 78 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 100 | $2,000 | thousands by filing date | |
| NEMAURA MED INC | 640442109 | COM | 3,228 | $2,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 40 | $1,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 41 | $1,000 | thousands by filing date | principal |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 20 | $1,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 50 | $1,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 66 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 16 | $1,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 124 | $1,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 52 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 20 | $1,000 | thousands by filing date | principal |
| TILLYS INC | 886885102 | CL A | 100 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 450 | $1,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 200 | $1,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX LTD ORD | Y2573F102 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000187 | superseded | 2019-02-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-19-000495 | this filing | 2019-05-06 | acceptance time not in the bulk data set |