13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-30, with 794 holding rows worth $2,358,853,000.
- Accession
- 0001606587-19-000446
- Filer
- CIK 1723397
- Filed
- 2019-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 794 entries on the cover page, a total value of $2,358,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,358,853,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 15,457 | $528,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 28,854 | $527,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 19,200 | $524,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,851 | $523,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,880 | $521,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 3,234 | $520,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,478 | $520,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,815 | $519,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,587 | $517,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 7,025 | $514,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 7,018 | $514,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 10,367 | $514,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,077 | $510,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 10,052 | $509,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 16,650 | $508,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 16,984 | $506,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,858 | $503,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 16,346 | $502,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 40,264 | $498,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 4,961 | $498,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 8,321 | $495,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 30,336 | $494,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 38,647 | $493,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 14,966 | $492,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 14,992 | $492,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,672 | $490,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 7,452 | $490,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 34,400 | $490,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 11,896 | $486,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,123 | $484,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 14,256 | $484,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,752 | $482,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 15,383 | $474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 16,733 | $473,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 10,367 | $472,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 57,809 | $470,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 19,731 | $463,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,044 | $462,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,585 | $462,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 8,167 | $461,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,714 | $461,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 27,001 | $457,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,063 | $454,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 20,060 | $447,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 8,209 | $446,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 47,858 | $443,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,576 | $441,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 7,723 | $437,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,480 | $429,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 16,755 | $429,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 14,052 | $426,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 9,830 | $426,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,605 | $424,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,491 | $422,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,935 | $422,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 7,156 | $419,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,132 | $419,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 43,551 | $417,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 19,408 | $417,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 9,905 | $415,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,966 | $414,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,590 | $413,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 7,574 | $411,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 19,973 | $410,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3,077 | $403,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 41,571 | $401,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 30,320 | $400,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 17,721 | $399,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 23,769 | $399,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,060 | $396,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 21,069 | $392,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 30,732 | $389,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 6,656 | $387,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,789 | $387,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 3,416 | $387,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,942 | $385,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 29,249 | $384,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 11,900 | $383,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,518 | $380,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,325 | $376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 11,715 | $376,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,764 | $375,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,843 | $374,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,683 | $374,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 18,580 | $374,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,018 | $371,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,295 | $369,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 4,010 | $367,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,097 | $365,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,685 | $365,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,329 | $364,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 38,278 | $361,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 27,909 | $360,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 4,834 | $358,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 7,096 | $356,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 22,013 | $352,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 9,552 | $352,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,953 | $350,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 32,338 | $350,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 12,471 | $348,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,593 | $348,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,862 | $348,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,997 | $346,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,738 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,219 | $343,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,527 | $342,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,298 | $341,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,026 | $338,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 825 | $338,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,607 | $338,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 10,762 | $335,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 26,985 | $334,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,338 | $330,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,133 | $330,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,618 | $329,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,155 | $328,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,537 | $328,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,599 | $327,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 29,406 | $326,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,757 | $325,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 6,922 | $323,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 15,975 | $321,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,906 | $320,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,710 | $320,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,831 | $318,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,282 | $316,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,489 | $313,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 32,489 | $312,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 32,210 | $312,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,050 | $311,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 24,146 | $309,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 29,475 | $308,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 13,593 | $307,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 31,403 | $305,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 12,288 | $304,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 16,719 | $304,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 9,346 | $303,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,522 | $302,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 7,268 | $302,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 33,518 | $301,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 7,224 | $300,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 9,814 | $299,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 14,006 | $299,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 26,068 | $294,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 36,500 | $293,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,477 | $293,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 22,929 | $290,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,718 | $289,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,739 | $289,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 19,344 | $288,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,128 | $286,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 3,037 | $286,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 19,165 | $284,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 14,005 | $284,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,396 | $283,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 5,398 | $283,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 12,072 | $281,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 10,178 | $280,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,152 | $279,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,380 | $278,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,870 | $278,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,994 | $278,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 44,200 | $278,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,019 | $276,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,735 | $272,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,340 | $271,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,738 | $270,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,113 | $267,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,997 | $267,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 9,402 | $265,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,648 | $263,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,083 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,923 | $262,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 26,126 | $261,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,267 | $261,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,493 | $261,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 20,550 | $260,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,153 | $258,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,050 | $258,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,789 | $258,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,090 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,142 | $256,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,182 | $255,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,834 | $253,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 2,101 | $252,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 17,423 | $251,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,500 | $250,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,183 | $246,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,953 | $246,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 58,405 | $245,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,904 | $243,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,594 | $241,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,367 | $240,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,503 | $239,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,875 | $237,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,755 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 6,140 | $235,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,400 | $233,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,237 | $232,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 321 | $232,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 9,020 | $232,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,894 | $231,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,974 | $231,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,523 | $231,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,312 | $231,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,000 | $230,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,307 | $229,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 13,795 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 12,189 | $228,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,165 | $227,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,141 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 5,575 | $225,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 20,601 | $224,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,765 | $223,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,996 | $222,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,350 | $222,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 15,172 | $222,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 41,763 | $221,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 4,400 | $220,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,498 | $219,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,905 | $219,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,000 | $217,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 7,756 | $217,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,259 | $216,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,600 | $215,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,499 | $214,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,275 | $213,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,031 | $213,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 13,889 | $212,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 8,502 | $211,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,375 | $209,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,455 | $209,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 5,474 | $208,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,178 | $207,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,998 | $207,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 19,383 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 3,039 | $206,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 159 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 8,765 | $204,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,793 | $203,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 8,110 | $201,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 23,235 | $198,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 10,893 | $196,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 13,930 | $195,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 20,190 | $191,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 16,038 | $189,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,534 | $187,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 27,255 | $187,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 32,807 | $186,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,340 | $182,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 12,145 | $181,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 23,973 | $179,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,166 | $175,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,003 | $173,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,649 | $173,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 21,514 | $172,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,882 | $167,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 36,154 | $156,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 10,059 | $152,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 24,464 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,630 | $148,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 11,722 | $141,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,869 | $138,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 55,367 | $138,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 23,259 | $137,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,656 | $132,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 15,900 | $131,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,093 | $125,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 14,084 | $124,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 17,312 | $123,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,225 | $118,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 20,752 | $117,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,885 | $116,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 18,857 | $103,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 10,975 | $100,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 35,150 | $96,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 13,806 | $89,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 13,750 | $84,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 34,950 | $83,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,328 | $80,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,187 | $73,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 10,850 | $68,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,535 | $65,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 17,155 | $64,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,090 | $57,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 11,000 | $55,000 | thousands by filing date | principal |
| SEACHANGE INTL INC | 811699107 | COM | 35,752 | $47,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,030 | $44,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,810 | $30,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 17,355 | $20,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 11,000 | $19,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 20,000 | $18,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 12,000 | $11,000 | thousands by filing date | principal |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 15,898 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000446 | this filing | 2019-04-30 | acceptance time not in the bulk data set |