13F-HR filed by Sheaff Brock Investment Advisors, LLC
Sheaff Brock Investment Advisors, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-29, with 513 holding rows worth $821,894,000.
- Accession
- 0001606587-19-000433
- Filer
- CIK 1666789
- Filed
- 2019-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 513 entries on the cover page, a total value of $821,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $821,894,000 with VALUE read as thousands by filing date, 13F file number 028-17380. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,566 | $26,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 39,825 | $21,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 19,300 | $17,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 12,500 | $17,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 15,000 | $15,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 11,650 | $10,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 14,759 | $9,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 35,236 | $8,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 30,000 | $6,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 17,400 | $5,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 10,124 | $4,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 549,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000433 | this filing | 2019-04-29 | acceptance time not in the bulk data set |