13F-HR filed by CALTON & ASSOCIATES, INC.
CALTON & ASSOCIATES, INC. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-25, with 262 holding rows worth $328,312,000.
- Accession
- 0001606587-19-000412
- Filer
- CIK 822648
- Filed
- 2019-04-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 262 entries on the cover page, a total value of $328,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $328,312,000 with VALUE read as thousands by filing date, 13F file number 028-18259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 174,531 | $26,417,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 205,642 | $25,395,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 355,218 | $23,039,000 | thousands by filing date | |
| IJH | 464287507 | COM | 85,701 | $16,232,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 85,915 | $13,153,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 90,971 | $10,059,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 34,196 | $9,660,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 81,428 | $8,881,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 111,452 | $5,132,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 26,965 | $5,122,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 27,218 | $4,890,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 13,543 | $4,678,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 31,301 | $3,856,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 58,910 | $3,802,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 46,843 | $3,555,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10,796 | $3,072,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,856 | $2,814,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 26,380 | $2,755,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 72,911 | $2,665,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 29,229 | $2,612,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 16,535 | $2,421,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 75,434 | $2,366,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 53,498 | $2,274,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 38,463 | $2,262,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,234 | $2,198,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,417 | $2,066,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 11,583 | $1,998,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 25,060 | $1,995,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,625 | $1,990,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 32,674 | $1,932,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 62,800 | $1,928,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 43,157 | $1,852,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 34,114 | $1,796,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 28,788 | $1,672,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,182 | $1,644,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,104 | $1,630,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 28,928 | $1,613,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,027 | $1,605,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 70,841 | $1,588,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 51,211 | $1,520,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 13,360 | $1,511,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 27,855 | $1,503,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 42,433 | $1,496,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,627 | $1,486,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,123 | $1,425,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 38,326 | $1,402,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 28,617 | $1,384,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 27,510 | $1,286,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,784 | $1,284,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,299 | $1,263,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,408 | $1,257,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 29,241 | $1,199,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 14,636 | $1,188,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,031 | $1,167,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 41,284 | $1,141,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 15,775 | $1,136,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,502 | $1,093,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 20,823 | $1,060,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,350 | $1,037,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,211 | $1,029,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,348 | $1,024,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 19,855 | $1,019,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 9,665 | $969,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 37,481 | $964,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,610 | $960,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 18,299 | $956,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,484 | $928,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,463 | $911,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 21,729 | $888,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,137 | $869,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 85,403 | $853,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,364 | $843,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,540 | $837,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 18,780 | $836,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,281 | $822,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,434 | $809,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 5,847 | $788,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 13,220 | $779,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,729 | $753,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,763 | $748,000 | thousands by filing date | |
| MGC | 921910873 | COM | 7,655 | $748,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 12,911 | $748,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 40,965 | $744,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 623 | $733,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,017 | $727,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 26,122 | $721,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 14,191 | $714,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 22,086 | $714,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,687 | $703,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,751 | $701,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 11,778 | $700,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,682 | $696,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 12,589 | $695,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 9,113 | $688,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 8,515 | $678,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 16,500 | $677,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,246 | $675,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,307 | $669,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 74,361 | $653,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,641 | $639,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 538 | $631,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,666 | $630,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 12,470 | $627,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,388 | $619,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14,796 | $618,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,039 | $612,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,552 | $604,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,152 | $599,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,823 | $589,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 14,116 | $588,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 26,932 | $578,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 33,265 | $575,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 9,447 | $563,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 11,204 | $562,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 16,900 | $560,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 10,502 | $560,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,526 | $554,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,209 | $553,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 10,914 | $542,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,370 | $538,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,361 | $536,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,195 | $534,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 13,619 | $523,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,711 | $519,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,950 | $517,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,409 | $513,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,832 | $507,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 10,090 | $506,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 16,812 | $506,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,859 | $502,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,497 | $492,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,893 | $491,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,099 | $488,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,684 | $487,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4,583 | $484,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,594 | $483,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,199 | $482,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 16,015 | $477,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,045 | $476,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 12,772 | $475,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,420 | $469,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,958 | $463,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,745 | $461,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 9,808 | $460,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,821 | $455,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 20,986 | $451,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,416 | $449,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,722 | $441,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 11,539 | $429,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,442 | $422,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,690 | $418,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,491 | $405,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 7,999 | $405,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,749 | $404,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,491 | $393,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 7,882 | $392,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 10,734 | $386,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 9,903 | $385,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,870 | $380,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 979 | $380,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,096 | $376,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,978 | $373,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,934 | $371,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,364 | $370,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,859 | $363,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 7,407 | $363,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 26,094 | $361,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,505 | $352,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,596 | $351,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,852 | $348,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,779 | $348,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,185 | $346,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,381 | $338,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,466 | $334,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,079 | $325,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,033 | $321,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,632 | $321,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,348 | $318,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,050 | $316,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,295 | $314,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,418 | $310,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,027 | $310,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,396 | $309,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,229 | $307,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,771 | $303,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,619 | $303,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,065 | $302,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 9,572 | $299,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,863 | $296,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,668 | $295,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 11,320 | $293,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,396 | $292,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,404 | $290,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,502 | $286,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,476 | $286,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,755 | $286,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,343 | $282,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,797 | $281,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 16,490 | $280,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,164 | $279,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,251 | $276,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 6,959 | $275,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,364 | $272,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,059 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 7,596 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,556 | $272,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,005 | $265,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,452 | $265,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,532 | $263,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,209 | $260,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,814 | $259,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,772 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,601 | $259,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,242 | $255,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,354 | $255,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,663 | $248,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 708 | $247,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,470 | $245,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,670 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,423 | $237,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,947 | $236,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,045 | $236,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 4,707 | $236,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,113 | $232,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,054 | $230,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 9,249 | $223,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,759 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,065 | $222,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,452 | $220,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,880 | $219,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,917 | $217,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 6,854 | $217,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 379 | $216,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,751 | $214,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,515 | $213,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,336 | $210,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,906 | $210,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,178 | $209,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 11,483 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,367 | $205,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,743 | $205,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,580 | $204,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,846 | $202,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 18,837 | $193,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,798 | $182,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,618 | $171,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 27,127 | $164,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 16,425 | $149,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,281 | $146,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 10,696 | $144,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,206 | $127,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 19,534 | $120,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,975 | $114,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,683 | $102,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 31,436 | $92,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,400 | $91,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,864 | $80,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,083 | $76,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 21,619 | $66,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,170 | $63,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 37,269 | $21,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000412 | this filing | 2019-04-25 | acceptance time not in the bulk data set |