13F-HR filed by Stone House Investment Management, LLC
Stone House Investment Management, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-12, with 227 holding rows worth $192,000,000.
- Accession
- 0001606587-19-000338
- Filer
- CIK 1696497
- Filed
- 2019-04-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 227 entries on the cover page, a total value of $192,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $192,000,000 with VALUE read as thousands by filing date, 13F file number 028-17659. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 75,585 | $21,509,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 186,032 | $19,357,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 100,794 | $11,145,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 180,222 | $10,952,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 179,268 | $8,668,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 76,312 | $8,603,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 77,405 | $8,443,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 128,367 | $7,610,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 271,783 | $6,860,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 257,000 | $6,767,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 56,505 | $6,727,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 33,887 | $5,841,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 85,575 | $5,511,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 67,185 | $5,183,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 83,553 | $4,321,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 25,672 | $4,279,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 72,456 | $4,260,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 118,949 | $4,185,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 93,724 | $4,007,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31,273 | $3,442,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 103,916 | $3,436,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 109,445 | $3,396,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 88,222 | $3,242,000 | thousands by filing date | |
| IJH | 464287507 | COM | 10,366 | $1,963,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 30,803 | $1,789,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 27,040 | $1,688,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 31,523 | $1,403,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 26,597 | $1,336,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 29,106 | $1,317,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 38,231 | $1,117,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 24,582 | $840,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 29,125 | $831,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 9,610 | $792,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 11,939 | $595,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 10,835 | $548,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 5,253 | $527,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,001 | $514,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 12,154 | $452,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,371 | $444,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 11,082 | $396,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,947 | $370,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,440 | $272,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,290 | $267,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,109 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,177 | $232,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,058 | $205,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 6,620 | $182,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,492 | $176,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 3,325 | $167,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 7,000 | $165,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 4,118 | $158,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 5,692 | $151,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 2,350 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,008 | $127,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,131 | $119,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 962 | $112,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 4,213 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 3,458 | $105,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 2,037 | $103,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 4,082 | $101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,167 | $100,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 520 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 4,939 | $93,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 242 | $92,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 2,627 | $92,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,191 | $88,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 815 | $85,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 46 | $82,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 6,388 | $79,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,843 | $77,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 660 | $76,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,051 | $74,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 294 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,328 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,480 | $70,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 56 | $66,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 323 | $64,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,267 | $64,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 609 | $62,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 565 | $62,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 348 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,611 | $62,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 365 | $61,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 413 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 585 | $57,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 282 | $56,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 480 | $54,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 277 | $53,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 1,218 | $52,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 1,705 | $51,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 659 | $51,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 399 | $51,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 1,677 | $51,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 404 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 952 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,512 | $46,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,720 | $44,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 146 | $44,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 283 | $43,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 483 | $43,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 1,771 | $43,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,295 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 1,692 | $41,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 705 | $39,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 385 | $38,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 330 | $37,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 31 | $36,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 720 | $36,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 700 | $36,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 607 | $36,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,025 | $34,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 604 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,624 | $32,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 54 | $31,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 375 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 802 | $29,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 139 | $28,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 497 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 243 | $27,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,070 | $27,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 4,780 | $27,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 644 | $26,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 472 | $25,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 579 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 769 | $25,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 513 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 416 | $24,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,000 | $24,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 263 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,038 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 665 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 612 | $23,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 125 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 109 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 563 | $21,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 406 | $20,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 214 | $20,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 681 | $20,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,270 | $18,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 974 | $18,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 122 | $17,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 647 | $17,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 234 | $15,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 78 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 267 | $13,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 64 | $12,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 50 | $12,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 77 | $12,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 63 | $11,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 147 | $11,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 215 | $10,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 100 | $10,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 62 | $10,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 153 | $10,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 150 | $9,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 130 | $9,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 170 | $9,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,020 | $9,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 77 | $8,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 50 | $8,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 67 | $8,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 610 | $8,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 488 | $7,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 721 | $7,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 161 | $7,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 82 | $7,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 658 | $7,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 18 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 190 | $6,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 100 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 118 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 184 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 235 | $6,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 28 | $5,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 115 | $5,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 16 | $5,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 36 | $5,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 100 | $5,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 90 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 99 | $5,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 154 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 100 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 140 | $5,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 253 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 102 | $5,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,040 | $5,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 495 | $5,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 65 | $4,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50 | $4,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 29 | $4,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 87 | $4,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 60 | $4,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 230 | $4,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 97 | $4,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 35 | $4,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 35 | $3,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 22 | $3,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 31 | $3,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 29 | $3,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 54 | $3,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 144 | $3,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 635 | $3,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 715 | $3,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 412 | $3,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 12 | $2,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 78 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 23 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 53 | $2,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 79 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 134 | $2,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 552 | $2,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 123 | $2,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 20 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 9 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 42 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 16 | $1,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 18 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOWPOINT INC | 379887201 | CMN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000338 | this filing | 2019-04-12 | acceptance time not in the bulk data set |