13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-15, with 772 holding rows worth $2,053,157,000.
- Accession
- 0001606587-19-000037
- Filer
- CIK 1723397
- Filed
- 2019-01-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 773 entries on the cover page, a total value of $2,053,157,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,053,157,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 12,109 | $467,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 16,632 | $464,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 28,479 | $461,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 6,706 | $460,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 9,808 | $458,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 6,138 | $456,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 14,651 | $455,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 19,454 | $455,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,912 | $452,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 9,878 | $452,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 28,664 | $451,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,821 | $450,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 8,611 | $448,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 53,750 | $447,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 9,699 | $446,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 44,580 | $446,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 12,715 | $445,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 9,161 | $444,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 53,213 | $443,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 14,966 | $439,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 14,203 | $438,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,740 | $437,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 16,301 | $436,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 24,260 | $428,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,075 | $423,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,464 | $422,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 54,884 | $421,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 10,572 | $420,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,770 | $416,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 15,613 | $414,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,544 | $412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 3,611 | $410,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 19,426 | $406,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 13,438 | $406,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,481 | $405,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,881 | $403,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 14,256 | $402,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,164 | $400,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 45,018 | $399,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,930 | $399,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 15,977 | $399,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 33,309 | $397,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 13,491 | $394,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 76,387 | $394,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 54,974 | $391,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 13,597 | $390,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 14,873 | $386,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 7,468 | $385,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,830 | $385,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,588 | $382,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3,259 | $379,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,371 | $378,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 12,997 | $377,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 23,169 | $375,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 7,700 | $373,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,158 | $372,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,305 | $372,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,476 | $369,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 15,542 | $368,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 33,499 | $368,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 49,206 | $367,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,266 | $367,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 48,616 | $366,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 20,277 | $363,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,910 | $362,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,083 | $361,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 18,290 | $359,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,220 | $356,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 18,560 | $352,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 11,373 | $352,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,605 | $351,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,491 | $350,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,446 | $346,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 41,700 | $344,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,788 | $343,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,049 | $339,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 25,175 | $339,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 10,647 | $336,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 12,115 | $336,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 18,258 | $335,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 23,275 | $333,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,766 | $331,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,438 | $330,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 15,378 | $326,000 | thousands by filing date | principal |
| GOLAR LNG LTD | G9456A100 | SHS | 15,007 | $326,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 30,714 | $325,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 30,064 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,950 | $322,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 23,317 | $320,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 25,462 | $319,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,574 | $318,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,564 | $315,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 9,346 | $315,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 30,475 | $314,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,717 | $309,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 25,513 | $307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,340 | $307,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,421 | $305,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 8,873 | $305,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,239 | $305,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,599 | $302,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,756 | $300,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,691 | $299,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,631 | $299,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,060 | $298,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 5,132 | $297,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 7,397 | $296,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 12,356 | $289,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,442 | $289,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 5,461 | $289,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,537 | $288,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,953 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,883 | $288,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 13,665 | $287,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 4,191 | $287,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,600 | $284,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,718 | $281,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 31,403 | $280,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,037 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,693 | $279,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 5,844 | $278,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,295 | $277,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 23,973 | $276,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,850 | $275,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 5,073 | $273,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 9,847 | $272,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,388 | $272,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 9,801 | $271,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,265 | $268,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 13,700 | $267,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 44,200 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 14,700 | $263,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 10,178 | $261,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,519 | $258,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,448 | $256,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,660 | $253,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,183 | $253,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 8,749 | $252,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 24,236 | $252,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,396 | $251,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 30,877 | $250,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,314 | $249,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 5,285 | $249,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,454 | $248,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,342 | $248,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 11,328 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,940 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 8,474 | $244,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,855 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,506 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,472 | $242,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,952 | $242,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,855 | $241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 3,240 | $241,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,450 | $240,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 12,933 | $238,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,292 | $237,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 23,304 | $237,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 30,470 | $237,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,836 | $236,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,832 | $235,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,271 | $235,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 13,779 | $235,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 5,000 | $233,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5,525 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 11,776 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,923 | $231,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,900 | $230,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,505 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 2,234 | $230,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,000 | $229,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,003 | $228,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 17,289 | $228,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,981 | $228,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,213 | $227,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,924 | $226,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 6,513 | $225,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,436 | $224,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,056 | $224,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,267 | $224,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 9,294 | $224,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,159 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,789 | $223,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,888 | $222,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 9,302 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,142 | $221,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 3,127 | $220,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,712 | $219,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,789 | $219,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 4,400 | $219,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,646 | $217,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,778 | $215,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 20,847 | $215,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,500 | $215,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,182 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,738 | $214,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,347 | $213,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 8,100 | $213,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 27,000 | $210,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,834 | $209,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,199 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 7,686 | $208,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 15,900 | $208,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,483 | $207,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,457 | $207,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 5,897 | $206,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,036 | $204,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,431 | $204,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,122 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,657 | $202,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,060 | $201,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,825 | $200,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,015 | $192,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,652 | $183,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 11,167 | $180,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 15,276 | $180,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 39,243 | $175,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 13,829 | $161,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 19,317 | $158,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,917 | $154,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,143 | $154,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 21,705 | $153,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,209 | $151,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 24,237 | $149,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,861 | $149,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,263 | $141,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,166 | $140,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 37,754 | $139,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,600 | $139,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 23,255 | $137,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 11,106 | $136,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,257 | $135,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,630 | $133,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 24,300 | $132,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 24,020 | $129,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,219 | $128,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 13,246 | $127,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 26,652 | $125,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 10,059 | $124,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,050 | $119,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,913 | $119,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 23,259 | $115,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,533 | $108,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,291 | $106,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 20,752 | $106,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 18,465 | $105,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 78,890 | $101,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,260 | $97,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,349 | $96,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,535 | $95,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,225 | $90,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 15,309 | $89,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 37,575 | $84,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 13,750 | $82,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,225 | $82,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,322 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 10,529 | $80,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 14,525 | $76,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,480 | $75,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 11,600 | $75,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 23,450 | $53,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 13,255 | $47,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,752 | $45,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 11,000 | $43,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 11,810 | $35,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,187 | $34,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 42,289 | $20,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 17,355 | $20,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 20,000 | $16,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 12,000 | $11,000 | thousands by filing date | principal |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 11,000 | $9,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 12,398 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000037 | this filing | 2019-01-15 | acceptance time not in the bulk data set |